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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+1.09%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$111M
AUM Growth
-$7.29M
Cap. Flow
-$4.17M
Cap. Flow %
-3.77%
Top 10 Hldgs %
74.52%
Holding
104
New
18
Increased
10
Reduced
14
Closed
39

Top Buys

Rank Stock Value
1
KURA icon
Kura Oncology
KURA
+$3.93M
2
VZ icon
Verizon
VZ
+$929K
3
RTX icon
RTX Corp
RTX
+$894K
4
CTRA
Coterra Energy
CTRA
+$885K
5
WMB icon
Williams Companies
WMB
+$846K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$3.31M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3M
3
AXSM icon
Axsome Therapeutics
AXSM
+$2.5M
4
NVDA icon
NVIDIA
NVDA
+$735K
5
MAA icon
Mid-America Apartment Communities
MAA
+$639K

Sector Composition

Rank Sector Weight
1 Healthcare 64.96%
2 Financials 5.32%
3 Industrials 4.49%
4 Energy 4.42%
5 Consumer Staples 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
76
CALL
iShares Russell 2000 ETF
IWM
$81.9B
– –
-600
Closed -$122K
IWM icon
77
PUT
iShares Russell 2000 ETF
IWM
$81.9B
– –
-600
Closed -$122K
KR icon
78
Kroger
KR
$34.8B
– –
-11,428
Closed -$517K
MAA icon
79
Mid-America Apartment Communities
MAA
$15.7B
– –
-2,786
Closed -$639K
MRNA icon
80
Moderna
MRNA
$23.6B
– –
-1,317
Closed -$334K
MS icon
81
Morgan Stanley
MS
$340B
– –
-5,381
Closed -$528K
NUE icon
82
Nucor
NUE
$62.1B
– –
-3,795
Closed -$433K
NVDA icon
83
NVIDIA
NVDA
$5.42T
– –
-25,000
Closed -$735K
NVDA icon
84
PUT
NVIDIA
NVDA
$5.42T
– –
-5,000
Closed -$126K
PAYX icon
85
Paychex
PAYX
$42.7B
– –
-3,936
Closed -$537K
PTON icon
86
Peloton Interactive
PTON
$2.49B
– –
-6,345
Closed -$227K
QQQ icon
87
CALL
Invesco QQQ Trust
QQQ
$481B
– –
-800
Closed -$288K
QQQ icon
88
PUT
Invesco QQQ Trust
QQQ
$481B
– –
-800
Closed -$288K
REGN icon
89
Regeneron Pharmaceuticals
REGN
$80.8B
– –
-785
Closed -$496K
RMD icon
90
ResMed
RMD
$30.7B
– –
-1,722
Closed -$449K
ROK icon
91
Rockwell Automation
ROK
$49B
– –
-1,528
Closed -$533K
RVTY icon
92
Revvity
RVTY
$12.8B
– –
-2,616
Closed -$526K
SBAC icon
93
SBA Communications
SBAC
$19.5B
– –
-1,349
Closed -$525K
SHOP icon
94
CALL
Shopify
SHOP
$195B
– –
-1,000
Closed -$88K
SHOP icon
95
PUT
Shopify
SHOP
$195B
– –
-2,000
Closed -$176K
SPY icon
96
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-1,100
Closed -$495K
SPY icon
97
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-1,700
Closed -$765K
TLT icon
98
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
– –
-800
Closed -$110K
TLT icon
99
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
– –
-800
Closed -$110K
WAT icon
100
Waters Corp
WAT
$39.9B
– –
-1,266
Closed -$472K
1 2 3
4
5

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RAM
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MHFA
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EWA
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SC
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KIM
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CPRPA
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Alethea Capital Management's Q1 2022 Portfolio in Review

As of Q1 2022, Alethea Capital Management held 104 positions worth $111M, down 6.2% from $118M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Alethea Capital Management withdrew a net $4.17M in Q1 2022, closing 39 positions and reducing 14 holdings. Its most notable exit was NVIDIA, an estimated $735K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 65% of assets, up from 62% a quarter earlier, followed by Financials and Industrials.

Against the trend, Alethea Capital Management opened a new position in Verizon worth $893K.

  • Alethea Capital Management's largest Q1 2022 buy was Verizon: 17,529 shares worth $893K.
  • Alethea Capital Management added most to Kura Oncology in Q1 2022, an estimated $3.93M increase.
  • Alethea Capital Management's biggest Q1 2022 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $3.31M.
  • Alethea Capital Management fully exited NVIDIA in Q1 2022, selling an estimated $735K.
  • Alethea Capital Management's ten largest holdings make up 75% of its $111M portfolio in Q1 2022.
  • Alethea Capital Management opened 18 new positions and closed 39 in Q1 2022.
  • Alethea Capital Management's portfolio value fell 6.2% quarter-over-quarter to $111M.

Based on Alethea Capital Management's 13F filing for Q1 2022, filed 13 May 2022.