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ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
-10.29%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$68.7M
AUM Growth
+$1.98M
(+3%)
Cap. Flow
+$8.95M
Cap. Flow
% of AUM
13.03%
Top 10 Holdings %
Top 10 Hldgs %
62.85%
Holding
95
New
21
Increased
10
Reduced
14
Closed
36
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$16.5M |
| 2 |
Thomson Reuters
TRI
|
+$1.77M |
| 3 |
Wells Fargo
WFC
|
+$1.71M |
| 4 |
Pfizer
PFE
|
+$1.55M |
| 5 |
Sanofi
SNY
|
+$1.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alliant Energy
LNT
|
+$2.49M |
| 2 |
Phillips 66
PSX
|
+$2.48M |
| 3 |
Valero Energy
VLO
|
+$1.9M |
| 4 |
Public Storage
PSA
|
+$1.82M |
| 5 |
Entergy
ETR
|
+$1.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.71% |
| 2 | Healthcare | 19.65% |
| 3 | Industrials | 7.78% |
| 4 | Consumer Discretionary | 7.41% |
| 5 | Consumer Staples | 5.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BAND
51
Bandwidth Inc
BAND
$1.44B
| $248K | 0.36% |
+6,084
| New | +$286K |
|
52
BGC Group
BGC
$4.97B
| $177K | 0.26% |
34,177
-18,968
| -36% | -$125K |
|
53
Lumen
LUMN
$6.09B
| $175K | 0.25% |
+11,551
| New | +$220K |
|
54
BlackRock Limited Duration Income Trust
BLW
$490M
| $154K | 0.22% |
11,516
| – | – |
|
|
EVM
55
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $138K | 0.2% |
13,986
-853
| -6% | -$8.45K |
|
56
Newmark Group
NMRK
$2.66B
| $125K | 0.18% |
+15,644
| New | +$148K |
|
57
Palisade Bio
PALI
$363M
| $51K | 0.07% |
2
| – | – |
|
58
CALL
Merck
MRK
$317B
| $9K | 0.01% |
+2,096
| New | +$148K |
|
59
PUT
Apple
AAPL
$4.56T
| $1K | ﹤0.01% |
1,200
-6,800
| -85% | -$330K |
|
60
AES
AES
$10.5B
| – | – |
-11,882
| Closed | -$166K |
|
61
Aflac
AFL
$64.5B
| – | – |
-11,512
| Closed | -$542K |
|
62
Arthur J. Gallagher & Co
AJG
$64.5B
| – | – |
-7,586
| Closed | -$565K |
|
63
Air Products & Chemicals
APD
$66.8B
| – | – |
-3,181
| Closed | -$531K |
|
64
Alexandria Real Estate Equities
ARE
$8.34B
| – | – |
-1,648
| Closed | -$207K |
|
65
AstraZeneca
AZN
$250B
| – | – |
-9,784
| Closed | -$774K |
|
66
Blackstone
BX
$107B
| – | – |
-6,000
| Closed | -$228K |
|
67
Caterpillar
CAT
$395B
| – | – |
-3,951
| Closed | -$602K |
|
68
Carnival Corporation Ltd
CCL
$39.4B
| – | – |
-8,643
| Closed | -$551K |
|
69
Cincinnati Financial
CINF
$27.5B
| – | – |
-7,407
| Closed | -$569K |
|
70
Delta Air Lines
DAL
$60.5B
| – | – |
-9,997
| Closed | -$578K |
|
71
Ecopetrol
EC
$35.8B
| – | – |
-38,216
| Closed | -$1.03M |
|
72
Everest Group
EG
$14.2B
| – | – |
-2,150
| Closed | -$491K |
|
|
73
Entergy
ETR
$49.7B
| – | – |
-28,178
| Closed | -$1.14M |
|
|
FITB
74
Fifth Third Bancorp
FITB
$51.7B
| – | – |
-17,256
| Closed | -$482K |
|
|
FL
75
DELISTED
Foot Locker
FL
| – | – |
-8,291
| Closed | -$423K |
|
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Alethea Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Alethea Capital Management held 95 positions worth $68.7M, up 3% from $66.7M the previous quarter. Its ten largest holdings account for 63% of the portfolio.
Alethea Capital Management deployed $8.95M of net new capital in Q4 2018, opening 21 new positions and adding to 10 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 180,082 shares worth $16.5M.
By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 29% a quarter earlier, followed by Healthcare and Industrials.
On the sell side, the largest reduction was FirstEnergy, an estimated $1.01M trimmed.
- Alethea Capital Management's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 180,082 shares worth $16.5M.
- Alethea Capital Management added most to Axsome Therapeutics in Q4 2018, an estimated $1.19M increase.
- Alethea Capital Management's biggest Q4 2018 reduction was FirstEnergy, cutting an estimated $1.01M.
- Alethea Capital Management fully exited Alliant Energy in Q4 2018, selling an estimated $2.49M.
- Alethea Capital Management's ten largest holdings make up 63% of its $68.7M portfolio in Q4 2018.
- Alethea Capital Management opened 21 new positions and closed 36 in Q4 2018.
- Alethea Capital Management's portfolio value rose 3% quarter-over-quarter to $68.7M.
Based on Alethea Capital Management's 13F filing for Q4 2018, filed 23 Jan 2019.