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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-2.4%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$148M
AUM Growth
-$23.2M
Cap. Flow
-$15.7M
Cap. Flow %
-10.66%
Top 10 Hldgs %
78.49%
Holding
102
New
17
Increased
17
Reduced
11
Closed
37

Top Buys

Rank Stock Value
1
GEN icon
Gen Digital
GEN
+$1.76M
2
CTRA
Coterra Energy
CTRA
+$1.76M
3
CPB icon
Campbell Soup
CPB
+$1.59M
4
GILD icon
Gilead Sciences
GILD
+$1.38M
5
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$1.3M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$12.4M
2
KURA icon
Kura Oncology
KURA
+$2.22M
3
ES icon
Eversource Energy
ES
+$1.21M
4
BIP icon
Brookfield Infrastructure Partners
BIP
+$982K
5
CMS icon
CMS Energy
CMS
+$945K

Sector Composition

Rank Sector Weight
1 Healthcare 62.38%
2 Consumer Staples 6.54%
3 Financials 4.2%
4 Technology 3.05%
5 Industrials 2.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
26
Apple
AAPL
$4.57T
$672K 0.45%
5,800
-1,000
-15% -$109K
ED icon
27
Consolidated Edison
ED
$39.9B
$663K 0.45%
8,528
+2,933
+52% +$216K
JNJ icon
28
Johnson & Johnson
JNJ
$625B
$658K 0.45%
4,419
+1,045
+31% +$155K
STX icon
29
Seagate
STX
$184B
$644K 0.44%
+13,066
New +$614K
MMM icon
30
3M
MMM
$94.3B
$641K 0.43%
4,789
– –
BMY icon
31
Bristol-Myers Squibb
BMY
$132B
$632K 0.43%
10,487
-15,306
-59% -$921K
GOOG icon
32
Alphabet (Google) Class C
GOOG
$4.32T
$632K 0.43%
8,600
– –
MSFT icon
33
Microsoft
MSFT
$3.71T
$631K 0.43%
3,000
– –
IFF icon
34
International Flavors & Fragrances
IFF
$21.9B
$619K 0.42%
+5,055
New +$629K
BAC icon
35
Bank of America
BAC
$442B
$593K 0.4%
24,631
+5,914
+32% +$147K
PG icon
36
Procter & Gamble
PG
$339B
$577K 0.39%
4,150
-3,899
-48% -$518K
HON icon
37
Honeywell
HON
$78B
$560K 0.38%
3,611
+4
+0.1% +$594
JNPR
38
DELISTED
Juniper Networks
JNPR
$555K 0.38%
+25,792
New +$612K
WM icon
39
Waste Management
WM
$91B
$509K 0.34%
4,500
-4,924
-52% -$544K
ITW icon
40
Illinois Tool Works
ITW
$84.5B
$483K 0.33%
2,500
– –
ETN icon
41
Eaton
ETN
$174B
$459K 0.31%
4,500
-500
-10% -$48.9K
HD icon
42
Home Depot
HD
$355B
$444K 0.3%
1,600
-400
-20% -$108K
BX icon
43
Blackstone
BX
$110B
$423K 0.29%
8,100
– –
CMI icon
44
Cummins
CMI
$88.7B
$422K 0.29%
2,000
– –
PEP icon
45
PepsiCo
PEP
$190B
$416K 0.28%
3,000
– –
DIS icon
46
Walt Disney
DIS
$181B
$410K 0.28%
3,301
– –
BLK icon
47
Blackrock
BLK
$176B
$394K 0.27%
700
– –
MDT icon
48
Medtronic
MDT
$112B
$364K 0.25%
3,500
– –
JPM icon
49
JPMorgan Chase
JPM
$950B
$356K 0.24%
3,700
– –
EMN icon
50
Eastman Chemical
EMN
$8.42B
$352K 0.24%
4,500
– –
1
2
3 4 5

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WM
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CPI
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RAM
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MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
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SC
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KIM
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CPRPA
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Alethea Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Alethea Capital Management held 102 positions worth $148M, down 14% from $171M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Alethea Capital Management withdrew a net $15.7M in Q3 2020, closing 37 positions and reducing 11 holdings. Its most notable exit was Eversource Energy, an estimated $1.21M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 62% of assets, up from 59% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, Alethea Capital Management opened a new position in Gen Digital worth $1.69M.

  • Alethea Capital Management's largest Q3 2020 buy was Gen Digital: 81,112 shares worth $1.69M.
  • Alethea Capital Management added most to Spectrum Pharmaceuticals Inc in Q3 2020, an estimated $1.3M increase.
  • Alethea Capital Management's biggest Q3 2020 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $12.4M.
  • Alethea Capital Management fully exited Eversource Energy in Q3 2020, selling an estimated $1.21M.
  • Alethea Capital Management's ten largest holdings make up 78% of its $148M portfolio in Q3 2020.
  • Alethea Capital Management opened 17 new positions and closed 37 in Q3 2020.
  • Alethea Capital Management's portfolio value fell 14% quarter-over-quarter to $148M.

Based on Alethea Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.