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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-7.12%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$81.4M
AUM Growth
-$12.1M
Cap. Flow
-$4.44M
Cap. Flow %
-5.45%
Top 10 Hldgs %
83.3%
Holding
70
New
19
Increased
4
Reduced
15
Closed
19

Top Buys

Rank Stock Value
1
ASRT
Assertio
ASRT
+$521K
2
ABBV icon
AbbVie
ABBV
+$509K
3
CME icon
CME Group
CME
+$502K
4
GRMN
Garmin
GRMN
+$472K
5
ED icon
Consolidated Edison
ED
+$471K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$918K
2
PFE icon
Pfizer
PFE
+$746K
3
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$720K
4
AIG icon
American International
AIG
+$646K
5
VTR icon
Ventas
VTR
+$616K

Sector Composition

Rank Sector Weight
1 Healthcare 81.13%
2 Consumer Staples 3.5%
3 Industrials 2.83%
4 Utilities 2.45%
5 Financials 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
26
Home Depot
HD
$355B
$347K 0.43%
1,150
– –
HON icon
27
Honeywell
HON
$78B
$344K 0.42%
1,976
+3
+0.2% +$549
CMI icon
28
Cummins
CMI
$88.7B
$343K 0.42%
1,500
– –
ASRT
29
DELISTED
Assertio
ASRT
$343K 0.42%
+8,920
New +$521K
GOOG icon
30
Alphabet (Google) Class C
GOOG
$4.32T
$336K 0.41%
2,550
-700
-22% -$91K
WM icon
31
Waste Management
WM
$91B
$335K 0.41%
2,200
– –
PG icon
32
Procter & Gamble
PG
$339B
$321K 0.39%
2,200
– –
HEDJ icon
33
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$317K 0.39%
8,020
– –
XOM icon
34
ExxonMobil
XOM
$634B
$306K 0.38%
2,600
-1,400
-35% -$154K
ITW icon
35
Illinois Tool Works
ITW
$84.5B
$305K 0.37%
1,325
– –
PEP icon
36
PepsiCo
PEP
$190B
$305K 0.37%
1,800
– –
KO icon
37
Coca-Cola
KO
$375B
$299K 0.37%
5,350
– –
BRK.B icon
38
Berkshire Hathaway Class B
BRK.B
$1.13T
$298K 0.37%
850
-250
-23% -$88.7K
MSFT icon
39
Microsoft
MSFT
$3.71T
$292K 0.36%
925
-150
-14% -$49.6K
BAC icon
40
Bank of America
BAC
$442B
$290K 0.36%
10,608
+8
+0.1% +$237
ETN icon
41
Eaton
ETN
$174B
$288K 0.35%
1,350
-500
-27% -$108K
KMB icon
42
Kimberly-Clark
KMB
$36.5B
$284K 0.35%
2,350
-400
-15% -$51.7K
BLK icon
43
Blackrock
BLK
$176B
$275K 0.34%
425
– –
MDT icon
44
Medtronic
MDT
$112B
$274K 0.34%
3,500
-650
-16% -$54.4K
CHRW icon
45
C.H. Robinson
CHRW
$17.5B
$274K 0.34%
+3,180
New +$297K
DOW icon
46
Dow Inc
DOW
$21.2B
$273K 0.34%
5,300
-10,307
-66% -$553K
DUK icon
47
Duke Energy
DUK
$97.3B
$265K 0.33%
3,000
-5,856
-66% -$537K
INTC icon
48
Intel
INTC
$513B
$249K 0.31%
7,000
-1,550
-18% -$54K
CVS icon
49
CVS Health
CVS
$122B
$230K 0.28%
3,300
-7,604
-70% -$539K
LPRO
50
DELISTED
Open Lending Corp
LPRO
$87.8K 0.11%
12,000
– –
1
2
3

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RAM
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MHFA
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EWA
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SC
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KIM
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CPRPA
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Alethea Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Alethea Capital Management held 70 positions worth $81.4M, down 13% from $93.5M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Alethea Capital Management withdrew a net $4.44M in Q3 2023, closing 19 positions and reducing 15 holdings. Its most notable exit was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 81% of assets, up from 78% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, Alethea Capital Management opened a new position in Assertio worth $343K.

  • Alethea Capital Management's largest Q3 2023 buy was Assertio: 8,920 shares worth $343K.
  • Alethea Capital Management added most to Kura Oncology in Q3 2023, an estimated $173K increase.
  • Alethea Capital Management's biggest Q3 2023 reduction was Dow Inc, cutting an estimated $553K.
  • Alethea Capital Management fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $918K.
  • Alethea Capital Management's ten largest holdings make up 83% of its $81.4M portfolio in Q3 2023.
  • Alethea Capital Management opened 19 new positions and closed 19 in Q3 2023.
  • Alethea Capital Management's portfolio value fell 13% quarter-over-quarter to $81.4M.

Based on Alethea Capital Management's 13F filing for Q3 2023, filed 15 Nov 2023.