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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+3.9%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$72.1M
AUM Growth
-$861K
Cap. Flow
-$1.79M
Cap. Flow %
-2.49%
Top 10 Hldgs %
43.18%
Holding
82
New
25
Increased
6
Reduced
13
Closed
22

Top Buys

Rank Stock Value
1
NAVI icon
Navient
NAVI
+$2.34M
2
MSI icon
Motorola Solutions
MSI
+$2.29M
3
HD icon
Home Depot
HD
+$2.22M
4
WYNN icon
Wynn Resorts
WYNN
+$2.18M
5
LMT icon
Lockheed Martin
LMT
+$2.07M

Top Sells

Rank Stock Value
1
SJM icon
J.M. Smucker
SJM
+$2.31M
2
O icon
Realty Income
O
+$2.21M
3
RTN
Raytheon Company
RTN
+$2.21M
4
T icon
AT&T
T
+$2.19M
5
NEE icon
NextEra Energy
NEE
+$2.19M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Industrials 13.31%
3 Consumer Discretionary 9.28%
4 Real Estate 8.94%
5 Healthcare 7.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
26
Honeywell
HON
$77B
$1.01M 1.41%
9,682
-334
-3% -$34.9K
IBB icon
27
iShares Biotechnology ETF
IBB
$9.34B
$939K 1.3%
9,732
+1,215
+14% +$116K
BMY icon
28
Bristol-Myers Squibb
BMY
$133B
$878K 1.22%
+16,283
New +$1.05M
DIS icon
29
Walt Disney
DIS
$167B
$873K 1.21%
9,401
+100
+1% +$9.58K
KMB icon
30
Kimberly-Clark
KMB
$36.3B
$782K 1.08%
6,200
-14,634
-70% -$1.89M
DBL
31
DoubleLine Opportunistic Credit Fund
DBL
$278M
$776K 1.08%
30,201
– –
BKLN icon
32
Invesco Senior Loan ETF
BKLN
$6.97B
$710K 0.99%
30,598
– –
PALI icon
33
Palisade Bio
PALI
$330M
$684K 0.95%
2
– –
MO icon
34
Altria Group
MO
$114B
$681K 0.94%
10,768
-3,151
-23% -$209K
FLOT icon
35
iShares Floating Rate Bond ETF
FLOT
$10.2B
$660K 0.92%
13,003
– –
SYY icon
36
Sysco
SYY
$40.8B
$623K 0.86%
+12,703
New +$652K
MDT icon
37
Medtronic
MDT
$109B
$605K 0.84%
7,000
– –
MSFT icon
38
Microsoft
MSFT
$3.45T
$581K 0.81%
13,588
– –
HIO
39
Western Asset High Income Opportunity Fund
HIO
$336M
$580K 0.8%
114,755
– –
WM icon
40
Waste Management
WM
$90.6B
$574K 0.8%
9,000
-500
-5% -$32.7K
EVM
41
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$513K 0.71%
37,840
-4,967
-12% -$68.6K
ETN icon
42
Eaton
ETN
$161B
$493K 0.68%
7,500
-800
-10% -$51.7K
WHR icon
43
Whirlpool
WHR
$2.43B
$466K 0.65%
+2,876
New +$509K
MRK icon
44
Merck
MRK
$322B
$453K 0.63%
8,654
– –
CMI icon
45
Cummins
CMI
$87.5B
$449K 0.62%
3,500
+500
+17% +$60.7K
EVV
46
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$440K 0.61%
32,097
– –
IEF icon
47
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$419K 0.58%
+3,741
New +$419K
KURA icon
48
Kura Oncology
KURA
$800M
$402K 0.56%
64,300
+2,300
+4% +$11.7K
ITW icon
49
Illinois Tool Works
ITW
$82.6B
$372K 0.52%
3,100
+100
+3% +$11.6K
CBI
50
DELISTED
Chicago Bridge & Iron Nv
CBI
$356K 0.49%
12,700
-300
-2% -$9.73K
1
2
3 4

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Alethea Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Alethea Capital Management held 82 positions worth $72.1M, down 1.2% from $72.9M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Alethea Capital Management's Q3 2016 filing shows 25 new, 6 increased, 13 reduced and 22 closed positions. Its largest new stake was Navient: 168,006 shares worth $2.43M. The largest sale was J.M. Smucker, an estimated $2.31M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Alethea Capital Management's largest Q3 2016 buy was Navient: 168,006 shares worth $2.43M.
  • Alethea Capital Management added most to Pfizer in Q3 2016, an estimated $2.04M increase.
  • Alethea Capital Management's biggest Q3 2016 reduction was Kellanova, cutting an estimated $2.09M.
  • Alethea Capital Management fully exited J.M. Smucker in Q3 2016, selling an estimated $2.31M.
  • Alethea Capital Management's ten largest holdings make up 43% of its $72.1M portfolio in Q3 2016.
  • Alethea Capital Management opened 25 new positions and closed 22 in Q3 2016.
  • Alethea Capital Management's portfolio value fell 1.2% quarter-over-quarter to $72.1M.

Based on Alethea Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.