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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$62.8M
AUM Growth
-$22.3M
Cap. Flow
-$26.1M
Cap. Flow %
-41.55%
Top 10 Hldgs %
42.64%
Holding
107
New
33
Increased
8
Reduced
16
Closed
30

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$1.17M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$1.16M
3
MCD icon
McDonald's
MCD
+$1.13M
4
FE icon
FirstEnergy
FE
+$1.11M
5
ANDV
Andeavor
ANDV
+$1.1M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$2.84M
2
HPQ icon
HP
HPQ
+$2.78M
3
COP icon
ConocoPhillips
COP
+$2.66M
4
CCI icon
Crown Castle
CCI
+$2.48M
5
EIX icon
Edison International
EIX
+$2.45M

Sector Composition

Rank Sector Weight
1 Financials 30.06%
2 Healthcare 11.31%
3 Utilities 10.32%
4 Industrials 9.57%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
76
CALL
PepsiCo
PEP
$190B
$3K ﹤0.01%
+1,500
New +$171K
MMM icon
77
CALL
3M
MMM
$90.9B
$2K ﹤0.01%
+478
New +$92K
AAPL icon
78
PUT
Apple
AAPL
$4.54T
– –
-4,000
Closed -$1K
BTI icon
79
British American Tobacco
BTI
$131B
– –
-29,227
Closed -$1.82M
CCI icon
80
Crown Castle
CCI
$33.3B
– –
-24,796
Closed -$2.48M
CL icon
81
Colgate-Palmolive
CL
$73.1B
– –
-10,488
Closed -$764K
COP icon
82
ConocoPhillips
COP
$147B
– –
-53,148
Closed -$2.66M
DLR icon
83
Digital Realty Trust
DLR
$69.7B
– –
-13,167
Closed -$1.56M
DRI icon
84
Darden Restaurants
DRI
$23.3B
– –
-26,967
Closed -$2.12M
ED icon
85
Consolidated Edison
ED
$40.1B
– –
-21,318
Closed -$1.72M
EIX icon
86
Edison International
EIX
$28.2B
– –
-31,711
Closed -$2.45M
EQR icon
87
Equity Residential
EQR
$24.9B
– –
-3,634
Closed -$240K
ES icon
88
Eversource Energy
ES
$26.9B
– –
-19,040
Closed -$1.15M
ESS icon
89
Essex Property Trust
ESS
$18.3B
– –
-9,528
Closed -$2.42M
EXR icon
90
Extra Space Storage
EXR
$31.3B
– –
-4,476
Closed -$358K
FL
91
DELISTED
Foot Locker
FL
– –
-48,806
Closed -$1.72M
GOOG icon
92
PUT
Alphabet (Google) Class C
GOOG
$4.36T
– –
-8,000
Closed -$1K
HPQ icon
93
HP
HPQ
$24.9B
– –
-139,138
Closed -$2.78M
IBB icon
94
iShares Biotechnology ETF
IBB
$9.34B
– –
-11,385
Closed -$1.27M
KLAC icon
95
KLA
KLAC
$239B
– –
-267,970
Closed -$2.84M
KR icon
96
Kroger
KR
$35.4B
– –
-13,931
Closed -$279K
LLY icon
97
Eli Lilly
LLY
$1.02T
– –
-9,449
Closed -$808K
MSFT icon
98
CALL
Microsoft
MSFT
$3.45T
– –
-800
Closed -$3K
PCG icon
99
PG&E
PCG
$38.3B
– –
-31,243
Closed -$2.13M
PNW icon
100
Pinnacle West Capital
PNW
$12.2B
– –
-28,727
Closed -$2.43M
1 2 3
4
5

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RAM
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MHFA
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EWA
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Alethea Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Alethea Capital Management held 107 positions worth $62.8M, down 26% from $85.2M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Alethea Capital Management withdrew a net $26.1M in Q4 2017, closing 30 positions and reducing 16 holdings. Its most notable exit was KLA, an estimated $2.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Utilities.

Against the trend, Alethea Capital Management opened a new position in Boeing worth $1.27M.

  • Alethea Capital Management's largest Q4 2017 buy was Boeing: 4,323 shares worth $1.27M.
  • Alethea Capital Management added most to Duke Energy in Q4 2017, an estimated $1.09M increase.
  • Alethea Capital Management's biggest Q4 2017 reduction was Walmart Inc, cutting an estimated $1.75M.
  • Alethea Capital Management fully exited KLA in Q4 2017, selling an estimated $2.84M.
  • Alethea Capital Management's ten largest holdings make up 43% of its $62.8M portfolio in Q4 2017.
  • Alethea Capital Management opened 33 new positions and closed 30 in Q4 2017.
  • Alethea Capital Management's portfolio value fell 26% quarter-over-quarter to $62.8M.

Based on Alethea Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.