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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+5.54%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$118M
AUM Growth
+$4.24M
Cap. Flow
+$1.29M
Cap. Flow %
1.1%
Top 10 Hldgs %
75.53%
Holding
121
New
40
Increased
3
Reduced
16
Closed
35

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.54M
2
KURA icon
Kura Oncology
KURA
+$1.39M
3
CDTX
Cidara Therapeutics
CDTX
+$1.19M
4
HOOD icon
Robinhood
HOOD
+$883K
5
NVDA icon
NVIDIA
NVDA
+$688K

Top Sells

Rank Stock Value
1
ODFL icon
Old Dominion Freight Line
ODFL
+$1.83M
2
BR icon
Broadridge
BR
+$969K
3
FAST icon
Fastenal
FAST
+$938K
4
AMZN icon
Amazon
AMZN
+$910K
5
ABBV icon
AbbVie
ABBV
+$892K

Sector Composition

Rank Sector Weight
1 Healthcare 62.37%
2 Financials 3.46%
3 Industrials 3.45%
4 Technology 3.36%
5 Consumer Staples 2.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYX icon
26
Paychex
PAYX
$42.7B
$537K 0.46%
+3,936
New +$487K
INTU icon
27
Intuit
INTU
$89B
$536K 0.45%
+834
New +$515K
ROK icon
28
Rockwell Automation
ROK
$49B
$533K 0.45%
+1,528
New +$506K
MS icon
29
Morgan Stanley
MS
$340B
$528K 0.45%
+5,381
New +$536K
RVTY icon
30
Revvity
RVTY
$12.8B
$526K 0.45%
+2,616
New +$473K
SBAC icon
31
SBA Communications
SBAC
$19.5B
$525K 0.45%
+1,349
New +$474K
DOV icon
32
Dover
DOV
$28.4B
$522K 0.44%
+2,873
New +$488K
PEP icon
33
PepsiCo
PEP
$190B
$521K 0.44%
3,000
– –
ETN icon
34
Eaton
ETN
$174B
$518K 0.44%
3,000
– –
KR icon
35
Kroger
KR
$34.8B
$517K 0.44%
+11,428
New +$480K
ARE icon
36
Alexandria Real Estate Equities
ARE
$8.56B
$516K 0.44%
+2,314
New +$479K
MMM icon
37
3M
MMM
$94.3B
$516K 0.44%
3,472
-120
-3% -$17.9K
JPM icon
38
JPMorgan Chase
JPM
$950B
$515K 0.44%
3,250
– –
DIS icon
39
Walt Disney
DIS
$181B
$511K 0.43%
3,301
– –
HOOD icon
40
Robinhood
HOOD
$83.9B
$510K 0.43%
+28,715
New +$883K
REGN icon
41
Regeneron Pharmaceuticals
REGN
$80.8B
$496K 0.42%
+785
New +$483K
EVRG icon
42
Evergy
EVRG
$19.2B
$495K 0.42%
+7,219
New +$469K
SPY icon
43
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$495K 0.42%
+1,100
New +$505K
WAT icon
44
Waters Corp
WAT
$39.9B
$472K 0.4%
+1,266
New +$443K
KMB icon
45
Kimberly-Clark
KMB
$36.5B
$457K 0.39%
3,200
-1,000
-24% -$135K
RMD icon
46
ResMed
RMD
$30.7B
$449K 0.38%
+1,722
New +$447K
NUE icon
47
Nucor
NUE
$62.1B
$433K 0.37%
3,795
-3,419
-47% -$374K
XOM icon
48
ExxonMobil
XOM
$634B
$428K 0.36%
7,000
– –
BRK.B icon
49
Berkshire Hathaway Class B
BRK.B
$1.13T
$404K 0.34%
1,350
– –
KO icon
50
Coca-Cola
KO
$375B
$385K 0.33%
6,500
-9,066
-58% -$505K
1
2
3 4 5

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MHFA
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CPRPA
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Alethea Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Alethea Capital Management held 121 positions worth $118M, up 3.7% from $114M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Alethea Capital Management's Q4 2021 filing shows 40 new, 3 increased, 16 reduced and 35 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 57,954 shares worth $8.59M. The largest sale was Old Dominion Freight Line, an estimated $1.83M.

By sector, the portfolio is most concentrated in Healthcare at 62% of assets, down from 63% a quarter earlier, followed by Financials and Industrials.

  • Alethea Capital Management's largest Q4 2021 buy was iShares 20+ Year Treasury Bond ETF: 57,954 shares worth $8.59M.
  • Alethea Capital Management added most to Cidara Therapeutics in Q4 2021, an estimated $1.19M increase.
  • Alethea Capital Management's biggest Q4 2021 reduction was Spectrum Pharmaceuticals Inc, cutting an estimated $858K.
  • Alethea Capital Management fully exited Old Dominion Freight Line in Q4 2021, selling an estimated $1.83M.
  • Alethea Capital Management's ten largest holdings make up 76% of its $118M portfolio in Q4 2021.
  • Alethea Capital Management opened 40 new positions and closed 35 in Q4 2021.
  • Alethea Capital Management's portfolio value rose 3.7% quarter-over-quarter to $118M.

Based on Alethea Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.