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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.04%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.5B
AUM Growth
-$42.1M
Cap. Flow
-$5.2B
Cap. Flow %
-79.98%
Top 10 Hldgs %
15%
Holding
554
New
63
Increased
39
Reduced
29
Closed
93

Top Buys

Rank Stock Value
1
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$42.6M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10.5M
3
DCUC
Dominion Energy, Inc.
DCUC
+$7.85M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.99M
5
SWH
Stanley Black & Decker, Inc.
SWH
+$5.89M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$33.1M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$14.8M
3
SWNC
Southwestern Energy Company
SWNC
+$13.9M
4
GM icon
General Motors
GM
+$10.1M
5
AAPL icon
Apple
AAPL
+$5.51M

Sector Composition

Rank Sector Weight
1 Healthcare 0.47%
2 Consumer Discretionary 0.38%
3 Financials 0.28%
4 Industrials 0.24%
5 Technology 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
176
PUT
Lumen
LUMN
$6.44B
– –
-370
Closed -$55K
MELI icon
177
PUT
Mercado Libre
MELI
$92.3B
– –
-540
Closed -$58K
NKE icon
178
PUT
Nike
NKE
$61.9B
– –
-800
Closed -$6K
NXPI icon
179
NXP Semiconductors
NXPI
$60.4B
– –
-47,500
Closed -$4.14M
NXPI icon
180
PUT
NXP Semiconductors
NXPI
$60.4B
– –
-150
Closed -$49K
ON icon
181
ON Semiconductor
ON
$31.6B
– –
-1,681
Closed -$17.7K
PFE icon
182
CALL
Pfizer
PFE
$153B
– –
-264
Closed -$1K
PTCT icon
183
PTC Therapeutics
PTCT
$6.12B
– –
-19,697
Closed -$526K
PTCT icon
184
PUT
PTC Therapeutics
PTCT
$6.12B
– –
-100
Closed -$42K
RCL icon
185
Royal Caribbean
RCL
$85.6B
– –
-50,000
Closed -$4.45M
RH icon
186
PUT
RH
RH
$3.71B
– –
-300
Closed -$14K
RNR icon
187
RenaissanceRe
RNR
$13.4B
– –
-10,000
Closed -$1.06M
RTX icon
188
CALL
RTX Corp
RTX
$301B
– –
-794
Closed -$1K
SAFE
189
Safehold
SAFE
$1.15B
– –
-9,101
Closed -$557K
SONY icon
190
Sony
SONY
$138B
– –
-475,000
Closed -$2.52M
TD icon
191
PUT
Toronto Dominion Bank
TD
$200B
– –
-600
Closed -$8K
TSN icon
192
Tyson Foods
TSN
$20.4B
– –
-33,900
Closed -$1.46M
UNP icon
193
Union Pacific
UNP
$174B
– –
-20,000
Closed -$1.77M
VTRS icon
194
Viatris
VTRS
$18.9B
– –
-69,191
Closed -$3.33M
VZ icon
195
CALL
Verizon
VZ
$196B
– –
-1,000
Closed -$3K
X
196
CALL
DELISTED
US Steel
X
– –
-1,650
Closed -$6K
X
197
DELISTED
US Steel
X
– –
-34,973
Closed -$364K
X
198
PUT
DELISTED
US Steel
X
– –
-1,000
Closed -$60K
SGI
199
Somnigroup International
SGI
$13.7B
– –
-89,200
Closed -$1.59M
JOYY
200
PUT
JOYY Inc
JOYY
$3.75B
– –
-550
Closed -$17K
5 6 7
8
9

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Advent Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Advent Capital Management held 554 positions worth $6.5B, down 0.64% from $6.54B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.2B in Q4 2015, closing 93 positions and reducing 29 holdings. Its most notable exit was STANLEY BLACK & DECKER INC CORP UNIT, an estimated $14.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.47% of assets, down from 0.54% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Advent Capital Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $42.8M.

  • Advent Capital Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 1,554,810 shares worth $42.8M.
  • Advent Capital Management added most to NextEra Energy, Inc. in Q4 2015, an estimated $10.5M increase.
  • Advent Capital Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $33.1M.
  • Advent Capital Management fully exited STANLEY BLACK & DECKER INC CORP UNIT in Q4 2015, selling an estimated $14.8M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.5B portfolio in Q4 2015.
  • Advent Capital Management opened 63 new positions and closed 93 in Q4 2015.
  • Advent Capital Management's portfolio value fell 0.64% quarter-over-quarter to $6.5B.

Based on Advent Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.