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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+184.42%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$233M
AUM Growth
+$75.2M
Cap. Flow
-$17.9M
Cap. Flow %
-7.67%
Top 10 Hldgs %
83.44%
Holding
109
New
28
Increased
7
Reduced
15
Closed
24

Top Buys

Rank Stock Value
1
UHS icon
Universal Health Services
UHS
+$1.22M
2
NWSA icon
News Corp Class A
NWSA
+$1.21M
3
EIX icon
Edison International
EIX
+$1.2M
4
LHX icon
L3Harris
LHX
+$1.09M
5
MU icon
Micron Technology
MU
+$1.01M

Top Sells

Rank Stock Value
1
AXSM icon
Axsome Therapeutics
AXSM
+$12.2M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$8.5M
3
AMT icon
American Tower
AMT
+$1.09M
4
MKC icon
McCormick & Company Non-Voting
MKC
+$1.02M
5
QCOM icon
Qualcomm
QCOM
+$939K

Sector Composition

Rank Sector Weight
1 Healthcare 49.68%
2 Financials 6.56%
3 Consumer Staples 2.63%
4 Industrials 2.51%
5 Communication Services 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
26
Apple
AAPL
$4.54T
$756K 0.32%
10,300
-8,664
-46% -$557K
MDT icon
27
Medtronic
MDT
$110B
$696K 0.3%
6,134
+2,634
+75% +$289K
MMM icon
28
3M
MMM
$93.9B
$688K 0.3%
4,664
+598
+15% +$83.8K
GOOG icon
29
Alphabet (Google) Class C
GOOG
$4.4T
$628K 0.27%
9,400
-2,060
-18% -$133K
HON icon
30
Honeywell
HON
$78.6B
$624K 0.27%
3,740
-663
-15% -$108K
KMB icon
31
Kimberly-Clark
KMB
$37.3B
$619K 0.27%
4,500
-2,013
-31% -$272K
MSFT icon
32
Microsoft
MSFT
$3.62T
$615K 0.26%
3,900
– –
BAC icon
33
Bank of America
BAC
$442B
$599K 0.26%
17,020
-70
-0.4% -$2.26K
VTAK icon
34
Catheter Precision
VTAK
$996K
$594K 0.25%
2
– –
DOV icon
35
Dover
DOV
$28.3B
$578K 0.25%
5,018
– –
HAS icon
36
Hasbro
HAS
$12.9B
$578K 0.25%
5,474
+1,091
+25% +$114K
ITW icon
37
Illinois Tool Works
ITW
$85.5B
$575K 0.25%
3,200
-600
-16% -$102K
JPM icon
38
JPMorgan Chase
JPM
$955B
$572K 0.25%
4,100
– –
CAG icon
39
Conagra Brands
CAG
$7.18B
$571K 0.24%
16,672
– –
ETN icon
40
Eaton
ETN
$174B
$540K 0.23%
5,700
-1,300
-19% -$115K
PG icon
41
Procter & Gamble
PG
$342B
$518K 0.22%
4,150
– –
WM icon
42
Waste Management
WM
$89.7B
$513K 0.22%
4,500
-800
-15% -$90.3K
AGN
43
DELISTED
Allergan plc
AGN
$509K 0.22%
2,664
– –
DIS icon
44
Walt Disney
DIS
$177B
$477K 0.2%
3,301
– –
STZ icon
45
Constellation Brands
STZ
$22.3B
$477K 0.2%
2,515
-2,108
-46% -$398K
WBD icon
46
Warner Bros
WBD
$65.1B
$471K 0.2%
14,394
– –
DISCK
47
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$470K 0.2%
15,429
– –
SLB icon
48
SLB Ltd
SLB
$74.1B
$463K 0.2%
11,520
+750
+7% +$26.8K
DUK icon
49
Duke Energy
DUK
$96.2B
$456K 0.2%
5,000
– –
PM icon
50
Philip Morris
PM
$294B
$454K 0.19%
5,334
– –
1
2
3 4 5

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Alethea Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Alethea Capital Management held 109 positions worth $233M, up 48% from $158M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Alethea Capital Management withdrew a net $17.9M in Q4 2019, closing 24 positions and reducing 15 holdings. Its most notable exit was American Tower, an estimated $1.09M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 50% of assets, up from 22% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Alethea Capital Management opened a new position in Universal Health Services worth $1.23M.

  • Alethea Capital Management's largest Q4 2019 buy was Universal Health Services: 8,589 shares worth $1.23M.
  • Alethea Capital Management added most to Amgen in Q4 2019, an estimated $659K increase.
  • Alethea Capital Management's biggest Q4 2019 reduction was Axsome Therapeutics, cutting an estimated $12.2M.
  • Alethea Capital Management fully exited American Tower in Q4 2019, selling an estimated $1.09M.
  • Alethea Capital Management's ten largest holdings make up 83% of its $233M portfolio in Q4 2019.
  • Alethea Capital Management opened 28 new positions and closed 24 in Q4 2019.
  • Alethea Capital Management's portfolio value rose 48% quarter-over-quarter to $233M.

Based on Alethea Capital Management's 13F filing for Q4 2019, filed 10 Feb 2020.