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ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
+18.08%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$86.7M
AUM Growth
+$5.27M
(+6.5%)
Cap. Flow
-$6.95M
Cap. Flow
% of AUM
-8.02%
Top 10 Holdings %
Top 10 Hldgs %
91.75%
Holding
53
New
2
Increased
2
Reduced
9
Closed
18
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$1.66M |
| 2 |
Qualcomm
QCOM
|
+$198K |
| 3 |
Bank of America
BAC
|
+$262 |
| 4 |
Honeywell
HON
|
+$180 |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AbbVie
ABBV
|
+$517K |
| 2 |
CME Group
CME
|
+$505K |
| 3 |
GRMN
Garmin
GRMN
|
+$472K |
| 4 |
Gilead Sciences
GILD
|
+$455K |
| 5 |
Axsome Therapeutics
AXSM
|
+$451K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 86.4% |
| 2 | Industrials | 1.99% |
| 3 | Financials | 1.67% |
| 4 | Technology | 1.49% |
| 5 | Consumer Staples | 1.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Dow Inc
DOW
$21.2B
| $291K | 0.34% |
5,300
| – | – |
|
27
Medtronic
MDT
$112B
| $288K | 0.33% |
3,500
| – | – |
|
28
Kimberly-Clark
KMB
$36.5B
| $286K | 0.33% |
2,350
| – | – |
|
29
Merck
MRK
$318B
| $273K | 0.31% |
2,500
-3,203
| -56% | -$332K |
|
30
CVS Health
CVS
$122B
| $261K | 0.3% |
3,300
| – | – |
|
31
ExxonMobil
XOM
$634B
| $260K | 0.3% |
2,600
| – | – |
|
|
32
Qualcomm
QCOM
$176B
| $231K | 0.27% |
+1,600
| New | +$198K |
|
|
ASRT
33
DELISTED
Assertio
ASRT
| $143K | 0.17% |
8,920
| – | – |
|
|
LPRO
34
DELISTED
Open Lending Corp
LPRO
| $102K | 0.12% |
12,000
| – | – |
|
|
EVM
35
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $97.5K | 0.11% |
10,658
| – | – |
|
|
36
AbbVie
ABBV
$435B
| – | – |
-3,470
| Closed | -$517K |
|
37
Bristol-Myers Squibb
BMY
$132B
| – | – |
-7,315
| Closed | -$425K |
|
38
C.H. Robinson
CHRW
$17.5B
| – | – |
-3,180
| Closed | -$274K |
|
39
Clorox
CLX
$12.7B
| – | – |
-2,942
| Closed | -$386K |
|
|
40
CME Group
CME
$94.8B
| – | – |
-2,524
| Closed | -$505K |
|
41
Campbell Soup
CPB
$6.87B
| – | – |
-10,232
| Closed | -$420K |
|
42
Darden Restaurants
DRI
$24.4B
| – | – |
-2,800
| Closed | -$401K |
|
43
Consolidated Edison
ED
$39.9B
| – | – |
-5,174
| Closed | -$443K |
|
|
44
Gilead Sciences
GILD
$165B
| – | – |
-6,069
| Closed | -$455K |
|
45
General Mills
GIS
$19.7B
| – | – |
-6,099
| Closed | -$390K |
|
|
GRMN
46
Garmin
GRMN
$60B
| – | – |
-4,486
| Closed | -$472K |
|
47
Kroger
KR
$34.8B
| – | – |
-9,952
| Closed | -$445K |
|
48
Lockheed Martin
LMT
$136B
| – | – |
-1,015
| Closed | -$415K |
|
49
Newmont
NEM
$119B
| – | – |
-10,965
| Closed | -$405K |
|
50
Southern Company
SO
$107B
| – | – |
-6,658
| Closed | -$431K |
|
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Alethea Capital Management's Q4 2023 Portfolio in Review
As of Q4 2023, Alethea Capital Management held 53 positions worth $86.7M, up 6.5% from $81.4M the previous quarter. Its ten largest holdings account for 92% of the portfolio.
Alethea Capital Management withdrew a net $6.95M in Q4 2023, closing 18 positions and reducing 9 holdings. Its most notable exit was AbbVie, an estimated $517K position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 86% of assets, up from 81% a quarter earlier, followed by Industrials and Financials.
Against the trend, Alethea Capital Management opened a new position in Vanguard Morningstar Small-Cap Growth ETF worth $1.84M.
- Alethea Capital Management's largest Q4 2023 buy was Vanguard Morningstar Small-Cap Growth ETF: 7,625 shares worth $1.84M.
- Alethea Capital Management added most to Bank of America in Q4 2023, an estimated $262 increase.
- Alethea Capital Management's biggest Q4 2023 reduction was Axsome Therapeutics, cutting an estimated $451K.
- Alethea Capital Management fully exited AbbVie in Q4 2023, selling an estimated $517K.
- Alethea Capital Management's ten largest holdings make up 92% of its $86.7M portfolio in Q4 2023.
- Alethea Capital Management opened 2 new positions and closed 18 in Q4 2023.
- Alethea Capital Management's portfolio value rose 6.5% quarter-over-quarter to $86.7M.
Based on Alethea Capital Management's 13F filing for Q4 2023, filed 15 Feb 2024.