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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-7.12%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$81.4M
AUM Growth
-$12.1M
Cap. Flow
-$4.44M
Cap. Flow %
-5.45%
Top 10 Hldgs %
83.3%
Holding
70
New
19
Increased
4
Reduced
15
Closed
19

Top Buys

Rank Stock Value
1
ASRT
Assertio
ASRT
+$521K
2
ABBV icon
AbbVie
ABBV
+$509K
3
CME icon
CME Group
CME
+$502K
4
GRMN
Garmin
GRMN
+$472K
5
ED icon
Consolidated Edison
ED
+$471K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$918K
2
PFE icon
Pfizer
PFE
+$746K
3
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$720K
4
AIG icon
American International
AIG
+$646K
5
VTR icon
Ventas
VTR
+$616K

Sector Composition

Rank Sector Weight
1 Healthcare 81.13%
2 Consumer Staples 3.5%
3 Industrials 2.83%
4 Utilities 2.45%
5 Financials 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVM
51
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$86.5K 0.11%
10,658
-2,471
-19% -$21.5K
AIG icon
52
American International
AIG
$41.3B
– –
-11,219
Closed -$646K
ARE icon
53
Alexandria Real Estate Equities
ARE
$8.56B
– –
-4,501
Closed -$511K
BBY icon
54
Best Buy
BBY
$17.3B
– –
-7,219
Closed -$592K
BIL icon
55
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
– –
-10,000
Closed -$918K
CFG icon
56
Citizens Financial Group
CFG
$30.6B
– –
-18,606
Closed -$485K
DOC icon
57
Healthpeak Properties
DOC
$14.8B
– –
-25,722
Closed -$517K
EXC icon
58
Exelon
EXC
$47B
– –
-14,988
Closed -$611K
GEN icon
59
Gen Digital
GEN
$17.5B
– –
-17,454
Closed -$324K
HRL icon
60
Hormel Foods
HRL
$13.8B
– –
-14,170
Closed -$570K
KHC icon
61
Kraft Heinz
KHC
$30B
– –
-14,612
Closed -$519K
NSC icon
62
Norfolk Southern
NSC
$75.1B
– –
-2,666
Closed -$605K
NWL icon
63
Newell Brands
NWL
$2.56B
– –
-45,425
Closed -$395K
OKE icon
64
Oneok
OKE
$54.5B
– –
-8,893
Closed -$549K
PFE icon
65
Pfizer
PFE
$153B
– –
-20,349
Closed -$746K
RTX icon
66
RTX Corp
RTX
$301B
– –
-2,793
Closed -$274K
STT icon
67
State Street
STT
$50.7B
– –
-5,881
Closed -$430K
VTR icon
68
Ventas
VTR
$47.9B
– –
-13,035
Closed -$616K
ZION icon
69
Zions Bancorporation
ZION
$10.3B
– –
-18,880
Closed -$507K
SPPI
70
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-750,465
Closed -$720K
1 2
3

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RAM
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MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
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SC
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KIM
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CPRPA
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Alethea Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Alethea Capital Management held 70 positions worth $81.4M, down 13% from $93.5M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Alethea Capital Management withdrew a net $4.44M in Q3 2023, closing 19 positions and reducing 15 holdings. Its most notable exit was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 81% of assets, up from 78% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, Alethea Capital Management opened a new position in Assertio worth $343K.

  • Alethea Capital Management's largest Q3 2023 buy was Assertio: 8,920 shares worth $343K.
  • Alethea Capital Management added most to Kura Oncology in Q3 2023, an estimated $173K increase.
  • Alethea Capital Management's biggest Q3 2023 reduction was Dow Inc, cutting an estimated $553K.
  • Alethea Capital Management fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $918K.
  • Alethea Capital Management's ten largest holdings make up 83% of its $81.4M portfolio in Q3 2023.
  • Alethea Capital Management opened 19 new positions and closed 19 in Q3 2023.
  • Alethea Capital Management's portfolio value fell 13% quarter-over-quarter to $81.4M.

Based on Alethea Capital Management's 13F filing for Q3 2023, filed 15 Nov 2023.