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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+3.9%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$72.1M
AUM Growth
-$861K
Cap. Flow
-$1.79M
Cap. Flow %
-2.49%
Top 10 Hldgs %
43.18%
Holding
82
New
25
Increased
6
Reduced
13
Closed
22

Top Buys

Rank Stock Value
1
NAVI icon
Navient
NAVI
+$2.34M
2
MSI icon
Motorola Solutions
MSI
+$2.29M
3
HD icon
Home Depot
HD
+$2.22M
4
WYNN icon
Wynn Resorts
WYNN
+$2.18M
5
LMT icon
Lockheed Martin
LMT
+$2.07M

Top Sells

Rank Stock Value
1
SJM icon
J.M. Smucker
SJM
+$2.31M
2
O icon
Realty Income
O
+$2.21M
3
RTN
Raytheon Company
RTN
+$2.21M
4
T icon
AT&T
T
+$2.19M
5
NEE icon
NextEra Energy
NEE
+$2.19M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Industrials 13.31%
3 Consumer Discretionary 9.28%
4 Real Estate 8.94%
5 Healthcare 7.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
51
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$324K 0.45%
1,501
-1,234
-45% -$267K
GOOG icon
52
Alphabet (Google) Class C
GOOG
$4.59T
$316K 0.44%
8,120
-1,000
-11% -$38K
NFJ
53
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$288K 0.4%
22,822
– –
K
54
DELISTED
Kellanova
K
$271K 0.38%
3,728
-27,292
-88% -$2.09M
JPM icon
55
JPMorgan Chase
JPM
$950B
$266K 0.37%
4,000
-500
-11% -$32.6K
TLT icon
56
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$235K 0.33%
+1,710
New +$237K
NKX icon
57
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$653M
$231K 0.32%
13,888
– –
BLW icon
58
BlackRock Limited Duration Income Trust
BLW
$492M
$226K 0.31%
14,561
– –
HIX
59
Western Asset High Income Fund II
HIX
$352M
$191K 0.27%
26,585
– –
SPPI
60
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$115K 0.16%
+24,577
New +$146K
CLX icon
61
Clorox
CLX
$12.7B
– –
-15,638
Closed -$2.16M
DRI icon
62
Darden Restaurants
DRI
$23.4B
– –
-29,718
Closed -$1.88M
DUK icon
63
Duke Energy
DUK
$96.9B
– –
-6,944
Closed -$596K
GE icon
64
GE Aerospace
GE
$391B
– –
-5,634
Closed -$850K
HRB icon
65
H&R Block
HRB
$5.84B
– –
-75,241
Closed -$1.73M
JCI icon
66
Johnson Controls International
JCI
$93.1B
– –
-7,162
Closed -$332K
KDP icon
67
Keurig Dr Pepper
KDP
$42.3B
– –
-21,888
Closed -$2.12M
LHX icon
68
L3Harris
LHX
$53.1B
– –
-11,232
Closed -$937K
MAT icon
69
Mattel
MAT
$4.32B
– –
-58,236
Closed -$1.82M
NEE icon
70
NextEra Energy
NEE
$182B
– –
-67,196
Closed -$2.19M
O icon
71
Realty Income
O
$58.7B
– –
-32,916
Closed -$2.21M
PG icon
72
Procter & Gamble
PG
$345B
– –
-25,847
Closed -$2.19M
SJM icon
73
J.M. Smucker
SJM
$12.7B
– –
-15,126
Closed -$2.31M
SO icon
74
Southern Company
SO
$107B
– –
-38,564
Closed -$2.07M
T icon
75
AT&T
T
$160B
– –
-67,247
Closed -$2.19M
1 2
3
4

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Alethea Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Alethea Capital Management held 82 positions worth $72.1M, down 1.2% from $72.9M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Alethea Capital Management's Q3 2016 filing shows 25 new, 6 increased, 13 reduced and 22 closed positions. Its largest new stake was Navient: 168,006 shares worth $2.43M. The largest sale was J.M. Smucker, an estimated $2.31M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Alethea Capital Management's largest Q3 2016 buy was Navient: 168,006 shares worth $2.43M.
  • Alethea Capital Management added most to Pfizer in Q3 2016, an estimated $2.04M increase.
  • Alethea Capital Management's biggest Q3 2016 reduction was Kellanova, cutting an estimated $2.09M.
  • Alethea Capital Management fully exited J.M. Smucker in Q3 2016, selling an estimated $2.31M.
  • Alethea Capital Management's ten largest holdings make up 43% of its $72.1M portfolio in Q3 2016.
  • Alethea Capital Management opened 25 new positions and closed 22 in Q3 2016.
  • Alethea Capital Management's portfolio value fell 1.2% quarter-over-quarter to $72.1M.

Based on Alethea Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.