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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+1.35%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$88.1M
AUM Growth
+$4.76M
Cap. Flow
+$4.29M
Cap. Flow %
4.88%
Top 10 Hldgs %
40.37%
Holding
103
New
33
Increased
15
Reduced
6
Closed
29

Top Buys

Rank Stock Value
1
MCD icon
McDonald's
MCD
+$2.78M
2
ESS icon
Essex Property Trust
ESS
+$2.71M
3
MO icon
Altria Group
MO
+$2.57M
4
CVS icon
CVS Health
CVS
+$2.52M
5
USB icon
US Bancorp
USB
+$2.5M

Top Sells

Rank Stock Value
1
CSX icon
CSX Corp
CSX
+$2.87M
2
TIF
Tiffany & Co.
TIF
+$2.75M
3
BBY icon
Best Buy
BBY
+$2.56M
4
HAS icon
Hasbro
HAS
+$2.44M
5
LHX icon
L3Harris
LHX
+$2.42M

Sector Composition

Rank Sector Weight
1 Financials 24.59%
2 Consumer Staples 11.69%
3 Healthcare 9.99%
4 Industrials 7.51%
5 Consumer Discretionary 7.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
26
iShares Biotechnology ETF
IBB
$9.53B
$1.18M 1.34%
11,385
+1,593
+16% +$157K
TRV icon
27
Travelers Companies
TRV
$82.8B
$1.06M 1.2%
+8,360
New +$1.03M
MMM icon
28
3M
MMM
$93.8B
$1.04M 1.18%
5,980
– –
PALI icon
29
Palisade Bio
PALI
$349M
$952K 1.08%
2
– –
NSC icon
30
Norfolk Southern
NSC
$76.5B
$909K 1.03%
+7,468
New +$878K
KURA icon
31
Kura Oncology
KURA
$826M
$899K 1.02%
96,673
+11,904
+14% +$108K
GPC icon
32
Genuine Parts
GPC
$17.9B
$897K 1.02%
+9,673
New +$889K
WHR icon
33
Whirlpool
WHR
$2.5B
$888K 1.01%
+4,632
New +$847K
DIS icon
34
Walt Disney
DIS
$171B
$810K 0.92%
7,626
-1,725
-18% -$189K
BKLN icon
35
Invesco Senior Loan ETF
BKLN
$6.97B
$748K 0.85%
32,325
– –
EEM icon
36
iShares MSCI Emerging Markets ETF
EEM
$28.1B
$739K 0.84%
+17,864
New +$727K
DBL
37
DoubleLine Opportunistic Credit Fund
DBL
$278M
$700K 0.79%
27,751
– –
FLOT icon
38
iShares Floating Rate Bond ETF
FLOT
$10.2B
$662K 0.75%
13,003
– –
MRK icon
39
Merck
MRK
$326B
$657K 0.75%
10,750
-20,831
-66% -$1.27M
KMB icon
40
Kimberly-Clark
KMB
$37.7B
$646K 0.73%
5,000
– –
HON icon
41
Honeywell
HON
$78.3B
$626K 0.71%
5,203
– –
MDT icon
42
Medtronic
MDT
$111B
$621K 0.71%
7,000
-3,956
-36% -$334K
CMI icon
43
Cummins
CMI
$88.8B
$600K 0.68%
3,700
+200
+6% +$31K
BX icon
44
Blackstone
BX
$107B
$598K 0.68%
17,919
+8,180
+84% +$257K
HIO
45
Western Asset High Income Opportunity Fund
HIO
$334M
$582K 0.66%
114,755
– –
ABBV icon
46
AbbVie
ABBV
$469B
$580K 0.66%
+8,000
New +$538K
ETN icon
47
Eaton
ETN
$150B
$566K 0.64%
7,275
+275
+4% +$21K
INTC icon
48
Intel
INTC
$438B
$538K 0.61%
15,944
+9,544
+149% +$342K
DD icon
49
DuPont de Nemours
DD
$19B
$536K 0.61%
3,356
– –
WM icon
50
Waste Management
WM
$96.6B
$513K 0.58%
7,000
– –
1
2
3 4 5

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Alethea Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Alethea Capital Management held 103 positions worth $88.1M, up 5.7% from $83.3M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Alethea Capital Management deployed $4.29M of net new capital in Q2 2017, opening 33 new positions and adding to 15 existing holdings. Its largest new stake was McDonald's: 19,213 shares worth $2.94M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 30% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Merck, an estimated $1.27M trimmed.

  • Alethea Capital Management's largest Q2 2017 buy was McDonald's: 19,213 shares worth $2.94M.
  • Alethea Capital Management added most to JPMorgan Chase in Q2 2017, an estimated $1.82M increase.
  • Alethea Capital Management's biggest Q2 2017 reduction was Merck, cutting an estimated $1.27M.
  • Alethea Capital Management fully exited CSX Corp in Q2 2017, selling an estimated $2.87M.
  • Alethea Capital Management's ten largest holdings make up 40% of its $88.1M portfolio in Q2 2017.
  • Alethea Capital Management opened 33 new positions and closed 29 in Q2 2017.
  • Alethea Capital Management's portfolio value rose 5.7% quarter-over-quarter to $88.1M.

Based on Alethea Capital Management's 13F filing for Q2 2017, filed 4 Aug 2017.