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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$62.8M
AUM Growth
-$22.3M
Cap. Flow
-$26.1M
Cap. Flow %
-41.55%
Top 10 Hldgs %
42.64%
Holding
107
New
33
Increased
8
Reduced
16
Closed
30

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$1.17M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$1.16M
3
MCD icon
McDonald's
MCD
+$1.13M
4
FE icon
FirstEnergy
FE
+$1.11M
5
ANDV
Andeavor
ANDV
+$1.1M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$2.84M
2
HPQ icon
HP
HPQ
+$2.78M
3
COP icon
ConocoPhillips
COP
+$2.66M
4
CCI icon
Crown Castle
CCI
+$2.48M
5
EIX icon
Edison International
EIX
+$2.45M

Sector Composition

Rank Sector Weight
1 Financials 30.06%
2 Healthcare 11.31%
3 Utilities 10.32%
4 Industrials 9.57%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ING icon
51
ING
ING
$99.8B
$420K 0.67%
+22,769
New +$418K
BX icon
52
Blackstone
BX
$102B
$414K 0.66%
12,919
-5,000
-28% -$163K
HD icon
53
Home Depot
HD
$331B
$404K 0.64%
2,129
-2,771
-57% -$478K
PG icon
54
Procter & Gamble
PG
$336B
$386K 0.61%
4,200
+1,200
+40% +$108K
DIS icon
55
Walt Disney
DIS
$167B
$376K 0.6%
3,501
-225
-6% -$23.2K
MSFT icon
56
Microsoft
MSFT
$3.45T
$376K 0.6%
4,400
– –
IWR icon
57
iShares Russell Mid-Cap ETF
IWR
$56B
$375K 0.6%
7,200
– –
AMGN icon
58
Amgen
AMGN
$208B
$362K 0.58%
+2,080
New +$368K
BHP icon
59
BHP
BHP
$215B
$355K 0.56%
+8,645
New +$326K
CDTX
60
DELISTED
Cidara Therapeutics
CDTX
$355K 0.56%
+2,613
New +$396K
PFG icon
61
Principal Financial Group
PFG
$24.3B
$296K 0.47%
+4,201
New +$289K
NFJ
62
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$293K 0.47%
22,472
-350
-2% -$4.68K
LMT icon
63
Lockheed Martin
LMT
$134B
$291K 0.46%
+906
New +$286K
PALI icon
64
Palisade Bio
PALI
$330M
$283K 0.45%
2
– –
TSM icon
65
TSMC
TSM
$2.1T
$274K 0.44%
+6,909
New +$280K
BAX icon
66
Baxter International
BAX
$13.5B
$259K 0.41%
4,000
– –
META icon
67
Meta Platforms (Facebook)
META
$1.42T
$252K 0.4%
1,430
– –
BLW icon
68
BlackRock Limited Duration Income Trust
BLW
$490M
$231K 0.37%
14,561
– –
SCG
69
DELISTED
Scana
SCG
$230K 0.37%
+5,791
New +$259K
WMB icon
70
Williams Companies
WMB
$87.5B
$215K 0.34%
7,050
-16,276
-70% -$473K
NKX icon
71
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$213K 0.34%
13,888
– –
BBY icon
72
Best Buy
BBY
$18.2B
$207K 0.33%
+3,022
New +$179K
TS icon
73
Tenaris
TS
$28.9B
$201K 0.32%
+6,311
New +$183K
HIX
74
Western Asset High Income Fund II
HIX
$349M
$185K 0.29%
26,585
– –
UMC icon
75
United Microelectronic
UMC
$47.7B
$94K 0.15%
+39,357
New +$100K
1 2
3
4 5

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Alethea Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Alethea Capital Management held 107 positions worth $62.8M, down 26% from $85.2M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Alethea Capital Management withdrew a net $26.1M in Q4 2017, closing 30 positions and reducing 16 holdings. Its most notable exit was KLA, an estimated $2.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Utilities.

Against the trend, Alethea Capital Management opened a new position in Boeing worth $1.27M.

  • Alethea Capital Management's largest Q4 2017 buy was Boeing: 4,323 shares worth $1.27M.
  • Alethea Capital Management added most to Duke Energy in Q4 2017, an estimated $1.09M increase.
  • Alethea Capital Management's biggest Q4 2017 reduction was Walmart Inc, cutting an estimated $1.75M.
  • Alethea Capital Management fully exited KLA in Q4 2017, selling an estimated $2.84M.
  • Alethea Capital Management's ten largest holdings make up 43% of its $62.8M portfolio in Q4 2017.
  • Alethea Capital Management opened 33 new positions and closed 30 in Q4 2017.
  • Alethea Capital Management's portfolio value fell 26% quarter-over-quarter to $62.8M.

Based on Alethea Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.