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ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
+2.64%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$90M
AUM Growth
+$3.57M
(+4.1%)
Cap. Flow
+$1.77M
Cap. Flow
% of AUM
1.97%
Top 10 Holdings %
Top 10 Hldgs %
40.2%
Holding
92
New
25
Increased
10
Reduced
17
Closed
33
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$2.99M |
| 2 |
NiSource
NI
|
+$2.55M |
| 3 |
Ameren
AEE
|
+$2.5M |
| 4 |
Sysco
SYY
|
+$2.47M |
| 5 |
Kinder Morgan
KMI
|
+$2.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Wynn Resorts
WYNN
|
+$3.05M |
| 2 |
Abbott
ABT
|
+$2.59M |
| 3 |
Deere & Co
DE
|
+$2.54M |
| 4 |
AbbVie
ABBV
|
+$2.52M |
| 5 |
Valero Energy
VLO
|
+$2.48M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.73% |
| 2 | Industrials | 14.69% |
| 3 | Financials | 13.04% |
| 4 | Consumer Staples | 8.09% |
| 5 | Consumer Discretionary | 7.26% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DEX
26
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
| $1.51M | 1.68% |
165,271
-4,823
| -3% | -$41.9K |
|
27
iShares Biotechnology ETF
IBB
$9.24B
| $1.34M | 1.49% |
15,441
-5,100
| -25% | -$456K |
|
28
Microsoft
MSFT
$3.69T
| $1.09M | 1.22% |
19,820
+6,620
| +50% | +$347K |
|
29
3M
MMM
$91.6B
| $1.05M | 1.17% |
7,535
+718
| +11% | +$92.2K |
|
30
Honeywell
HON
$78.6B
| $1.01M | 1.12% |
10,016
+1,669
| +20% | +$156K |
|
|
DBL
31
DoubleLine Opportunistic Credit Fund
DBL
$280M
| $1M | 1.12% |
37,766
-937
| -2% | -$24.2K |
|
|
EVM
32
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $997K | 1.11% |
79,263
-3,000
| -4% | -$37.7K |
|
33
Walt Disney
DIS
$170B
| $941K | 1.05% |
9,471
+443
| +5% | +$42.8K |
|
34
Altria Group
MO
$113B
| $910K | 1.01% |
14,519
-137
| -0.9% | -$8.28K |
|
|
EVV
35
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
| $896K | 1% |
68,002
-2,525
| -4% | -$31.5K |
|
36
Nokia
NOK
$54.8B
| $888K | 0.99% |
+150,254
| New | +$962K |
|
37
Kimberly-Clark
KMB
$35.8B
| $834K | 0.93% |
6,200
+100
| +2% | +$13K |
|
|
CBI
38
DELISTED
Chicago Bridge & Iron Nv
CBI
| $783K | 0.87% |
21,400
+300
| +1% | +$10.7K |
|
39
Waste Management
WM
$89.2B
| $749K | 0.83% |
12,700
+1,000
| +9% | +$55.2K |
|
40
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
| $705K | 0.78% |
22,768
-8,134
| -26% | -$236K |
|
41
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $656K | 0.73% |
13,003
-171
| -1% | -$8.6K |
|
|
HIO
42
Western Asset High Income Opportunity Fund
HIO
$338M
| $551K | 0.61% |
117,454
-3,406
| -3% | -$15.4K |
|
43
Medtronic
MDT
$109B
| $540K | 0.6% |
7,200
+600
| +9% | +$45.2K |
|
44
Eaton
ETN
$170B
| $532K | 0.59% |
8,500
| – | – |
|
45
Equinix
EQIX
$102B
| $521K | 0.58% |
+1,575
| New | +$479K |
|
46
Pfizer
PFE
$142B
| $449K | 0.5% |
15,954
-169
| -1% | -$4.83K |
|
47
BlackRock Limited Duration Income Trust
BLW
$490M
| $390K | 0.43% |
26,363
-1,137
| -4% | -$16K |
|
48
Merck
MRK
$317B
| $384K | 0.43% |
7,606
-84
| -1% | -$4.11K |
|
49
MetLife
MET
$61.1B
| $352K | 0.39% |
8,976
| – | – |
|
50
Alphabet (Google) Class C
GOOG
$4.57T
| $340K | 0.38% |
+9,120
| New | +$327K |
|
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Alethea Capital Management's Q1 2016 Portfolio in Review
As of Q1 2016, Alethea Capital Management held 92 positions worth $90M, up 4.1% from $86.4M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Alethea Capital Management's Q1 2016 filing shows 25 new, 10 increased, 17 reduced and 33 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 23,344 shares worth $3.05M. The largest sale was Wynn Resorts, an estimated $3.05M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 0.85% a quarter earlier, followed by Industrials and Financials.
- Alethea Capital Management's largest Q1 2016 buy was iShares 20+ Year Treasury Bond ETF: 23,344 shares worth $3.05M.
- Alethea Capital Management added most to GE Aerospace in Q1 2016, an estimated $2.23M increase.
- Alethea Capital Management's biggest Q1 2016 reduction was GameStop, cutting an estimated $1.31M.
- Alethea Capital Management fully exited Wynn Resorts in Q1 2016, selling an estimated $3.05M.
- Alethea Capital Management's ten largest holdings make up 40% of its $90M portfolio in Q1 2016.
- Alethea Capital Management opened 25 new positions and closed 33 in Q1 2016.
- Alethea Capital Management's portfolio value rose 4.1% quarter-over-quarter to $90M.
Based on Alethea Capital Management's 13F filing for Q1 2016, filed 10 May 2016.