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ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
+2.39%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$72.9M
AUM Growth
-$17M
(-19%)
Cap. Flow
-$17.7M
Cap. Flow
% of AUM
-24.29%
Top 10 Holdings %
Top 10 Hldgs %
42.4%
Holding
80
New
21
Increased
5
Reduced
20
Closed
23
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Procter & Gamble
PG
|
+$2.12M |
| 2 |
Clorox
CLX
|
+$2.03M |
| 3 |
NextEra Energy
NEE
|
+$2.02M |
| 4 |
J.M. Smucker
SJM
|
+$2.01M |
| 5 |
Keurig Dr Pepper
KDP
|
+$2.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$3.05M |
| 2 |
NiSource
NI
|
+$2.8M |
| 3 |
Ameren
AEE
|
+$2.72M |
| 4 |
Kinder Morgan
KMI
|
+$2.69M |
| 5 |
Sysco
SYY
|
+$2.68M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 26.31% |
| 2 | Financials | 14.38% |
| 3 | Utilities | 12.49% |
| 4 | Industrials | 11.91% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
L3Harris
LHX
$55.4B
| $937K | 1.28% |
+11,232
| New | +$887K |
|
27
Walt Disney
DIS
$171B
| $910K | 1.25% |
9,301
-170
| -2% | -$17K |
|
28
GE Aerospace
GE
$364B
| $850K | 1.17% |
5,634
-15,798
| -74% | -$2.3M |
|
|
DBL
29
DoubleLine Opportunistic Credit Fund
DBL
$278M
| $809K | 1.11% |
30,201
-7,565
| -20% | -$199K |
|
30
State Street Energy Select Sector SPDR ETF
XLE
$39B
| $770K | 1.06% |
22,574
-194
| -0.9% | -$6.4K |
|
31
iShares Biotechnology ETF
IBB
$9.45B
| $731K | 1% |
8,517
-6,924
| -45% | -$621K |
|
32
Invesco Senior Loan ETF
BKLN
$6.96B
| $703K | 0.96% |
+30,598
| New | +$702K |
|
33
Microsoft
MSFT
$2.9T
| $695K | 0.95% |
13,588
-6,232
| -31% | -$324K |
|
34
Tapestry
TPR
$30.3B
| $693K | 0.95% |
+17,018
| New | +$671K |
|
35
iShares Floating Rate Bond ETF
FLOT
$10.2B
| $658K | 0.9% |
13,003
| – | – |
|
36
Waste Management
WM
$95B
| $630K | 0.86% |
9,500
-3,200
| -25% | -$193K |
|
37
Palisade Bio
PALI
$341M
| $622K | 0.85% |
2
| – | – |
|
38
Medtronic
MDT
$112B
| $607K | 0.83% |
7,000
-200
| -3% | -$16.2K |
|
39
Duke Energy
DUK
$101B
| $596K | 0.82% |
+6,944
| New | +$555K |
|
|
EVM
40
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $592K | 0.81% |
42,807
-36,456
| -46% | -$474K |
|
41
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $573K | 0.79% |
+2,735
| New | +$567K |
|
|
HIO
42
Western Asset High Income Opportunity Fund
HIO
$331M
| $562K | 0.77% |
114,755
-2,699
| -2% | -$12.9K |
|
43
Pfizer
PFE
$143B
| $533K | 0.73% |
15,954
| – | – |
|
44
Eaton
ETN
$141B
| $496K | 0.68% |
8,300
-200
| -2% | -$12.3K |
|
45
Merck
MRK
$322B
| $476K | 0.65% |
8,654
+1,048
| +14% | +$55.8K |
|
|
CBI
46
DELISTED
Chicago Bridge & Iron Nv
CBI
| $450K | 0.62% |
13,000
-8,400
| -39% | -$310K |
|
|
EVV
47
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
| $431K | 0.59% |
32,097
-35,905
| -53% | -$475K |
|
48
Cummins
CMI
$83.6B
| $337K | 0.46% |
3,000
| – | – |
|
49
Johnson Controls International
JCI
$85.1B
| $332K | 0.46% |
7,162
| – | – |
|
50
Alphabet (Google) Class C
GOOG
$4.11T
| $316K | 0.43% |
9,120
| – | – |
|
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Alethea Capital Management's Q2 2016 Portfolio in Review
As of Q2 2016, Alethea Capital Management held 80 positions worth $72.9M, down 19% from $90M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Alethea Capital Management withdrew a net $17.7M in Q2 2016, closing 23 positions and reducing 20 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $3.05M position sold in full.
By sector, the portfolio is most concentrated in Consumer Staples at 26% of assets, up from 8.1% a quarter earlier, followed by Financials and Utilities.
Against the trend, Alethea Capital Management opened a new position in Procter & Gamble worth $2.19M.
- Alethea Capital Management's largest Q2 2016 buy was Procter & Gamble: 25,847 shares worth $2.19M.
- Alethea Capital Management added most to Kellanova in Q2 2016, an estimated $1.96M increase.
- Alethea Capital Management's biggest Q2 2016 reduction was GE Aerospace, cutting an estimated $2.3M.
- Alethea Capital Management fully exited iShares 20+ Year Treasury Bond ETF in Q2 2016, selling an estimated $3.05M.
- Alethea Capital Management's ten largest holdings make up 42% of its $72.9M portfolio in Q2 2016.
- Alethea Capital Management opened 21 new positions and closed 23 in Q2 2016.
- Alethea Capital Management's portfolio value fell 19% quarter-over-quarter to $72.9M.
Based on Alethea Capital Management's 13F filing for Q2 2016, filed 22 Jul 2016.