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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$90M
AUM Growth
+$3.57M
Cap. Flow
+$1.77M
Cap. Flow %
1.97%
Top 10 Hldgs %
40.2%
Holding
92
New
25
Increased
10
Reduced
17
Closed
33

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
2
NI icon
NiSource
NI
+$2.55M
3
AEE icon
Ameren
AEE
+$2.5M
4
SYY icon
Sysco
SYY
+$2.47M
5
KMI icon
Kinder Morgan
KMI
+$2.46M

Top Sells

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$3.05M
2
ABT icon
Abbott
ABT
+$2.59M
3
DE icon
Deere & Co
DE
+$2.54M
4
ABBV icon
AbbVie
ABBV
+$2.52M
5
VLO icon
Valero Energy
VLO
+$2.48M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Industrials 14.69%
3 Financials 13.04%
4 Consumer Staples 8.09%
5 Consumer Discretionary 7.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
76
Eli Lilly
LLY
$1.06T
– –
-4,878
Closed -$411K
M icon
77
Macy's
M
$6.61B
– –
-42,987
Closed -$1.5M
MOS icon
78
The Mosaic Company
MOS
$7.46B
– –
-72,382
Closed -$2M
MT icon
79
ArcelorMittal
MT
$55.2B
– –
-14,027
Closed -$135K
NEA icon
80
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
– –
-31,897
Closed -$442K
NEE icon
81
NextEra Energy
NEE
$176B
– –
-75,228
Closed -$1.95M
PFF icon
82
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-10,655
Closed -$414K
PGR icon
83
Progressive
PGR
$125B
– –
-61,018
Closed -$1.94M
SPY icon
84
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-3,442
Closed -$702K
TEVA icon
85
Teva Pharmaceuticals
TEVA
$40.6B
– –
-19,123
Closed -$1.25M
UUP icon
86
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
– –
-246,300
Closed -$160K
VLO icon
87
Valero Energy
VLO
$87.2B
– –
-35,040
Closed -$2.48M
VOD icon
88
Vodafone
VOD
$37B
– –
-35,502
Closed -$1.15M
WYNN icon
89
Wynn Resorts
WYNN
$10.5B
– –
-44,025
Closed -$3.05M
GAP
90
The Gap Inc
GAP
$7.39B
– –
-78,495
Closed -$1.94M
CS
91
DELISTED
Credit Suisse Group
CS
– –
-45,702
Closed -$991K
TIF
92
DELISTED
Tiffany & Co.
TIF
– –
-16,105
Closed -$1.23M
1 2 3
4

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RAM
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MHFA
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EWA
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SC
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KIM
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CPRPA
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Alethea Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Alethea Capital Management held 92 positions worth $90M, up 4.1% from $86.4M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Alethea Capital Management's Q1 2016 filing shows 25 new, 10 increased, 17 reduced and 33 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 23,344 shares worth $3.05M. The largest sale was Wynn Resorts, an estimated $3.05M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 0.85% a quarter earlier, followed by Industrials and Financials.

  • Alethea Capital Management's largest Q1 2016 buy was iShares 20+ Year Treasury Bond ETF: 23,344 shares worth $3.05M.
  • Alethea Capital Management added most to GE Aerospace in Q1 2016, an estimated $2.23M increase.
  • Alethea Capital Management's biggest Q1 2016 reduction was GameStop, cutting an estimated $1.31M.
  • Alethea Capital Management fully exited Wynn Resorts in Q1 2016, selling an estimated $3.05M.
  • Alethea Capital Management's ten largest holdings make up 40% of its $90M portfolio in Q1 2016.
  • Alethea Capital Management opened 25 new positions and closed 33 in Q1 2016.
  • Alethea Capital Management's portfolio value rose 4.1% quarter-over-quarter to $90M.

Based on Alethea Capital Management's 13F filing for Q1 2016, filed 10 May 2016.