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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+2.64%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$90M
AUM Growth
+$3.57M
Cap. Flow
+$1.77M
Cap. Flow %
1.97%
Top 10 Hldgs %
40.2%
Holding
92
New
25
Increased
10
Reduced
17
Closed
33

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.99M
2
NI icon
NiSource
NI
+$2.55M
3
AEE icon
Ameren
AEE
+$2.5M
4
SYY icon
Sysco
SYY
+$2.47M
5
KMI icon
Kinder Morgan
KMI
+$2.46M

Top Sells

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$3.05M
2
ABT icon
Abbott
ABT
+$2.59M
3
DE icon
Deere & Co
DE
+$2.54M
4
ABBV icon
AbbVie
ABBV
+$2.52M
5
VLO icon
Valero Energy
VLO
+$2.48M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Industrials 14.69%
3 Financials 13.04%
4 Consumer Staples 8.09%
5 Consumer Discretionary 7.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
51
Cummins
CMI
$88.7B
$330K 0.37%
3,000
– –
ITW icon
52
Illinois Tool Works
ITW
$84.8B
$307K 0.34%
+3,000
New +$278K
GME icon
53
GameStop
GME
$8.63B
$293K 0.33%
36,992
-182,048
-83% -$1.31M
JCI icon
54
Johnson Controls International
JCI
$93.6B
$292K 0.32%
7,162
– –
NFJ
55
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$280K 0.31%
22,822
-295
-1% -$3.43K
K
56
DELISTED
Kellanova
K
$268K 0.3%
3,728
– –
JPM icon
57
JPMorgan Chase
JPM
$947B
$237K 0.26%
4,000
-26
-0.6% -$1.52K
NKX icon
58
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$222K 0.25%
13,888
-179
-1% -$2.81K
HIX
59
Western Asset High Income Fund II
HIX
$353M
$188K 0.21%
28,426
-1,276
-4% -$7.83K
ABBV icon
60
AbbVie
ABBV
$431B
– –
-42,583
Closed -$2.52M
ABT icon
61
Abbott
ABT
$187B
– –
-57,620
Closed -$2.59M
AES icon
62
AES
AES
$10.5B
– –
-218,798
Closed -$2.09M
BAC icon
63
Bank of America
BAC
$441B
– –
-26,500
Closed -$446K
CAG icon
64
Conagra Brands
CAG
$7.11B
– –
-74,241
Closed -$2.44M
CCEP icon
65
Coca-Cola Europacific Partners
CCEP
$47.9B
– –
-47,878
Closed -$2.36M
CF icon
66
CF Industries
CF
$17.9B
– –
-48,954
Closed -$2M
CSX icon
67
CSX Corp
CSX
$93.9B
– –
-24,000
Closed -$208K
DE icon
68
Deere & Co
DE
$166B
– –
-33,239
Closed -$2.54M
DRI icon
69
Darden Restaurants
DRI
$24.1B
– –
-34,138
Closed -$2.17M
DXJ icon
70
WisdomTree Japan Hedged Equity Fund
DXJ
$7.35B
– –
-35,309
Closed -$1.77M
FCPT icon
71
Four Corners Property Trust
FCPT
$2.75B
– –
-15,578
Closed -$275K
GLD icon
72
PUT
SPDR Gold Trust
GLD
$138B
– –
-20,700
Closed -$177K
HAS icon
73
Hasbro
HAS
$12.9B
– –
-30,432
Closed -$2.05M
IEF icon
74
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
– –
-18,126
Closed -$1.91M
LEG icon
75
Leggett & Platt
LEG
$1.31B
– –
-56,377
Closed -$2.37M
1 2
3
4

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Alethea Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Alethea Capital Management held 92 positions worth $90M, up 4.1% from $86.4M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Alethea Capital Management's Q1 2016 filing shows 25 new, 10 increased, 17 reduced and 33 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 23,344 shares worth $3.05M. The largest sale was Wynn Resorts, an estimated $3.05M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 0.85% a quarter earlier, followed by Industrials and Financials.

  • Alethea Capital Management's largest Q1 2016 buy was iShares 20+ Year Treasury Bond ETF: 23,344 shares worth $3.05M.
  • Alethea Capital Management added most to GE Aerospace in Q1 2016, an estimated $2.23M increase.
  • Alethea Capital Management's biggest Q1 2016 reduction was GameStop, cutting an estimated $1.31M.
  • Alethea Capital Management fully exited Wynn Resorts in Q1 2016, selling an estimated $3.05M.
  • Alethea Capital Management's ten largest holdings make up 40% of its $90M portfolio in Q1 2016.
  • Alethea Capital Management opened 25 new positions and closed 33 in Q1 2016.
  • Alethea Capital Management's portfolio value rose 4.1% quarter-over-quarter to $90M.

Based on Alethea Capital Management's 13F filing for Q1 2016, filed 10 May 2016.