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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-10.29%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$68.7M
AUM Growth
+$1.98M
Cap. Flow
+$8.95M
Cap. Flow %
13.03%
Top 10 Hldgs %
62.85%
Holding
95
New
21
Increased
10
Reduced
14
Closed
36

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$16.5M
2
TRI icon
Thomson Reuters
TRI
+$1.77M
3
WFC icon
Wells Fargo
WFC
+$1.71M
4
PFE icon
Pfizer
PFE
+$1.55M
5
SNY icon
Sanofi
SNY
+$1.54M

Top Sells

Rank Stock Value
1
LNT icon
Alliant Energy
LNT
+$2.49M
2
PSX icon
Phillips 66
PSX
+$2.48M
3
VLO icon
Valero Energy
VLO
+$1.9M
4
PSA icon
Public Storage
PSA
+$1.82M
5
ETR icon
Entergy
ETR
+$1.14M

Sector Composition

Rank Sector Weight
1 Financials 21.71%
2 Healthcare 19.65%
3 Industrials 7.78%
4 Consumer Discretionary 7.41%
5 Consumer Staples 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
26
Procter & Gamble
PG
$342B
$552K 0.8%
6,000
– –
KMB icon
27
Kimberly-Clark
KMB
$37.3B
$536K 0.78%
4,700
-200
-4% -$22.2K
ITW icon
28
Illinois Tool Works
ITW
$85.5B
$507K 0.74%
4,000
+400
+11% +$52.7K
BAC icon
29
Bank of America
BAC
$442B
$493K 0.72%
20,000
– –
HAS icon
30
Hasbro
HAS
$12.9B
$484K 0.7%
+5,952
New +$554K
ETN icon
31
Eaton
ETN
$174B
$481K 0.7%
7,000
– –
CMI icon
32
Cummins
CMI
$89.7B
$468K 0.68%
3,500
-360
-9% -$50.8K
WMB icon
33
Williams Companies
WMB
$87.8B
$449K 0.65%
+20,344
New +$509K
AAPL icon
34
Apple
AAPL
$4.54T
$438K 0.64%
11,100
-2,000
-15% -$97K
DUK icon
35
Duke Energy
DUK
$96.2B
$432K 0.63%
5,000
– –
DIS icon
36
Walt Disney
DIS
$177B
$417K 0.61%
3,801
-1,700
-31% -$193K
JPM icon
37
JPMorgan Chase
JPM
$955B
$400K 0.58%
4,100
– –
MSFT icon
38
Microsoft
MSFT
$3.62T
$396K 0.58%
3,900
– –
FAST icon
39
Fastenal
FAST
$57.4B
$390K 0.57%
+29,804
New +$403K
MRK icon
40
Merck
MRK
$317B
$382K 0.56%
5,240
– –
K
41
DELISTED
Kellanova
K
$362K 0.53%
+6,771
New +$409K
REM icon
42
iShares Mortgage Real Estate ETF
REM
$537M
$350K 0.51%
8,763
-26
-0.3% -$1.1K
HD icon
43
Home Depot
HD
$352B
$344K 0.5%
2,000
-3,578
-64% -$642K
MDT icon
44
Medtronic
MDT
$110B
$318K 0.46%
3,500
– –
GM icon
45
General Motors
GM
$78.2B
$317K 0.46%
9,462
+3,462
+58% +$119K
XOM icon
46
ExxonMobil
XOM
$628B
$307K 0.45%
4,500
– –
T icon
47
AT&T
T
$158B
$285K 0.41%
13,240
– –
BLK icon
48
Blackrock
BLK
$176B
$275K 0.4%
+700
New +$287K
DD icon
49
DuPont de Nemours
DD
$19.9B
$267K 0.39%
1,974
-790
-29% -$113K
TGT icon
50
Target
TGT
$67.1B
$250K 0.36%
+3,785
New +$291K
1
2
3 4

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Alethea Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Alethea Capital Management held 95 positions worth $68.7M, up 3% from $66.7M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Alethea Capital Management deployed $8.95M of net new capital in Q4 2018, opening 21 new positions and adding to 10 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 180,082 shares worth $16.5M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 29% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was FirstEnergy, an estimated $1.01M trimmed.

  • Alethea Capital Management's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 180,082 shares worth $16.5M.
  • Alethea Capital Management added most to Axsome Therapeutics in Q4 2018, an estimated $1.19M increase.
  • Alethea Capital Management's biggest Q4 2018 reduction was FirstEnergy, cutting an estimated $1.01M.
  • Alethea Capital Management fully exited Alliant Energy in Q4 2018, selling an estimated $2.49M.
  • Alethea Capital Management's ten largest holdings make up 63% of its $68.7M portfolio in Q4 2018.
  • Alethea Capital Management opened 21 new positions and closed 36 in Q4 2018.
  • Alethea Capital Management's portfolio value rose 3% quarter-over-quarter to $68.7M.

Based on Alethea Capital Management's 13F filing for Q4 2018, filed 23 Jan 2019.