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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.04%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.5B
AUM Growth
-$42.1M
Cap. Flow
-$5.2B
Cap. Flow %
-79.98%
Top 10 Hldgs %
15%
Holding
554
New
63
Increased
39
Reduced
29
Closed
93

Top Buys

Rank Stock Value
1
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$42.6M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10.5M
3
DCUC
Dominion Energy, Inc.
DCUC
+$7.85M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.99M
5
SWH
Stanley Black & Decker, Inc.
SWH
+$5.89M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$33.1M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$14.8M
3
SWNC
Southwestern Energy Company
SWNC
+$13.9M
4
GM icon
General Motors
GM
+$10.1M
5
AAPL icon
Apple
AAPL
+$5.51M

Sector Composition

Rank Sector Weight
1 Healthcare 0.47%
2 Consumer Discretionary 0.38%
3 Financials 0.28%
4 Industrials 0.24%
5 Technology 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLH icon
151
Clean Harbors
CLH
$16.3B
– –
-9,507
Closed -$413K
CLX icon
152
CALL
Clorox
CLX
$12.7B
– –
-120
Closed -$6K
DE icon
153
Deere & Co
DE
$168B
– –
-6,000
Closed -$444K
DE icon
154
PUT
Deere & Co
DE
$168B
– –
-220
Closed -$51K
DIA icon
155
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
– –
-2,000
Closed -$39K
EEM icon
156
iShares MSCI Emerging Markets ETF
EEM
$29.5B
– –
-10,500
Closed -$344K
EEM icon
157
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.5B
– –
-2,000
Closed -$20K
ENR icon
158
Energizer
ENR
$1.55B
– –
-2
Closed –
EXEL icon
159
CALL
Exelixis
EXEL
$13.4B
– –
-1,500
Closed -$11K
FNF icon
160
Fidelity National Financial
FNF
$13.5B
– –
-58,561
Closed -$1.43M
GE icon
161
PUT
GE Aerospace
GE
$384B
– –
-372
Closed -$11K
GILD icon
162
CALL
Gilead Sciences
GILD
$165B
– –
-40
Closed -$18K
GM icon
163
General Motors
GM
$76.8B
– –
-290,000
Closed -$10.1M
GM icon
164
PUT
General Motors
GM
$76.8B
– –
-750
Closed -$8K
GS icon
165
Goldman Sachs
GS
$303B
– –
-8,000
Closed -$1.39M
HLF icon
166
Herbalife
HLF
$1.29B
– –
-127,400
Closed -$3.47M
INCY icon
167
CALL
Incyte
INCY
$24.4B
– –
-235
Closed -$16K
INTC icon
168
Intel
INTC
$513B
– –
-120,000
Closed -$3.62M
INVA icon
169
Innoviva
INVA
$1.48B
– –
-63,600
Closed -$457K
INVA icon
170
PUT
Innoviva
INVA
$1.48B
– –
-2,030
Closed -$227K
IWM icon
171
PUT
iShares Russell 2000 ETF
IWM
$83B
– –
-1,000
Closed -$11K
JACK icon
172
PUT
Jack in the Box
JACK
$335M
– –
-165
Closed -$62K
KR icon
173
Kroger
KR
$34.8B
– –
-37,562
Closed -$1.35M
LBTYA icon
174
Liberty Global Class A
LBTYA
$3.6B
– –
-36,878
Closed -$1.38M
LBTYA icon
175
PUT
Liberty Global Class A
LBTYA
$3.6B
– –
-229
Closed -$26K
5 6
7
8 9

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Advent Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Advent Capital Management held 554 positions worth $6.5B, down 0.64% from $6.54B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.2B in Q4 2015, closing 93 positions and reducing 29 holdings. Its most notable exit was STANLEY BLACK & DECKER INC CORP UNIT, an estimated $14.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.47% of assets, down from 0.54% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Advent Capital Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $42.8M.

  • Advent Capital Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 1,554,810 shares worth $42.8M.
  • Advent Capital Management added most to NextEra Energy, Inc. in Q4 2015, an estimated $10.5M increase.
  • Advent Capital Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $33.1M.
  • Advent Capital Management fully exited STANLEY BLACK & DECKER INC CORP UNIT in Q4 2015, selling an estimated $14.8M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.5B portfolio in Q4 2015.
  • Advent Capital Management opened 63 new positions and closed 93 in Q4 2015.
  • Advent Capital Management's portfolio value fell 0.64% quarter-over-quarter to $6.5B.

Based on Advent Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.