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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+3.01%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$85.2M
AUM Growth
-$2.88M
Cap. Flow
+$7.56M
Cap. Flow %
8.87%
Top 10 Hldgs %
42.19%
Holding
106
New
32
Increased
6
Reduced
11
Closed
32

Top Buys

Rank Stock Value
1
HPQ icon
HP
HPQ
+$2.65M
2
XEL icon
Xcel Energy
XEL
+$2.58M
3
WMT icon
Walmart Inc
WMT
+$2.56M
4
KLAC icon
KLA
KLAC
+$2.56M
5
CCI icon
Crown Castle
CCI
+$2.54M

Top Sells

Rank Stock Value
1
MCD icon
McDonald's
MCD
+$2.94M
2
MO icon
Altria Group
MO
+$2.62M
3
CVS icon
CVS Health
CVS
+$2.56M
4
USB icon
US Bancorp
USB
+$2.52M
5
EXC icon
Exelon
EXC
+$2.51M

Sector Composition

Rank Sector Weight
1 Utilities 17.24%
2 Financials 17.09%
3 Consumer Staples 10.33%
4 Real Estate 8.28%
5 Technology 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
51
Philip Morris
PM
$297B
$444K 0.52%
+3,996
New +$465K
ITW icon
52
Illinois Tool Works
ITW
$82.6B
$429K 0.5%
2,900
-100
-3% -$14.2K
PFE icon
53
Pfizer
PFE
$143B
$427K 0.5%
12,598
-3,356
-21% -$108K
DUK icon
54
Duke Energy
DUK
$97.8B
$420K 0.49%
5,000
– –
DIS icon
55
Walt Disney
DIS
$167B
$367K 0.43%
3,726
-3,900
-51% -$401K
EXR icon
56
Extra Space Storage
EXR
$31.3B
$358K 0.42%
+4,476
New +$348K
IWR icon
57
iShares Russell Mid-Cap ETF
IWR
$56B
$355K 0.42%
7,200
– –
MSFT icon
58
Microsoft
MSFT
$3.45T
$328K 0.39%
4,400
– –
NFJ
59
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$306K 0.36%
22,822
– –
KR icon
60
Kroger
KR
$35.4B
$279K 0.33%
+13,931
New +$314K
PG icon
61
Procter & Gamble
PG
$336B
$273K 0.32%
3,000
– –
MDT icon
62
Medtronic
MDT
$109B
$272K 0.32%
3,500
-3,500
-50% -$291K
BAX icon
63
Baxter International
BAX
$13.5B
$251K 0.29%
4,000
– –
META icon
64
Meta Platforms (Facebook)
META
$1.42T
$244K 0.29%
1,430
-50
-3% -$8.34K
EQR icon
65
Equity Residential
EQR
$24.9B
$240K 0.28%
+3,634
New +$243K
BLW icon
66
BlackRock Limited Duration Income Trust
BLW
$490M
$235K 0.28%
14,561
– –
NKX icon
67
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$219K 0.26%
13,888
– –
PALI icon
68
Palisade Bio
PALI
$330M
$217K 0.25%
2
– –
TLT icon
69
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$198K 0.23%
+79,500
New +$9.99M
HIX
70
Western Asset High Income Fund II
HIX
$349M
$192K 0.23%
26,585
– –
WM icon
71
CALL
Waste Management
WM
$90.6B
$25K 0.03%
+10,000
New +$760K
MSFT icon
72
CALL
Microsoft
MSFT
$3.45T
$3K ﹤0.01%
+800
New +$58.4K
AAPL icon
73
PUT
Apple
AAPL
$4.54T
$1K ﹤0.01%
+4,000
New +$155K
GOOG icon
74
PUT
Alphabet (Google) Class C
GOOG
$4.36T
$1K ﹤0.01%
+8,000
New +$373K
ADI icon
75
Analog Devices
ADI
$179B
– –
-2,812
Closed -$219K
1 2
3
4 5

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Alethea Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Alethea Capital Management held 106 positions worth $85.2M, down 3.3% from $88.1M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Alethea Capital Management deployed $7.56M of net new capital in Q3 2017, opening 32 new positions and adding to 6 existing holdings. Its largest new stake was HP: 139,138 shares worth $2.78M.

By sector, the portfolio is most concentrated in Utilities at 17% of assets, up from 5.2% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $1.94M trimmed.

  • Alethea Capital Management's largest Q3 2017 buy was HP: 139,138 shares worth $2.78M.
  • Alethea Capital Management added most to Home Depot in Q3 2017, an estimated $352K increase.
  • Alethea Capital Management's biggest Q3 2017 reduction was JPMorgan Chase, cutting an estimated $1.94M.
  • Alethea Capital Management fully exited McDonald's in Q3 2017, selling an estimated $2.94M.
  • Alethea Capital Management's ten largest holdings make up 42% of its $85.2M portfolio in Q3 2017.
  • Alethea Capital Management opened 32 new positions and closed 32 in Q3 2017.
  • Alethea Capital Management's portfolio value fell 3.3% quarter-over-quarter to $85.2M.

Based on Alethea Capital Management's 13F filing for Q3 2017, filed 2 Nov 2017.