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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.04%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.5B
AUM Growth
-$42.1M
Cap. Flow
-$5.2B
Cap. Flow %
-79.98%
Top 10 Hldgs %
15%
Holding
554
New
63
Increased
39
Reduced
29
Closed
93

Top Buys

Rank Stock Value
1
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$42.6M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10.5M
3
DCUC
Dominion Energy, Inc.
DCUC
+$7.85M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.99M
5
SWH
Stanley Black & Decker, Inc.
SWH
+$5.89M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$33.1M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$14.8M
3
SWNC
Southwestern Energy Company
SWNC
+$13.9M
4
GM icon
General Motors
GM
+$10.1M
5
AAPL icon
Apple
AAPL
+$5.51M

Sector Composition

Rank Sector Weight
1 Healthcare 0.47%
2 Consumer Discretionary 0.38%
3 Financials 0.28%
4 Industrials 0.24%
5 Technology 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLVS
201
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-480
Closed -$42K
CTXS
202
CALL
DELISTED
Citrix Systems Inc
CTXS
– –
-201
Closed -$12K
MNDT
203
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-2,550
Closed -$96K
RDS.B
204
CALL
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-117
Closed -$13K
CSOD
205
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-50,000
Closed -$1.65M
PFPT
206
DELISTED
Proofpoint, Inc.
PFPT
– –
-4,486
Closed -$271K
WPX
207
DELISTED
WPX Energy, Inc.
WPX
– –
-30,000
Closed -$199K
WPX
208
PUT
DELISTED
WPX Energy, Inc.
WPX
– –
-500
Closed -$73K
ICON
209
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-3,901
Closed -$400K
TSRO
210
CALL
DELISTED
TESARO, Inc.
TSRO
– –
-150
Closed -$22K
TSRO
211
DELISTED
TESARO, Inc.
TSRO
– –
-6,000
Closed -$241K
WIN
212
PUT
DELISTED
Windstream Holdings Inc
WIN
– –
-84
Closed -$41K
SWNC
213
DELISTED
Southwestern Energy Company
SWNC
– –
-448,465
Closed -$13.9M
CEMP
214
CALL
DELISTED
Cempra, Inc.
CEMP
– –
-300
Closed -$3K
TERP
215
CALL
DELISTED
TerraForm Power, Inc
TERP
– –
-180
Closed -$5K
EMC
216
CALL
DELISTED
EMC CORPORATION
EMC
– –
-1,000
Closed -$23K
SNDK
217
CALL
DELISTED
SANDISK CORP
SNDK
– –
-740
Closed -$46K
ALU
218
CALL
DELISTED
Alcatel-Lucent
ALU
– –
-580
Closed -$6K
ALU
219
PUT
DELISTED
Alcatel-Lucent
ALU
– –
-750
Closed -$73K
ALTR
220
DELISTED
Altera Corp
ALTR
– –
-20,605
Closed -$1.03M
SWU
221
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
– –
-110,746
Closed -$14.8M
WLL
222
PUT
DELISTED
Whiting Petroleum Corporation
WLL
– –
-2
Closed -$36K
CHU
223
CALL
DELISTED
China Unicom (HONG KONG) Limited
CHU
– –
-300
Closed -$5K
FTR
224
PUT
DELISTED
Frontier Communications Corp.
FTR
– –
-46
Closed -$28K
ACAS
225
DELISTED
American Capital Ltd
ACAS
– –
-42,800
Closed -$585K
5 6 7 8
9

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Advent Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Advent Capital Management held 554 positions worth $6.5B, down 0.64% from $6.54B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.2B in Q4 2015, closing 93 positions and reducing 29 holdings. Its most notable exit was STANLEY BLACK & DECKER INC CORP UNIT, an estimated $14.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.47% of assets, down from 0.54% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Advent Capital Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $42.8M.

  • Advent Capital Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 1,554,810 shares worth $42.8M.
  • Advent Capital Management added most to NextEra Energy, Inc. in Q4 2015, an estimated $10.5M increase.
  • Advent Capital Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $33.1M.
  • Advent Capital Management fully exited STANLEY BLACK & DECKER INC CORP UNIT in Q4 2015, selling an estimated $14.8M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.5B portfolio in Q4 2015.
  • Advent Capital Management opened 63 new positions and closed 93 in Q4 2015.
  • Advent Capital Management's portfolio value fell 0.64% quarter-over-quarter to $6.5B.

Based on Advent Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.