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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.92B
AUM Growth
+$459M
Cap. Flow
-$5.18B
Cap. Flow %
-74.89%
Top 10 Hldgs %
14.92%
Holding
548
New
71
Increased
15
Reduced
25
Closed
53

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$37.2M
2
BDC.PRB
Belden Inc.
BDC.PRB
+$23.8M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$9.73M
4
WFC icon
Wells Fargo
WFC
+$7.18M
5
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$5.8M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$21.4M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$20.7M
3
SWH
Stanley Black & Decker, Inc.
SWH
+$20.5M
4
DCUC
Dominion Energy, Inc.
DCUC
+$16.9M
5
SRCLP
Stericycle, Inc
SRCLP
+$8.94M

Sector Composition

Rank Sector Weight
1 Healthcare 0.34%
2 Consumer Discretionary 0.19%
3 Communication Services 0.13%
4 Financials 0.12%
5 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICON
151
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-1,500
Closed -$101K
ICON
152
PUT
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-20
Closed -$24K
SRCLP
153
DELISTED
Stericycle, Inc
SRCLP
– –
-107,566
Closed -$8.94M
DYN
154
DELISTED
Dynegy, Inc.
DYN
– –
-20,000
Closed -$345K
CIE
155
CALL
DELISTED
Cobalt International Energy, Inc
CIE
– –
-33
Closed -$3K
LGF
156
PUT
DELISTED
Lions Gate Entertainment
LGF
– –
-200
Closed -$13K
WLL
157
CALL
DELISTED
Whiting Petroleum Corporation
WLL
– –
-7
Closed -$18K
WLL
158
PUT
DELISTED
Whiting Petroleum Corporation
WLL
– –
-20
Closed -$233K
CY
159
PUT
DELISTED
Cypress Semiconductor
CY
– –
-500
Closed -$24K
MTGE
160
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-10,000
Closed -$158K
MWW
161
CALL
DELISTED
Monster Worldwide Inc
MWW
– –
-1,000
Closed -$3K
3 4 5 6
7

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Advent Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advent Capital Management held 548 positions worth $6.92B, up 7.1% from $6.46B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.18B in Q3 2016, closing 53 positions and reducing 25 holdings. Its most notable exit was Stericycle, Inc, an estimated $8.94M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.34% of assets, up from 0.27% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $36.7M.

  • Advent Capital Management's largest Q3 2016 buy was NextEra Energy, Inc.: 741,348 shares worth $36.7M.
  • Advent Capital Management added most to Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q3 2016, an estimated $5.8M increase.
  • Advent Capital Management's biggest Q3 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $21.4M.
  • Advent Capital Management fully exited Stericycle, Inc in Q3 2016, selling an estimated $8.94M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.92B portfolio in Q3 2016.
  • Advent Capital Management opened 71 new positions and closed 53 in Q3 2016.
  • Advent Capital Management's portfolio value rose 7.1% quarter-over-quarter to $6.92B.

Based on Advent Capital Management's 13F filing for Q3 2016, filed 22 Nov 2016.