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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-11.25%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$164M
AUM Growth
-$35.5M
Cap. Flow
-$9.16M
Cap. Flow %
-5.59%
Top 10 Hldgs %
74.41%
Holding
106
New
32
Increased
9
Reduced
11
Closed
29

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.31M
2
ED icon
Consolidated Edison
ED
+$1.58M
3
AEP icon
American Electric Power
AEP
+$1.57M
4
D icon
Dominion Energy
D
+$1.56M
5
LNT icon
Alliant Energy
LNT
+$1.56M

Top Sells

Rank Stock Value
1
COF icon
Capital One
COF
+$6.22M
2
RNAM
Avidity Biosciences
RNAM
+$4.54M
3
KURA icon
Kura Oncology
KURA
+$2.21M
4
MS icon
Morgan Stanley
MS
+$1.94M
5
GLD icon
SPDR Gold Trust
GLD
+$1.9M

Sector Composition

Rank Sector Weight
1 Healthcare 60.91%
2 Utilities 9.24%
3 Consumer Staples 3.5%
4 Financials 2.86%
5 Industrials 2.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMS icon
26
CMS Energy
CMS
$22.3B
$834K 0.51%
+13,617
New +$783K
BBY icon
27
Best Buy
BBY
$17.3B
$833K 0.51%
+7,253
New +$812K
LPRO
28
DELISTED
Open Lending Corp
LPRO
$822K 0.5%
+23,209
New +$875K
BAC icon
29
Bank of America
BAC
$442B
$813K 0.5%
21,014
-2,910
-12% -$100K
IP icon
30
International Paper
IP
$22B
$787K 0.48%
+15,372
New +$748K
PSA icon
31
Public Storage
PSA
$61.3B
$773K 0.47%
+3,134
New +$730K
MMM icon
32
3M
MMM
$94.3B
$771K 0.47%
4,784
-5
-0.1% -$748
MCD icon
33
McDonald's
MCD
$195B
$756K 0.46%
+3,371
New +$721K
HON icon
34
Honeywell
HON
$78B
$738K 0.45%
3,607
– –
PEG icon
35
Public Service Enterprise Group
PEG
$37.7B
$738K 0.45%
+12,258
New +$707K
PNW icon
36
Pinnacle West Capital
PNW
$12.2B
$736K 0.45%
+9,053
New +$700K
XEL icon
37
Xcel Energy
XEL
$48.8B
$722K 0.44%
+10,853
New +$686K
UPS icon
38
United Parcel Service
UPS
$88.9B
$705K 0.43%
+4,150
New +$671K
COF icon
39
Capital One
COF
$134B
$636K 0.39%
5,000
-52,837
-91% -$6.22M
KMB icon
40
Kimberly-Clark
KMB
$36.5B
$626K 0.38%
4,500
– –
ETN icon
41
Eaton
ETN
$174B
$622K 0.38%
4,500
– –
AAPL icon
42
Apple
AAPL
$4.57T
$611K 0.37%
5,000
– –
CMI icon
43
Cummins
CMI
$88.7B
$610K 0.37%
2,356
+856
+57% +$214K
DIS icon
44
Walt Disney
DIS
$181B
$609K 0.37%
3,301
– –
BX icon
45
Blackstone
BX
$110B
$604K 0.37%
8,100
– –
AMGN icon
46
Amgen
AMGN
$222B
$597K 0.36%
2,400
– –
WM icon
47
Waste Management
WM
$91B
$581K 0.35%
4,500
– –
JPM icon
48
JPMorgan Chase
JPM
$950B
$563K 0.34%
3,700
– –
ITW icon
49
Illinois Tool Works
ITW
$84.5B
$554K 0.34%
2,500
– –
MSFT icon
50
Microsoft
MSFT
$3.71T
$542K 0.33%
2,300
-700
-23% -$162K
1
2
3 4 5

Similar funds

WM
WestCap Management San Francisco, California $195M AUM
CPI
Crestview Partners III New York $195M AUM 17.49% 1-Year Est. Return
RAM
Revere Asset Management Dallas, Texas $195M AUM 80.44% 1-Year Est. Return
MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
Exit Wealth Advisors Atlanta, Georgia $195M AUM
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return
KIM
Kane Investment Management Los Gatos, California $194M AUM 43.53% 1-Year Est. Return
CPRPA
Cerity Partners Retirement Plan Advisors New York $196M AUM

Alethea Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Alethea Capital Management held 106 positions worth $164M, down 18% from $199M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Alethea Capital Management withdrew a net $9.16M in Q1 2021, closing 29 positions and reducing 11 holdings. Its most notable exit was Kura Oncology, an estimated $2.21M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 61% of assets, down from 68% a quarter earlier, followed by Utilities and Consumer Staples.

Against the trend, Alethea Capital Management opened a new position in iShares 20+ Year Treasury Bond ETF worth $2.16M.

  • Alethea Capital Management's largest Q1 2021 buy was iShares 20+ Year Treasury Bond ETF: 15,959 shares worth $2.16M.
  • Alethea Capital Management added most to Procter & Gamble in Q1 2021, an estimated $1.52M increase.
  • Alethea Capital Management's biggest Q1 2021 reduction was Capital One, cutting an estimated $6.22M.
  • Alethea Capital Management fully exited Kura Oncology in Q1 2021, selling an estimated $2.21M.
  • Alethea Capital Management's ten largest holdings make up 74% of its $164M portfolio in Q1 2021.
  • Alethea Capital Management opened 32 new positions and closed 29 in Q1 2021.
  • Alethea Capital Management's portfolio value fell 18% quarter-over-quarter to $164M.

Based on Alethea Capital Management's 13F filing for Q1 2021, filed 14 May 2021.