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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+5.54%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$118M
AUM Growth
+$4.24M
Cap. Flow
+$1.29M
Cap. Flow %
1.1%
Top 10 Hldgs %
75.53%
Holding
121
New
40
Increased
3
Reduced
16
Closed
35

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.54M
2
KURA icon
Kura Oncology
KURA
+$1.39M
3
CDTX
Cidara Therapeutics
CDTX
+$1.19M
4
HOOD icon
Robinhood
HOOD
+$883K
5
NVDA icon
NVIDIA
NVDA
+$688K

Top Sells

Rank Stock Value
1
ODFL icon
Old Dominion Freight Line
ODFL
+$1.83M
2
BR icon
Broadridge
BR
+$969K
3
FAST icon
Fastenal
FAST
+$938K
4
AMZN icon
Amazon
AMZN
+$910K
5
ABBV icon
AbbVie
ABBV
+$892K

Sector Composition

Rank Sector Weight
1 Healthcare 62.37%
2 Financials 3.46%
3 Industrials 3.45%
4 Technology 3.36%
5 Consumer Staples 2.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
51
Medtronic
MDT
$112B
$362K 0.31%
3,500
– –
CVS icon
52
CVS Health
CVS
$122B
$340K 0.29%
3,300
– –
MRNA icon
53
Moderna
MRNA
$23.6B
$334K 0.28%
+1,317
New +$385K
CMI icon
54
Cummins
CMI
$88.7B
$327K 0.28%
1,500
– –
PFE icon
55
Pfizer
PFE
$153B
$325K 0.28%
5,500
– –
HEDJ icon
56
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$321K 0.27%
8,020
– –
INTC icon
57
Intel
INTC
$513B
$309K 0.26%
6,000
– –
MRK icon
58
Merck
MRK
$318B
$307K 0.26%
4,000
-300
-7% -$23.9K
DOW icon
59
Dow Inc
DOW
$21.2B
$301K 0.26%
5,300
– –
QCOM icon
60
Qualcomm
QCOM
$176B
$293K 0.25%
1,600
– –
NFG icon
61
National Fuel Gas
NFG
$7.65B
$288K 0.24%
4,500
– –
QQQ icon
62
CALL
Invesco QQQ Trust
QQQ
$484B
$288K 0.24%
+800
New +$309K
QQQ icon
63
PUT
Invesco QQQ Trust
QQQ
$484B
$288K 0.24%
+800
New +$309K
SYY icon
64
Sysco
SYY
$40.3B
$275K 0.23%
3,500
– –
LPRO
65
DELISTED
Open Lending Corp
LPRO
$270K 0.23%
12,000
– –
SLG icon
66
SL Green Realty
SLG
$3.99B
$251K 0.21%
3,396
-104
-3% -$7.66K
PTON icon
67
Peloton Interactive
PTON
$2.49B
$227K 0.19%
+6,345
New +$387K
TWTR
68
DELISTED
Twitter, Inc.
TWTR
$205K 0.17%
4,750
+300
+7% +$15.6K
IBM icon
69
IBM
IBM
$224B
$200K 0.17%
1,500
-69
-4% -$8.65K
GLD icon
70
SPDR Gold Trust
GLD
$141B
$188K 0.16%
+1,100
New +$185K
BLW icon
71
BlackRock Limited Duration Income Trust
BLW
$493M
$180K 0.15%
10,666
-205
-2% -$3.48K
SHOP icon
72
PUT
Shopify
SHOP
$195B
$176K 0.15%
+2,000
New +$292K
EVM
73
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$158K 0.13%
13,579
– –
NVDA icon
74
PUT
NVIDIA
NVDA
$5.42T
$126K 0.11%
+5,000
New +$138K
IWM icon
75
CALL
iShares Russell 2000 ETF
IWM
$83B
$122K 0.1%
+600
New +$136K
1 2
3
4 5

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CPI
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RAM
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MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
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SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return
KIM
Kane Investment Management Los Gatos, California $194M AUM 43.53% 1-Year Est. Return
CPRPA
Cerity Partners Retirement Plan Advisors New York $196M AUM

Alethea Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Alethea Capital Management held 121 positions worth $118M, up 3.7% from $114M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Alethea Capital Management's Q4 2021 filing shows 40 new, 3 increased, 16 reduced and 35 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 57,954 shares worth $8.59M. The largest sale was Old Dominion Freight Line, an estimated $1.83M.

By sector, the portfolio is most concentrated in Healthcare at 62% of assets, down from 63% a quarter earlier, followed by Financials and Industrials.

  • Alethea Capital Management's largest Q4 2021 buy was iShares 20+ Year Treasury Bond ETF: 57,954 shares worth $8.59M.
  • Alethea Capital Management added most to Cidara Therapeutics in Q4 2021, an estimated $1.19M increase.
  • Alethea Capital Management's biggest Q4 2021 reduction was Spectrum Pharmaceuticals Inc, cutting an estimated $858K.
  • Alethea Capital Management fully exited Old Dominion Freight Line in Q4 2021, selling an estimated $1.83M.
  • Alethea Capital Management's ten largest holdings make up 76% of its $118M portfolio in Q4 2021.
  • Alethea Capital Management opened 40 new positions and closed 35 in Q4 2021.
  • Alethea Capital Management's portfolio value rose 3.7% quarter-over-quarter to $118M.

Based on Alethea Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.