We are live on ! Find out more
ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$98.1M
AUM Growth
–
Cap. Flow
+$117M
Cap. Flow %
118.79%
Top 10 Hldgs %
44.31%
Holding
88
New
88
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
COF icon
Capital One
COF
+$14M
2
PALI icon
Palisade Bio
PALI
+$6.59M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.63M
4
AVB icon
AvalonBay Communities
AVB
+$2.66M
5
JCI icon
Johnson Controls International
JCI
+$2.64M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 16.21%
2 Industrials 13.9%
3 Technology 8.87%
4 Real Estate 8.71%
5 Healthcare 7.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
26
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$1.01M 1.03%
+20,803
New +$985K
EVV
27
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$996K 1.01%
+70,527
New +$1.01M
XLF icon
28
State Street Financial Select Sector SPDR ETF
XLF
$57.8B
$982K 1%
+45,234
New +$948K
EVM
29
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$978K 1%
+83,097
New +$970K
XLY icon
30
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$975K 0.99%
+27,014
New +$926K
XLK icon
31
State Street Technology Select Sector SPDR ETF
XLK
$118B
$969K 0.99%
+46,890
New +$951K
AAPL icon
32
Apple
AAPL
$4.5T
$965K 0.98%
+34,976
New +$952K
EQR icon
33
Equity Residential
EQR
$25.1B
$962K 0.98%
+13,390
New +$927K
XLE icon
34
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
$937K 0.95%
+23,666
New +$984K
MMM icon
35
3M
MMM
$91.1B
$936K 0.95%
+6,817
New +$875K
WY icon
36
Weyerhaeuser
WY
$18B
$880K 0.9%
+24,533
New +$842K
HON icon
37
Honeywell
HON
$77.4B
$859K 0.88%
+9,571
New +$823K
WU icon
38
Western Union
WU
$2.05B
$840K 0.86%
+46,916
New +$814K
KMB icon
39
Kimberly-Clark
KMB
$36.1B
$797K 0.81%
+6,900
New +$766K
MBT
40
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$761K 0.78%
+105,984
New +$1.27M
JNJ icon
41
Johnson & Johnson
JNJ
$610B
$743K 0.76%
+7,105
New +$749K
GE icon
42
GE Aerospace
GE
$380B
$740K 0.75%
+6,114
New +$752K
DIS icon
43
Walt Disney
DIS
$169B
$733K 0.75%
+7,788
New +$702K
CSX icon
44
CSX Corp
CSX
$92.2B
$707K 0.72%
+58,500
New +$685K
HIO
45
Western Asset High Income Opportunity Fund
HIO
$337M
$692K 0.71%
+128,922
New +$720K
MSFT icon
46
Microsoft
MSFT
$3.63T
$689K 0.7%
+14,842
New +$697K
MO icon
47
Altria Group
MO
$114B
$673K 0.69%
+13,662
New +$666K
DO
48
DELISTED
Diamond Offshore Drilling
DO
$644K 0.66%
+17,551
New +$629K
FLOT icon
49
iShares Floating Rate Bond ETF
FLOT
$10.3B
$638K 0.65%
+12,630
New +$640K
CBI
50
DELISTED
Chicago Bridge & Iron Nv
CBI
$630K 0.64%
+15,000
New +$739K
1
2
3 4

Similar funds

WM
WestCap Management San Francisco, California $195M AUM
CPI
Crestview Partners III New York $195M AUM 17.49% 1-Year Est. Return
ICMARC
International City Management Association Retirement Corp Washington, District of Columbia $195M AUM 10.82% 1-Year Est. Return
RAM
Revere Asset Management Dallas, Texas $195M AUM 80.44% 1-Year Est. Return
MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
Exit Wealth Advisors Atlanta, Georgia $195M AUM
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return
KIM
Kane Investment Management Los Gatos, California $194M AUM 43.53% 1-Year Est. Return

Alethea Capital Management's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Alethea Capital Management, which disclosed 88 positions worth $98.1M. Its ten largest holdings account for 44% of the portfolio.

Its largest position is Capital One: 172,658 shares worth $14.3M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, followed by Industrials and Technology.

  • Alethea Capital Management's largest Q4 2014 buy was Capital One: 172,658 shares worth $14.3M.
  • Alethea Capital Management's ten largest holdings make up 44% of its $98.1M portfolio in Q4 2014.
  • Alethea Capital Management disclosed 88 positions in Q4 2014, its first 13F filing on record.

Based on Alethea Capital Management's 13F filing for Q4 2014, filed 9 Feb 2015.