We are live on
!
Find out more
ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
+3.9%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$72.1M
AUM Growth
-$861K
(-1.2%)
Cap. Flow
-$1.79M
Cap. Flow
% of AUM
-2.49%
Top 10 Holdings %
Top 10 Hldgs %
43.18%
Holding
82
New
25
Increased
6
Reduced
13
Closed
22
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Navient
NAVI
|
+$2.34M |
| 2 |
Motorola Solutions
MSI
|
+$2.29M |
| 3 |
Home Depot
HD
|
+$2.22M |
| 4 |
Wynn Resorts
WYNN
|
+$2.18M |
| 5 |
Lockheed Martin
LMT
|
+$2.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
J.M. Smucker
SJM
|
+$2.31M |
| 2 |
Realty Income
O
|
+$2.21M |
| 3 |
RTN
Raytheon Company
RTN
|
+$2.21M |
| 4 |
AT&T
T
|
+$2.19M |
| 5 |
NextEra Energy
NEE
|
+$2.19M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.5% |
| 2 | Industrials | 13.31% |
| 3 | Consumer Discretionary | 9.28% |
| 4 | Real Estate | 8.94% |
| 5 | Healthcare | 7.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Teva Pharmaceuticals
TEVA
$40.5B
| – | – |
-30,669
| Closed | -$1.54M |
|
77
Tapestry
TPR
$32.2B
| – | – |
-17,018
| Closed | -$693K |
|
78
WEC Energy
WEC
$35.3B
| – | – |
-33,280
| Closed | -$2.17M |
|
79
Walmart Inc
WMT
$894B
| – | – |
-86,253
| Closed | -$2.1M |
|
80
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
| – | – |
-22,574
| Closed | -$770K |
|
|
RTN
81
DELISTED
Raytheon Company
RTN
| – | – |
-16,232
| Closed | -$2.21M |
|
|
RAI
82
DELISTED
Reynolds American Inc
RAI
| – | – |
-39,266
| Closed | -$2.12M |
|
Similar funds
WM
CPI
RAM
MHFA
EWA
SC
KIM
TF
Alethea Capital Management's Q3 2016 Portfolio in Review
As of Q3 2016, Alethea Capital Management held 82 positions worth $72.1M, down 1.2% from $72.9M the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Alethea Capital Management's Q3 2016 filing shows 25 new, 6 increased, 13 reduced and 22 closed positions. Its largest new stake was Navient: 168,006 shares worth $2.43M. The largest sale was J.M. Smucker, an estimated $2.31M.
By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.
- Alethea Capital Management's largest Q3 2016 buy was Navient: 168,006 shares worth $2.43M.
- Alethea Capital Management added most to Pfizer in Q3 2016, an estimated $2.04M increase.
- Alethea Capital Management's biggest Q3 2016 reduction was Kellanova, cutting an estimated $2.09M.
- Alethea Capital Management fully exited J.M. Smucker in Q3 2016, selling an estimated $2.31M.
- Alethea Capital Management's ten largest holdings make up 43% of its $72.1M portfolio in Q3 2016.
- Alethea Capital Management opened 25 new positions and closed 22 in Q3 2016.
- Alethea Capital Management's portfolio value fell 1.2% quarter-over-quarter to $72.1M.
Based on Alethea Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.