We are live on ! Find out more
ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+0.55%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$90.6M
AUM Growth
-$7.57M
Cap. Flow
+$23.8M
Cap. Flow %
26.24%
Top 10 Hldgs %
44.49%
Holding
118
New
30
Increased
13
Reduced
14
Closed
55

Top Buys

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$2.91M
2
MO icon
Altria Group
MO
+$2.88M
3
KDP icon
Keurig Dr Pepper
KDP
+$2.87M
4
HAS icon
Hasbro
HAS
+$2.85M
5
LEG icon
Leggett & Platt
LEG
+$2.8M

Top Sells

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.62M
2
AVB icon
AvalonBay Communities
AVB
+$2.77M
3
ESS icon
Essex Property Trust
ESS
+$2.74M
4
JCI icon
Johnson Controls International
JCI
+$2.74M
5
CHRW icon
C.H. Robinson
CHRW
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 23.9%
2 Financials 16.6%
3 Consumer Discretionary 13.25%
4 Real Estate 7.76%
5 Technology 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIX
51
Western Asset High Income Fund II
HIX
$355M
$302K 0.33%
37,585
+1,445
+4% +$11.7K
SPY icon
52
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$297K 0.33%
1,437
-104
-7% -$21.5K
NKX icon
53
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$202K 0.22%
+13,500
New +$200K
EWG icon
54
CALL
iShares MSCI Germany ETF
EWG
$1.63B
$172K 0.19%
+151,000
New +$4.34M
SPY icon
55
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$150K 0.17%
+48,000
New +$9.91M
UUP icon
56
PUT
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$136K 0.15%
+246,700
New +$6.21M
DXJ icon
57
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.41B
$119K 0.13%
22,500
-89,200
-80% -$4.65M
OCAT
58
DELISTED
OCATA THERAPEUTICS, INC. COMMON STOCK
OCAT
$68K 0.08%
+11,000
New +$70.5K
QQQ icon
59
CALL
Invesco QQQ Trust
QQQ
$482B
$62K 0.07%
37,700
+25,000
+197% +$2.63M
DXJ icon
60
WisdomTree Japan Hedged Equity Fund
DXJ
$7.41B
$22K 0.02%
393
-20
-5% -$1.04K
MSFT icon
61
CALL
Microsoft
MSFT
$3.74T
$16K 0.02%
+12,400
New +$540K
GSK icon
62
CALL
GSK
GSK
$106B
$12K 0.01%
+11,440
New +$656K
BAC icon
63
CALL
Bank of America
BAC
$440B
$1K ﹤0.01%
24,000
– –
AAPL icon
64
CALL
Apple
AAPL
$4.59T
– –
-20,000
Closed -$12K
AAPL icon
65
Apple
AAPL
$4.59T
– –
-34,976
Closed -$965K
ACWI icon
66
iShares MSCI ACWI ETF
ACWI
$33.5B
– –
-78,896
Closed -$4.62M
APD icon
67
Air Products & Chemicals
APD
$66.8B
– –
-3,488
Closed -$465K
AVB icon
68
AvalonBay Communities
AVB
$26.9B
– –
-16,942
Closed -$2.77M
BAC icon
69
Bank of America
BAC
$440B
– –
-33,500
Closed -$538K
BP icon
70
BP
BP
$107B
– –
-9,039
Closed -$286K
CAT icon
71
Caterpillar
CAT
$386B
– –
-3,000
Closed -$275K
CHRW icon
72
C.H. Robinson
CHRW
$17.3B
– –
-36,470
Closed -$2.73M
CSX icon
73
CSX Corp
CSX
$93.3B
– –
-58,500
Closed -$707K
DD icon
74
CALL
DuPont de Nemours
DD
$19.5B
– –
-3,949
Closed -$1K
DD icon
75
DuPont de Nemours
DD
$19.5B
– –
-1,382
Closed -$160K
1 2
3
4 5

Similar funds

WM
WestCap Management San Francisco, California $195M AUM
CPI
Crestview Partners III New York $195M AUM 17.49% 1-Year Est. Return
RAM
Revere Asset Management Dallas, Texas $195M AUM 80.44% 1-Year Est. Return
MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
Exit Wealth Advisors Atlanta, Georgia $195M AUM
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return
KIM
Kane Investment Management Los Gatos, California $194M AUM 43.53% 1-Year Est. Return
CPRPA
Cerity Partners Retirement Plan Advisors New York $196M AUM

Alethea Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Alethea Capital Management held 118 positions worth $90.6M, down 7.7% from $98.1M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Alethea Capital Management deployed $23.8M of net new capital in Q1 2015, opening 30 new positions and adding to 13 existing holdings. Its largest new stake was Reynolds American Inc: 83,086 shares worth $2.86M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 2.1% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Capital One, an estimated $1.08M trimmed.

  • Alethea Capital Management's largest Q1 2015 buy was Reynolds American Inc: 83,086 shares worth $2.86M.
  • Alethea Capital Management added most to Altria Group in Q1 2015, an estimated $2.88M increase.
  • Alethea Capital Management's biggest Q1 2015 reduction was Capital One, cutting an estimated $1.08M.
  • Alethea Capital Management fully exited iShares MSCI ACWI ETF in Q1 2015, selling an estimated $4.62M.
  • Alethea Capital Management's ten largest holdings make up 44% of its $90.6M portfolio in Q1 2015.
  • Alethea Capital Management opened 30 new positions and closed 55 in Q1 2015.
  • Alethea Capital Management's portfolio value fell 7.7% quarter-over-quarter to $90.6M.

Based on Alethea Capital Management's 13F filing for Q1 2015, filed 13 May 2015.