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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-10.29%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$68.7M
AUM Growth
+$1.98M
Cap. Flow
+$8.95M
Cap. Flow %
13.03%
Top 10 Hldgs %
62.85%
Holding
95
New
21
Increased
10
Reduced
14
Closed
36

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$16.5M
2
TRI icon
Thomson Reuters
TRI
+$1.77M
3
WFC icon
Wells Fargo
WFC
+$1.71M
4
PFE icon
Pfizer
PFE
+$1.55M
5
SNY icon
Sanofi
SNY
+$1.54M

Top Sells

Rank Stock Value
1
LNT icon
Alliant Energy
LNT
+$2.49M
2
PSX icon
Phillips 66
PSX
+$2.48M
3
VLO icon
Valero Energy
VLO
+$1.9M
4
PSA icon
Public Storage
PSA
+$1.82M
5
ETR icon
Entergy
ETR
+$1.14M

Sector Composition

Rank Sector Weight
1 Financials 21.71%
2 Healthcare 19.65%
3 Industrials 7.78%
4 Consumer Discretionary 7.41%
5 Consumer Staples 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRB icon
76
H&R Block
HRB
$5.86B
– –
-31,569
Closed -$813K
LMT icon
77
Lockheed Martin
LMT
$136B
– –
-1,677
Closed -$580K
LNT icon
78
Alliant Energy
LNT
$18B
– –
-58,485
Closed -$2.49M
M icon
79
Macy's
M
$6.68B
– –
-25,589
Closed -$889K
MCD icon
80
McDonald's
MCD
$195B
– –
-3,162
Closed -$529K
MPC icon
81
Marathon Petroleum
MPC
$83.7B
– –
-7,058
Closed -$564K
MTUM icon
82
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
– –
-5,995
Closed -$713K
PLD icon
83
Prologis
PLD
$133B
– –
-7,073
Closed -$479K
PNC icon
84
PNC Financial Services
PNC
$101B
– –
-3,664
Closed -$499K
PSA icon
85
Public Storage
PSA
$61.3B
– –
-9,013
Closed -$1.82M
PSX icon
86
Phillips 66
PSX
$81.4B
– –
-22,036
Closed -$2.48M
SBUX icon
87
Starbucks
SBUX
$120B
– –
-10,139
Closed -$576K
TFC icon
88
Truist Financial
TFC
$64B
– –
-9,777
Closed -$475K
TPR icon
89
Tapestry
TPR
$32.8B
– –
-6,852
Closed -$344K
VLO icon
90
Valero Energy
VLO
$85.9B
– –
-16,719
Closed -$1.9M
WDC icon
91
Western Digital
WDC
$150B
– –
-8,463
Closed -$374K
XBI icon
92
State Street SPDR S&P Biotech ETF
XBI
$10.3B
– –
-3,517
Closed -$337K
XRX icon
93
Xerox
XRX
$425M
– –
-20,636
Closed -$557K
SJR
94
DELISTED
Shaw Communications Inc.
SJR
– –
-15,888
Closed -$310K
SNP
95
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-7,253
Closed -$728K
1 2 3
4

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Alethea Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Alethea Capital Management held 95 positions worth $68.7M, up 3% from $66.7M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Alethea Capital Management deployed $8.95M of net new capital in Q4 2018, opening 21 new positions and adding to 10 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 180,082 shares worth $16.5M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 29% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was FirstEnergy, an estimated $1.01M trimmed.

  • Alethea Capital Management's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 180,082 shares worth $16.5M.
  • Alethea Capital Management added most to Axsome Therapeutics in Q4 2018, an estimated $1.19M increase.
  • Alethea Capital Management's biggest Q4 2018 reduction was FirstEnergy, cutting an estimated $1.01M.
  • Alethea Capital Management fully exited Alliant Energy in Q4 2018, selling an estimated $2.49M.
  • Alethea Capital Management's ten largest holdings make up 63% of its $68.7M portfolio in Q4 2018.
  • Alethea Capital Management opened 21 new positions and closed 36 in Q4 2018.
  • Alethea Capital Management's portfolio value rose 3% quarter-over-quarter to $68.7M.

Based on Alethea Capital Management's 13F filing for Q4 2018, filed 23 Jan 2019.