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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-2.4%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$148M
AUM Growth
-$23.2M
Cap. Flow
-$15.7M
Cap. Flow %
-10.66%
Top 10 Hldgs %
78.49%
Holding
102
New
17
Increased
17
Reduced
11
Closed
37

Top Buys

Rank Stock Value
1
GEN icon
Gen Digital
GEN
+$1.76M
2
CTRA
Coterra Energy
CTRA
+$1.76M
3
CPB icon
Campbell Soup
CPB
+$1.59M
4
GILD icon
Gilead Sciences
GILD
+$1.38M
5
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$1.3M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$12.4M
2
KURA icon
Kura Oncology
KURA
+$2.22M
3
ES icon
Eversource Energy
ES
+$1.21M
4
BIP icon
Brookfield Infrastructure Partners
BIP
+$982K
5
CMS icon
CMS Energy
CMS
+$945K

Sector Composition

Rank Sector Weight
1 Healthcare 62.38%
2 Consumer Staples 6.54%
3 Financials 4.2%
4 Technology 3.05%
5 Industrials 2.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRW icon
51
C.H. Robinson
CHRW
$17.5B
$324K 0.22%
+3,171
New +$298K
KO icon
52
Coca-Cola
KO
$375B
$321K 0.22%
6,502
-10,166
-61% -$489K
INTC icon
53
Intel
INTC
$513B
$311K 0.21%
6,000
+1,000
+20% +$52K
HEDJ icon
54
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$292K 0.2%
9,468
-168
-2% -$5.23K
BIIB icon
55
Biogen
BIIB
$30.7B
$284K 0.19%
1,000
– –
DOW icon
56
Dow Inc
DOW
$21.2B
$249K 0.17%
+5,300
New +$238K
XOM icon
57
ExxonMobil
XOM
$634B
$240K 0.16%
7,000
+2,500
+56% +$102K
REM icon
58
iShares Mortgage Real Estate ETF
REM
$543M
$225K 0.15%
8,732
– –
SYY icon
59
Sysco
SYY
$40.3B
$218K 0.15%
+3,500
New +$204K
BRK.B icon
60
Berkshire Hathaway Class B
BRK.B
$1.13T
$202K 0.14%
+950
New +$194K
BLW icon
61
BlackRock Limited Duration Income Trust
BLW
$493M
$169K 0.11%
11,516
– –
EVM
62
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$154K 0.1%
13,579
– –
VTAK icon
63
Catheter Precision
VTAK
$1.01M
$152K 0.1%
2
– –
BGC icon
64
BGC Group
BGC
$4.89B
$82K 0.06%
34,052
– –
GE icon
65
GE Aerospace
GE
$384B
$69K 0.05%
+2,207
New +$71.7K
ABBV icon
66
AbbVie
ABBV
$435B
– –
-9,311
Closed -$914K
AEP icon
67
American Electric Power
AEP
$68.4B
– –
-5,697
Closed -$454K
AOS icon
68
A.O. Smith
AOS
$8.7B
– –
-12,147
Closed -$572K
ARE icon
69
Alexandria Real Estate Equities
ARE
$8.56B
– –
-1,805
Closed -$293K
AVB icon
70
AvalonBay Communities
AVB
$26.8B
– –
-5,736
Closed -$887K
BIP icon
71
Brookfield Infrastructure Partners
BIP
$18B
– –
-35,826
Closed -$982K
BR icon
72
Broadridge
BR
$19B
– –
-4,734
Closed -$597K
CAH icon
73
Cardinal Health
CAH
$55.4B
– –
-10,638
Closed -$555K
CCI icon
74
Crown Castle
CCI
$32.2B
– –
-1,551
Closed -$260K
CL icon
75
Colgate-Palmolive
CL
$74.4B
– –
-6,706
Closed -$491K
1 2
3
4 5

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CPI
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RAM
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MHFA
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EWA
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SC
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KIM
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CPRPA
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Alethea Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Alethea Capital Management held 102 positions worth $148M, down 14% from $171M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Alethea Capital Management withdrew a net $15.7M in Q3 2020, closing 37 positions and reducing 11 holdings. Its most notable exit was Eversource Energy, an estimated $1.21M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 62% of assets, up from 59% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, Alethea Capital Management opened a new position in Gen Digital worth $1.69M.

  • Alethea Capital Management's largest Q3 2020 buy was Gen Digital: 81,112 shares worth $1.69M.
  • Alethea Capital Management added most to Spectrum Pharmaceuticals Inc in Q3 2020, an estimated $1.3M increase.
  • Alethea Capital Management's biggest Q3 2020 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $12.4M.
  • Alethea Capital Management fully exited Eversource Energy in Q3 2020, selling an estimated $1.21M.
  • Alethea Capital Management's ten largest holdings make up 78% of its $148M portfolio in Q3 2020.
  • Alethea Capital Management opened 17 new positions and closed 37 in Q3 2020.
  • Alethea Capital Management's portfolio value fell 14% quarter-over-quarter to $148M.

Based on Alethea Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.