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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$79.3M
AUM Growth
+$7.18M
Cap. Flow
+$2.07M
Cap. Flow %
2.62%
Top 10 Hldgs %
42.35%
Holding
96
New
36
Increased
9
Reduced
12
Closed
23

Top Buys

Rank Stock Value
1
GAP
The Gap Inc
GAP
+$2.36M
2
HST icon
Host Hotels & Resorts
HST
+$2.21M
3
CME icon
CME Group
CME
+$2.17M
4
GIS icon
General Mills
GIS
+$2.16M
5
RTN
Raytheon Company
RTN
+$2.13M

Top Sells

Rank Stock Value
1
NAVI icon
Navient
NAVI
+$2.43M
2
MSI icon
Motorola Solutions
MSI
+$2.39M
3
OKE icon
Oneok
OKE
+$2.23M
4
WYNN icon
Wynn Resorts
WYNN
+$2.18M
5
HD icon
Home Depot
HD
+$2.07M

Sector Composition

Rank Sector Weight
1 Financials 21.07%
2 Industrials 17.16%
3 Consumer Staples 10.76%
4 Technology 7.15%
5 Consumer Discretionary 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
26
PUT
Broadcom
AVGO
$1.85T
$1M 1.26%
+30,000
New +$520K
MMM icon
27
3M
MMM
$90.9B
$982K 1.24%
6,578
-837
-11% -$121K
DIS icon
28
Walt Disney
DIS
$167B
$975K 1.23%
9,351
-50
-0.5% -$4.88K
IBB icon
29
iShares Biotechnology ETF
IBB
$9.34B
$866K 1.09%
9,792
+60
+0.6% +$5.46K
WMT icon
30
Walmart Inc
WMT
$885B
$848K 1.07%
+36,792
New +$859K
HON icon
31
Honeywell
HON
$77B
$776K 0.98%
7,417
-2,265
-23% -$230K
GE icon
32
GE Aerospace
GE
$374B
$774K 0.98%
+5,112
New +$743K
BKLN icon
33
Invesco Senior Loan ETF
BKLN
$6.97B
$755K 0.95%
32,325
+1,727
+6% +$40.1K
CINF icon
34
Cincinnati Financial
CINF
$27.3B
$713K 0.9%
+9,417
New +$701K
K
35
DELISTED
Kellanova
K
$709K 0.89%
10,247
+6,519
+175% +$453K
PCG icon
36
PG&E
PCG
$38.3B
$707K 0.89%
+11,640
New +$697K
KMB icon
37
Kimberly-Clark
KMB
$36.3B
$685K 0.86%
6,000
-200
-3% -$23.2K
FLOT icon
38
iShares Floating Rate Bond ETF
FLOT
$10.2B
$660K 0.83%
13,003
– –
DBL
39
DoubleLine Opportunistic Credit Fund
DBL
$278M
$641K 0.81%
27,751
-2,450
-8% -$58.3K
LEG icon
40
Leggett & Platt
LEG
$1.34B
$615K 0.78%
+12,580
New +$598K
CBI
41
DELISTED
Chicago Bridge & Iron Nv
CBI
$603K 0.76%
19,000
+6,300
+50% +$197K
HIO
42
Western Asset High Income Opportunity Fund
HIO
$336M
$573K 0.72%
114,755
– –
DD icon
43
DuPont de Nemours
DD
$18.5B
$572K 0.72%
3,949
-4,884
-55% -$680K
DOC icon
44
Healthpeak Properties
DOC
$15.1B
$517K 0.65%
+17,392
New +$530K
MDT icon
45
Medtronic
MDT
$109B
$499K 0.63%
7,000
– –
PFE icon
46
Pfizer
PFE
$143B
$492K 0.62%
15,954
-60,971
-79% -$1.86M
MRK icon
47
Merck
MRK
$322B
$486K 0.61%
8,654
– –
CMI icon
48
Cummins
CMI
$87.5B
$478K 0.6%
3,500
– –
ETN icon
49
Eaton
ETN
$161B
$470K 0.59%
7,000
-500
-7% -$32.8K
EVV
50
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$440K 0.56%
32,097
– –
1
2
3 4

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Alethea Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Alethea Capital Management held 96 positions worth $79.3M, up 10% from $72.1M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Alethea Capital Management's Q4 2016 filing shows 36 new, 9 increased, 12 reduced and 23 closed positions. Its largest new stake was The Gap Inc: 91,672 shares worth $2.06M. The largest sale was Navient, an estimated $2.43M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Staples.

  • Alethea Capital Management's largest Q4 2016 buy was The Gap Inc: 91,672 shares worth $2.06M.
  • Alethea Capital Management added most to Waste Management in Q4 2016, an estimated $2M increase.
  • Alethea Capital Management's biggest Q4 2016 reduction was Pfizer, cutting an estimated $1.86M.
  • Alethea Capital Management fully exited Navient in Q4 2016, selling an estimated $2.43M.
  • Alethea Capital Management's ten largest holdings make up 42% of its $79.3M portfolio in Q4 2016.
  • Alethea Capital Management opened 36 new positions and closed 23 in Q4 2016.
  • Alethea Capital Management's portfolio value rose 10% quarter-over-quarter to $79.3M.

Based on Alethea Capital Management's 13F filing for Q4 2016, filed 9 Feb 2017.