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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+3.01%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$85.2M
AUM Growth
-$2.88M
Cap. Flow
+$7.56M
Cap. Flow %
8.87%
Top 10 Hldgs %
42.19%
Holding
106
New
32
Increased
6
Reduced
11
Closed
32

Top Buys

Rank Stock Value
1
HPQ icon
HP
HPQ
+$2.65M
2
XEL icon
Xcel Energy
XEL
+$2.58M
3
WMT icon
Walmart Inc
WMT
+$2.56M
4
KLAC icon
KLA
KLAC
+$2.56M
5
CCI icon
Crown Castle
CCI
+$2.54M

Top Sells

Rank Stock Value
1
MCD icon
McDonald's
MCD
+$2.94M
2
MO icon
Altria Group
MO
+$2.62M
3
CVS icon
CVS Health
CVS
+$2.56M
4
USB icon
US Bancorp
USB
+$2.52M
5
EXC icon
Exelon
EXC
+$2.51M

Sector Composition

Rank Sector Weight
1 Utilities 17.24%
2 Financials 17.09%
3 Consumer Staples 10.33%
4 Real Estate 8.28%
5 Technology 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEX
26
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.14M 1.34%
96,344
-27,731
-22% -$320K
MMM icon
27
3M
MMM
$91.8B
$1.05M 1.23%
5,980
– –
HON icon
28
Honeywell
HON
$76.4B
$808K 0.95%
6,310
+1,107
+21% +$137K
LLY icon
29
Eli Lilly
LLY
$1.08T
$808K 0.95%
+9,449
New +$775K
HD icon
30
Home Depot
HD
$337B
$801K 0.94%
4,900
+2,297
+88% +$352K
SNY icon
31
Sanofi
SNY
$107B
$794K 0.93%
+15,948
New +$772K
CL icon
32
Colgate-Palmolive
CL
$74.8B
$764K 0.9%
+10,488
New +$756K
BKLN icon
33
Invesco Senior Loan ETF
BKLN
$6.96B
$749K 0.88%
32,325
– –
ABBV icon
34
AbbVie
ABBV
$465B
$711K 0.83%
8,000
– –
GOOG icon
35
Alphabet (Google) Class C
GOOG
$4.11T
$706K 0.83%
14,720
+3,600
+32% +$168K
WMB icon
36
Williams Companies
WMB
$85.8B
$700K 0.82%
+23,326
New +$710K
FLOT icon
37
iShares Floating Rate Bond ETF
FLOT
$10.2B
$662K 0.78%
13,003
– –
MRK icon
38
Merck
MRK
$322B
$657K 0.77%
10,750
– –
BAC icon
39
Bank of America
BAC
$429B
$654K 0.77%
25,800
+11,400
+79% +$277K
BX icon
40
Blackstone
BX
$104B
$598K 0.7%
17,919
– –
HIO
41
Western Asset High Income Opportunity Fund
HIO
$331M
$589K 0.69%
114,755
– –
DD icon
42
DuPont de Nemours
DD
$18.6B
$588K 0.69%
3,356
– –
ETN icon
43
Eaton
ETN
$141B
$559K 0.66%
7,275
– –
WM icon
44
Waste Management
WM
$95B
$548K 0.64%
7,000
– –
KMB icon
45
Kimberly-Clark
KMB
$37.6B
$541K 0.64%
4,600
-400
-8% -$48.8K
CMI icon
46
Cummins
CMI
$83.6B
$538K 0.63%
3,200
-500
-14% -$80.9K
JPM icon
47
JPMorgan Chase
JPM
$916B
$511K 0.6%
5,350
-21,008
-80% -$1.94M
EVM
48
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$456K 0.54%
37,840
– –
EVV
49
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$450K 0.53%
32,097
– –
AAPL icon
50
Apple
AAPL
$4.97T
$444K 0.52%
11,536
+4,000
+53% +$155K
1
2
3 4 5

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Alethea Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Alethea Capital Management held 106 positions worth $85.2M, down 3.3% from $88.1M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Alethea Capital Management deployed $7.56M of net new capital in Q3 2017, opening 32 new positions and adding to 6 existing holdings. Its largest new stake was HP: 139,138 shares worth $2.78M.

By sector, the portfolio is most concentrated in Utilities at 17% of assets, up from 5.2% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $1.94M trimmed.

  • Alethea Capital Management's largest Q3 2017 buy was HP: 139,138 shares worth $2.78M.
  • Alethea Capital Management added most to Home Depot in Q3 2017, an estimated $352K increase.
  • Alethea Capital Management's biggest Q3 2017 reduction was JPMorgan Chase, cutting an estimated $1.94M.
  • Alethea Capital Management fully exited McDonald's in Q3 2017, selling an estimated $2.94M.
  • Alethea Capital Management's ten largest holdings make up 42% of its $85.2M portfolio in Q3 2017.
  • Alethea Capital Management opened 32 new positions and closed 32 in Q3 2017.
  • Alethea Capital Management's portfolio value fell 3.3% quarter-over-quarter to $85.2M.

Based on Alethea Capital Management's 13F filing for Q3 2017, filed 2 Nov 2017.