We are live on ! Find out more
ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-18.06%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$114M
AUM Growth
-$45.4M
Cap. Flow
-$5.62M
Cap. Flow %
-4.95%
Top 10 Hldgs %
71.92%
Holding
113
New
28
Increased
8
Reduced
15
Closed
32

Top Buys

Rank Stock Value
1
AXSM icon
Axsome Therapeutics
AXSM
+$4.74M
2
ODFL icon
Old Dominion Freight Line
ODFL
+$1.77M
3
BR icon
Broadridge
BR
+$990K
4
FAST icon
Fastenal
FAST
+$987K
5
AMZN icon
Amazon
AMZN
+$956K

Top Sells

Rank Stock Value
1
RNAM
Avidity Biosciences
RNAM
+$5.63M
2
AVGO icon
Broadcom
AVGO
+$1.69M
3
HAS icon
Hasbro
HAS
+$1.55M
4
DINO icon
HF Sinclair
DINO
+$1.14M
5
IRM icon
Iron Mountain
IRM
+$1.03M

Sector Composition

Rank Sector Weight
1 Healthcare 63.4%
2 Industrials 6.13%
3 Financials 4.38%
4 Consumer Staples 3.54%
5 Technology 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
51
ExxonMobil
XOM
$634B
$412K 0.36%
7,000
– –
CBRE icon
52
CBRE Group
CBRE
$42.9B
$410K 0.36%
+4,210
New +$391K
BRK.B icon
53
Berkshire Hathaway Class B
BRK.B
$1.13T
$368K 0.32%
1,350
– –
FCX icon
54
Freeport-McMoran
FCX
$97.5B
$366K 0.32%
+11,240
New +$396K
O icon
55
Realty Income
O
$59.1B
$341K 0.3%
+5,432
New +$367K
CMI icon
56
Cummins
CMI
$88.7B
$337K 0.3%
1,500
– –
DB icon
57
Deutsche Bank
DB
$71.5B
$332K 0.29%
+26,169
New +$328K
MRK icon
58
Merck
MRK
$318B
$323K 0.28%
4,300
– –
INTC icon
59
Intel
INTC
$513B
$320K 0.28%
6,000
– –
DOW icon
60
Dow Inc
DOW
$21.2B
$305K 0.27%
5,300
– –
HEDJ icon
61
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$305K 0.27%
8,020
– –
DISH
62
DELISTED
DISH Network Corp.
DISH
$292K 0.26%
+6,718
New +$286K
REM icon
63
iShares Mortgage Real Estate ETF
REM
$548M
$291K 0.26%
8,037
-665
-8% -$24.2K
CVS icon
64
CVS Health
CVS
$122B
$280K 0.25%
3,300
– –
SYY icon
65
Sysco
SYY
$40.3B
$275K 0.24%
3,500
– –
TWTR
66
DELISTED
Twitter, Inc.
TWTR
$269K 0.24%
4,450
– –
STX icon
67
Seagate
STX
$184B
$268K 0.24%
3,247
+464
+17% +$40.4K
SLG icon
68
SL Green Realty
SLG
$3.99B
$248K 0.22%
3,500
– –
PFE icon
69
Pfizer
PFE
$153B
$237K 0.21%
5,500
– –
NFG icon
70
National Fuel Gas
NFG
$7.65B
$236K 0.21%
4,500
– –
GEN icon
71
Gen Digital
GEN
$17.5B
$228K 0.2%
8,995
-22,410
-71% -$583K
AX icon
72
Axos Financial
AX
$5.68B
$227K 0.2%
4,400
– –
IBM icon
73
IBM
IBM
$224B
$208K 0.18%
1,569
-209
-12% -$27.9K
QCOM icon
74
Qualcomm
QCOM
$176B
$206K 0.18%
1,600
– –
ENB icon
75
Enbridge
ENB
$112B
$203K 0.18%
5,100
– –
1 2
3
4 5

Similar funds

WM
WestCap Management San Francisco, California $195M AUM
CPI
Crestview Partners III New York $195M AUM 17.49% 1-Year Est. Return
RAM
Revere Asset Management Dallas, Texas $195M AUM 80.44% 1-Year Est. Return
MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
Exit Wealth Advisors Atlanta, Georgia $195M AUM
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return
KIM
Kane Investment Management Los Gatos, California $194M AUM 43.53% 1-Year Est. Return
CPRPA
Cerity Partners Retirement Plan Advisors New York $196M AUM

Alethea Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Alethea Capital Management held 113 positions worth $114M, down 29% from $159M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Alethea Capital Management withdrew a net $5.62M in Q3 2021, closing 32 positions and reducing 15 holdings. Its most notable exit was Broadcom, an estimated $1.69M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 63% of assets, down from 70% a quarter earlier, followed by Industrials and Financials.

Against the trend, Alethea Capital Management opened a new position in Old Dominion Freight Line worth $1.83M.

  • Alethea Capital Management's largest Q3 2021 buy was Old Dominion Freight Line: 12,790 shares worth $1.83M.
  • Alethea Capital Management added most to Axsome Therapeutics in Q3 2021, an estimated $4.74M increase.
  • Alethea Capital Management's biggest Q3 2021 reduction was Avidity Biosciences, cutting an estimated $5.63M.
  • Alethea Capital Management fully exited Broadcom in Q3 2021, selling an estimated $1.69M.
  • Alethea Capital Management's ten largest holdings make up 72% of its $114M portfolio in Q3 2021.
  • Alethea Capital Management opened 28 new positions and closed 32 in Q3 2021.
  • Alethea Capital Management's portfolio value fell 29% quarter-over-quarter to $114M.

Based on Alethea Capital Management's 13F filing for Q3 2021, filed 27 Oct 2021.