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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+5.54%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$118M
AUM Growth
+$4.24M
Cap. Flow
+$1.29M
Cap. Flow %
1.1%
Top 10 Hldgs %
75.53%
Holding
121
New
40
Increased
3
Reduced
16
Closed
35

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.54M
2
KURA icon
Kura Oncology
KURA
+$1.39M
3
CDTX
Cidara Therapeutics
CDTX
+$1.19M
4
HOOD icon
Robinhood
HOOD
+$883K
5
NVDA icon
NVIDIA
NVDA
+$688K

Top Sells

Rank Stock Value
1
ODFL icon
Old Dominion Freight Line
ODFL
+$1.83M
2
BR icon
Broadridge
BR
+$969K
3
FAST icon
Fastenal
FAST
+$938K
4
AMZN icon
Amazon
AMZN
+$910K
5
ABBV icon
AbbVie
ABBV
+$892K

Sector Composition

Rank Sector Weight
1 Healthcare 62.37%
2 Financials 3.46%
3 Industrials 3.45%
4 Technology 3.36%
5 Consumer Staples 2.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
76
PUT
iShares Russell 2000 ETF
IWM
$81.9B
$122K 0.1%
+600
New +$136K
TLT icon
77
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$110K 0.09%
+800
New +$118K
TLT icon
78
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$110K 0.09%
+800
New +$118K
AAPL icon
79
CALL
Apple
AAPL
$4.57T
$105K 0.09%
+600
New +$94.8K
AAPL icon
80
PUT
Apple
AAPL
$4.57T
$105K 0.09%
+600
New +$94.8K
SHOP icon
81
CALL
Shopify
SHOP
$195B
$88K 0.07%
+1,000
New +$146K
GLD icon
82
CALL
SPDR Gold Trust
GLD
$142B
$68K 0.06%
+400
New +$67.2K
GLD icon
83
PUT
SPDR Gold Trust
GLD
$142B
$68K 0.06%
+400
New +$67.2K
XOM icon
84
CALL
ExxonMobil
XOM
$634B
$48K 0.04%
+600
New +$37.5K
XOM icon
85
PUT
ExxonMobil
XOM
$634B
$48K 0.04%
+600
New +$37.5K
VTAK icon
86
Catheter Precision
VTAK
$1.01M
$19K 0.02%
1
– –
ABBV icon
87
AbbVie
ABBV
$435B
– –
-8,270
Closed -$892K
ADM icon
88
Archer Daniels Midland
ADM
$36.9B
– –
-11,419
Closed -$685K
AJG icon
89
Arthur J. Gallagher & Co
AJG
$63.6B
– –
-3,016
Closed -$448K
AMZN icon
90
Amazon
AMZN
$2.96T
– –
-5,540
Closed -$910K
AX icon
91
Axos Financial
AX
$5.68B
– –
-4,400
Closed -$227K
AZO icon
92
AutoZone
AZO
$51.1B
– –
-464
Closed -$788K
BGC icon
93
BGC Group
BGC
$4.89B
– –
-34,052
Closed -$177K
BR icon
94
Broadridge
BR
$19B
– –
-5,812
Closed -$969K
CBRE icon
95
CBRE Group
CBRE
$42.9B
– –
-4,210
Closed -$410K
CCI icon
96
Crown Castle
CCI
$32.2B
– –
-3,547
Closed -$615K
DB icon
97
Deutsche Bank
DB
$71.5B
– –
-26,169
Closed -$332K
DGX icon
98
Quest Diagnostics
DGX
$26.3B
– –
-5,243
Closed -$762K
ELV icon
99
Elevance Health
ELV
$85.5B
– –
-1,813
Closed -$676K
ENB icon
100
Enbridge
ENB
$112B
– –
-5,100
Closed -$203K
1 2 3
4
5

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CPI
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RAM
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MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
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SC
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KIM
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CPRPA
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Alethea Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Alethea Capital Management held 121 positions worth $118M, up 3.7% from $114M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Alethea Capital Management's Q4 2021 filing shows 40 new, 3 increased, 16 reduced and 35 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 57,954 shares worth $8.59M. The largest sale was Old Dominion Freight Line, an estimated $1.83M.

By sector, the portfolio is most concentrated in Healthcare at 62% of assets, down from 63% a quarter earlier, followed by Financials and Industrials.

  • Alethea Capital Management's largest Q4 2021 buy was iShares 20+ Year Treasury Bond ETF: 57,954 shares worth $8.59M.
  • Alethea Capital Management added most to Cidara Therapeutics in Q4 2021, an estimated $1.19M increase.
  • Alethea Capital Management's biggest Q4 2021 reduction was Spectrum Pharmaceuticals Inc, cutting an estimated $858K.
  • Alethea Capital Management fully exited Old Dominion Freight Line in Q4 2021, selling an estimated $1.83M.
  • Alethea Capital Management's ten largest holdings make up 76% of its $118M portfolio in Q4 2021.
  • Alethea Capital Management opened 40 new positions and closed 35 in Q4 2021.
  • Alethea Capital Management's portfolio value rose 3.7% quarter-over-quarter to $118M.

Based on Alethea Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.