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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.54B
AUM Growth
-$414M
Cap. Flow
-$5.43B
Cap. Flow %
-83.07%
Top 10 Hldgs %
14.84%
Holding
591
New
99
Increased
39
Reduced
34
Closed
84

Top Buys

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$12.6M
2
ANTX
Anthem, Inc.
ANTX
+$10.3M
3
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$7.6M
5
BKNG icon
Booking.com
BKNG
+$7.58M

Top Sells

Rank Stock Value
1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$26.5M
2
AEUA
Anadarko Petroleum Corporation
AEUA
+$17M
3
WMT icon
Walmart Inc
WMT
+$8.23M
4
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$6.7M
5
SNCR
Synchronoss Technologies
SNCR
+$5.69M

Sector Composition

Rank Sector Weight
1 Healthcare 0.54%
2 Consumer Discretionary 0.45%
3 Technology 0.44%
4 Industrials 0.31%
5 Communication Services 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOH icon
201
CALL
Molina Healthcare
MOH
$10.3B
– –
-600
Closed -$17K
MOH icon
202
Molina Healthcare
MOH
$10.3B
– –
-10,000
Closed -$703K
MSFT icon
203
CALL
Microsoft
MSFT
$3.71T
– –
-558
Closed -$2K
NOW icon
204
CALL
ServiceNow
NOW
$129B
– –
-390
Closed -$3K
NOW icon
205
ServiceNow
NOW
$129B
– –
-45,000
Closed -$669K
QCOM icon
206
CALL
Qualcomm
QCOM
$176B
– –
-200
Closed -$1K
RTX icon
207
RTX Corp
RTX
$301B
– –
-54,026
Closed -$3.33M
SNCR
208
DELISTED
Synchronoss Technologies
SNCR
– –
-13,828
Closed -$5.69M
SPY icon
209
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
– –
-600
Closed -$11K
TAP icon
210
Molson Coors Class B
TAP
$8.09B
– –
-29,845
Closed -$2.08M
TMO icon
211
CALL
Thermo Fisher Scientific
TMO
$220B
– –
-390
Closed -$36K
TSN icon
212
CALL
Tyson Foods
TSN
$20.4B
– –
-200
Closed -$6K
URI icon
213
CALL
United Rentals
URI
$72.4B
– –
-120
Closed -$18K
URI icon
214
United Rentals
URI
$72.4B
– –
-3,050
Closed -$267K
WMT icon
215
CALL
Walmart Inc
WMT
$890B
– –
-1,260
Closed -$45K
WMT icon
216
Walmart Inc
WMT
$890B
– –
-348,000
Closed -$8.23M
WW
217
PUT
DELISTED
WW International
WW
– –
-1,500
Closed -$56K
XLF icon
218
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
– –
-683
Closed -$22K
XLNX
219
CALL
DELISTED
Xilinx Inc
XLNX
– –
-1,714
Closed -$51K
RDS.B
220
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-57,300
Closed -$3.09M
TLGT
221
CALL
DELISTED
Teligent, Inc
TLGT
– –
-20
Closed -$26K
TLGT
222
DELISTED
Teligent, Inc
TLGT
– –
-3,000
Closed -$189K
CSOD
223
CALL
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-165
Closed -$16K
VAR
224
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-599
Closed -$77K
NBL
225
CALL
DELISTED
Noble Energy, Inc.
NBL
– –
-500
Closed -$15K
6 7 8
9
10

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Advent Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Advent Capital Management held 591 positions worth $6.54B, down 6% from $6.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.43B in Q3 2015, closing 84 positions and reducing 34 holdings. Its most notable exit was UNITED TECHNOLOGIES CORP CORP UNIT (DE), an estimated $26.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.54% of assets, up from 0.39% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $9.99M.

  • Advent Capital Management's largest Q3 2015 buy was NextEra Energy, Inc.: 195,000 shares worth $9.99M.
  • Advent Capital Management added most to NEXTERA ENERGY INC EQUITY UNIT in Q3 2015, an estimated $12.6M increase.
  • Advent Capital Management's biggest Q3 2015 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $3.84M.
  • Advent Capital Management fully exited UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q3 2015, selling an estimated $26.5M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.54B portfolio in Q3 2015.
  • Advent Capital Management opened 99 new positions and closed 84 in Q3 2015.
  • Advent Capital Management's portfolio value fell 6% quarter-over-quarter to $6.54B.

Based on Advent Capital Management's 13F filing for Q3 2015, filed 13 Nov 2015.