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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$66.7M
AUM Growth
+$8.16M
Cap. Flow
+$6.74M
Cap. Flow %
10.1%
Top 10 Hldgs %
51.49%
Holding
99
New
38
Increased
7
Reduced
6
Closed
26

Top Buys

Rank Stock Value
1
PSX icon
Phillips 66
PSX
+$2.55M
2
FE icon
FirstEnergy
FE
+$2.52M
3
LNT icon
Alliant Energy
LNT
+$2.51M
4
PSA icon
Public Storage
PSA
+$1.95M
5
VLO icon
Valero Energy
VLO
+$1.9M

Top Sells

Rank Stock Value
1
KSS icon
Kohl's
KSS
+$2.89M
2
TGT icon
Target
TGT
+$2.84M
3
STX icon
Seagate
STX
+$2.5M
4
TPR icon
Tapestry
TPR
+$2.08M
5
COTY icon
Coty
COTY
+$1.6M

Sector Composition

Rank Sector Weight
1 Financials 29.47%
2 Healthcare 14.65%
3 Utilities 11.01%
4 Energy 10.63%
5 Consumer Discretionary 9.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
51
DuPont de Nemours
DD
$19.6B
$450K 0.67%
2,764
– –
MSFT icon
52
Microsoft
MSFT
$3.74T
$446K 0.67%
3,900
– –
FL
53
DELISTED
Foot Locker
FL
$423K 0.63%
8,291
+335
+4% +$16.6K
BGC icon
54
BGC Group
BGC
$4.98B
$404K 0.61%
+53,145
New +$393K
DUK icon
55
Duke Energy
DUK
$97.4B
$400K 0.6%
5,000
– –
REM icon
56
iShares Mortgage Real Estate ETF
REM
$549M
$383K 0.57%
+8,789
New +$392K
XOM icon
57
ExxonMobil
XOM
$635B
$383K 0.57%
4,500
– –
WDC icon
58
Western Digital
WDC
$150B
$374K 0.56%
+8,463
New +$429K
MRK icon
59
Merck
MRK
$317B
$355K 0.53%
5,240
– –
MDT icon
60
Medtronic
MDT
$110B
$344K 0.52%
3,500
– –
TPR icon
61
Tapestry
TPR
$32.8B
$344K 0.52%
6,852
-42,449
-86% -$2.08M
XBI icon
62
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$337K 0.51%
3,517
– –
T icon
63
AT&T
T
$163B
$336K 0.5%
13,240
-16,802
-56% -$412K
SJR
64
DELISTED
Shaw Communications Inc.
SJR
$310K 0.46%
+15,888
New +$321K
PEP icon
65
PepsiCo
PEP
$189B
$280K 0.42%
2,500
-4,408
-64% -$499K
BX icon
66
Blackstone
BX
$109B
$228K 0.34%
+6,000
New +$217K
ARE icon
67
Alexandria Real Estate Equities
ARE
$8.39B
$207K 0.31%
+1,648
New +$208K
GM icon
68
General Motors
GM
$76.7B
$202K 0.3%
+6,000
New +$221K
PALI icon
69
Palisade Bio
PALI
$365M
$176K 0.26%
2
– –
BLW icon
70
BlackRock Limited Duration Income Trust
BLW
$492M
$171K 0.26%
11,516
-3,045
-21% -$45.4K
AES icon
71
AES
AES
$10.5B
$166K 0.25%
+11,882
New +$160K
EVM
72
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$148K 0.22%
14,839
-2,841
-16% -$29.2K
AAPL icon
73
PUT
Apple
AAPL
$4.55T
$2K ﹤0.01%
+8,000
New +$417K
ABBV icon
74
AbbVie
ABBV
$432B
– –
-5,085
Closed -$471K
BBWI icon
75
Bath & Body Works
BBWI
$4.09B
– –
-15,580
Closed -$465K
1 2
3
4

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RAM
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MHFA
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EWA
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SC
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KIM
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CPRPA
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Alethea Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Alethea Capital Management held 99 positions worth $66.7M, up 14% from $58.6M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Alethea Capital Management deployed $6.74M of net new capital in Q3 2018, opening 38 new positions and adding to 7 existing holdings. Its largest new stake was Phillips 66: 22,036 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 26% a quarter earlier, followed by Healthcare and Utilities.

On the sell side, the largest reduction was Tapestry, an estimated $2.08M trimmed.

  • Alethea Capital Management's largest Q3 2018 buy was Phillips 66: 22,036 shares worth $2.48M.
  • Alethea Capital Management added most to Cidara Therapeutics in Q3 2018, an estimated $1.45M increase.
  • Alethea Capital Management's biggest Q3 2018 reduction was Tapestry, cutting an estimated $2.08M.
  • Alethea Capital Management fully exited Kohl's in Q3 2018, selling an estimated $2.89M.
  • Alethea Capital Management's ten largest holdings make up 51% of its $66.7M portfolio in Q3 2018.
  • Alethea Capital Management opened 38 new positions and closed 26 in Q3 2018.
  • Alethea Capital Management's portfolio value rose 14% quarter-over-quarter to $66.7M.

Based on Alethea Capital Management's 13F filing for Q3 2018, filed 29 Oct 2018.