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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.28B
AUM Growth
+$54.3M
Cap. Flow
-$4.36B
Cap. Flow %
-82.49%
Top 10 Hldgs %
19.92%
Holding
370
New
76
Increased
15
Reduced
31
Closed
81

Top Buys

Rank Stock Value
1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$60.3M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$9.46M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$9.12M
4
BKNG icon
Booking.com
BKNG
+$7.25M
5
WMT icon
Walmart Inc
WMT
+$5.74M

Top Sells

Rank Stock Value
1
ANTX
Anthem, Inc.
ANTX
+$15.7M
2
GXP.PRB.CL
Great Plains Energy Incorporated
GXP.PRB.CL
+$13.1M
3
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$12.4M
4
CMI icon
Cummins
CMI
+$9.08M
5
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
+$8.9M

Sector Composition

Rank Sector Weight
1 Industrials 0.47%
2 Consumer Discretionary 0.42%
3 Financials 0.32%
4 Healthcare 0.3%
5 Communication Services 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
151
Kroger
KR
$34.8B
– –
-20,000
Closed -$466K
KR icon
152
PUT
Kroger
KR
$34.8B
– –
-200
Closed -$1K
HAPN
153
CALL
Happen Inc
HAPN
$2.24B
– –
-400
Closed -$15K
LMT icon
154
Lockheed Martin
LMT
$136B
– –
-24,300
Closed -$6.75M
LRCX icon
155
Lam Research
LRCX
$390B
– –
-1,250
Closed -$18K
LUMN icon
156
Lumen
LUMN
$6.44B
– –
-123,700
Closed -$2.95M
LUMN icon
157
PUT
Lumen
LUMN
$6.44B
– –
-300
Closed -$16K
LYB icon
158
LyondellBasell Industries
LYB
$19.2B
– –
-70,000
Closed -$5.91M
MSFT icon
159
CALL
Microsoft
MSFT
$3.71T
– –
-300
Closed -$6K
MSFT icon
160
Microsoft
MSFT
$3.71T
– –
-1,600
Closed -$110K
NBIX icon
161
PUT
Neurocrine Biosciences
NBIX
$16.6B
– –
-300
Closed -$71K
NBR icon
162
Nabors Industries
NBR
$1.21B
– –
-1,770
Closed -$648K
NBR icon
163
PUT
Nabors Industries
NBR
$1.21B
– –
-12
Closed -$23K
NXST icon
164
Nexstar Media Group
NXST
$5.97B
– –
-10,000
Closed -$598K
NXST icon
165
PUT
Nexstar Media Group
NXST
$5.97B
– –
-100
Closed -$5K
ON icon
166
CALL
ON Semiconductor
ON
$31.6B
– –
-2,000
Closed -$10K
ON icon
167
ON Semiconductor
ON
$31.6B
– –
-20,000
Closed -$281K
ON icon
168
PUT
ON Semiconductor
ON
$31.6B
– –
-200
Closed -$9K
PARA
169
DELISTED
Paramount Global Class B
PARA
– –
-5,000
Closed -$319K
PFE icon
170
CALL
Pfizer
PFE
$153B
– –
-1,581
Closed -$32K
PODD icon
171
Insulet
PODD
$9.79B
– –
-15,000
Closed -$770K
PODD icon
172
PUT
Insulet
PODD
$9.79B
– –
-150
Closed -$3K
PRAA icon
173
PRA Group
PRAA
$755M
– –
-7,000
Closed -$265K
PRAA icon
174
PUT
PRA Group
PRAA
$755M
– –
-800
Closed -$8K
QQQ icon
175
PUT
Invesco QQQ Trust
QQQ
$484B
– –
-435
Closed -$90K
5 6
7
8 9

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Advent Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Advent Capital Management held 370 positions worth $5.28B, up 1% from $5.23B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Advent Capital Management withdrew a net $4.36B in Q3 2017, closing 81 positions and reducing 31 holdings. Its most notable exit was Great Plains Energy Incorporated, an estimated $13.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.47% of assets, down from 0.84% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Advent Capital Management opened a new position in Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A worth $59.1M.

  • Advent Capital Management's largest Q3 2017 buy was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A: 55,728 shares worth $59.1M.
  • Advent Capital Management added most to Bank of America Series L in Q3 2017, an estimated $9.46M increase.
  • Advent Capital Management's biggest Q3 2017 reduction was Anthem, Inc., cutting an estimated $15.7M.
  • Advent Capital Management fully exited Great Plains Energy Incorporated in Q3 2017, selling an estimated $13.1M.
  • Advent Capital Management's ten largest holdings make up 20% of its $5.28B portfolio in Q3 2017.
  • Advent Capital Management opened 76 new positions and closed 81 in Q3 2017.
  • Advent Capital Management's portfolio value rose 1% quarter-over-quarter to $5.28B.

Based on Advent Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.