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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+184.42%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$233M
AUM Growth
+$75.2M
Cap. Flow
-$17.9M
Cap. Flow %
-7.67%
Top 10 Hldgs %
83.44%
Holding
109
New
28
Increased
7
Reduced
15
Closed
24

Top Buys

Rank Stock Value
1
UHS icon
Universal Health Services
UHS
+$1.22M
2
NWSA icon
News Corp Class A
NWSA
+$1.21M
3
EIX icon
Edison International
EIX
+$1.2M
4
LHX icon
L3Harris
LHX
+$1.09M
5
MU icon
Micron Technology
MU
+$1.01M

Top Sells

Rank Stock Value
1
AXSM icon
Axsome Therapeutics
AXSM
+$12.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.5M
3
AMT icon
American Tower
AMT
+$1.09M
4
MKC icon
McCormick & Company Non-Voting
MKC
+$1.02M
5
QCOM icon
Qualcomm
QCOM
+$939K

Sector Composition

Rank Sector Weight
1 Healthcare 49.68%
2 Financials 6.56%
3 Consumer Staples 2.63%
4 Industrials 2.51%
5 Communication Services 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMN icon
76
Eastman Chemical
EMN
$8.47B
$238K 0.1%
3,000
– –
AEM icon
77
Agnico Eagle Mines
AEM
$90.8B
$224K 0.1%
+3,632
New +$211K
DOW icon
78
Dow Inc
DOW
$21.5B
$219K 0.09%
+4,000
New +$207K
INTC icon
79
Intel
INTC
$510B
$209K 0.09%
+3,500
New +$196K
NFG icon
80
National Fuel Gas
NFG
$7.67B
$209K 0.09%
+4,500
New +$205K
ATVI
81
DELISTED
Activision Blizzard
ATVI
$209K 0.09%
+3,525
New +$195K
BGC icon
82
BGC Group
BGC
$4.98B
$203K 0.09%
34,177
– –
IBM icon
83
IBM
IBM
$222B
$201K 0.09%
1,569
– –
BLW icon
84
BlackRock Limited Duration Income Trust
BLW
$492M
$189K 0.08%
11,516
– –
EVM
85
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$153K 0.07%
13,579
– –
ACN icon
86
Accenture
ACN
$106B
– –
-3,854
Closed -$741K
AEP icon
87
American Electric Power
AEP
$68.7B
– –
-8,093
Closed -$758K
ALB icon
88
Albemarle
ALB
$15.1B
– –
-4,041
Closed -$281K
AMT icon
89
American Tower
AMT
$80.9B
– –
-4,931
Closed -$1.09M
CMCSA icon
90
Comcast
CMCSA
$90B
– –
-16,844
Closed -$759K
CMG icon
91
Chipotle Mexican Grill
CMG
$42.1B
– –
-48,550
Closed -$816K
DHI icon
92
D.R. Horton
DHI
$41.5B
– –
-16,511
Closed -$870K
DIS icon
93
PUT
Walt Disney
DIS
$181B
– –
-200
Closed -$1K
ED icon
94
Consolidated Edison
ED
$40B
– –
-8,122
Closed -$767K
JCI icon
95
Johnson Controls International
JCI
$93.1B
– –
-7,164
Closed -$314K
JWN
96
DELISTED
Nordstrom
JWN
– –
-7,640
Closed -$257K
KMX icon
97
CarMax
KMX
$8.28B
– –
-7,257
Closed -$639K
MKC icon
98
McCormick & Company Non-Voting
MKC
$14.2B
– –
-13,004
Closed -$1.02M
PAYX icon
99
Paychex
PAYX
$42.7B
– –
-8,655
Closed -$716K
QCOM icon
100
Qualcomm
QCOM
$174B
– –
-12,311
Closed -$939K
1 2 3
4
5

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RAM
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MHFA
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EWA
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SC
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KIM
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CPRPA
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Alethea Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Alethea Capital Management held 109 positions worth $233M, up 48% from $158M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Alethea Capital Management withdrew a net $17.9M in Q4 2019, closing 24 positions and reducing 15 holdings. Its most notable exit was American Tower, an estimated $1.09M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 50% of assets, up from 22% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Alethea Capital Management opened a new position in Universal Health Services worth $1.23M.

  • Alethea Capital Management's largest Q4 2019 buy was Universal Health Services: 8,589 shares worth $1.23M.
  • Alethea Capital Management added most to Amgen in Q4 2019, an estimated $659K increase.
  • Alethea Capital Management's biggest Q4 2019 reduction was Axsome Therapeutics, cutting an estimated $12.2M.
  • Alethea Capital Management fully exited American Tower in Q4 2019, selling an estimated $1.09M.
  • Alethea Capital Management's ten largest holdings make up 83% of its $233M portfolio in Q4 2019.
  • Alethea Capital Management opened 28 new positions and closed 24 in Q4 2019.
  • Alethea Capital Management's portfolio value rose 48% quarter-over-quarter to $233M.

Based on Alethea Capital Management's 13F filing for Q4 2019, filed 10 Feb 2020.