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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.54B
AUM Growth
-$414M
Cap. Flow
-$5.43B
Cap. Flow %
-83.07%
Top 10 Hldgs %
14.84%
Holding
591
New
99
Increased
39
Reduced
34
Closed
84

Top Buys

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$12.6M
2
ANTX
Anthem, Inc.
ANTX
+$10.3M
3
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$7.6M
5
BKNG icon
Booking.com
BKNG
+$7.58M

Top Sells

Rank Stock Value
1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$26.5M
2
AEUA
Anadarko Petroleum Corporation
AEUA
+$17M
3
WMT icon
Walmart Inc
WMT
+$8.23M
4
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$6.7M
5
SNCR
Synchronoss Technologies
SNCR
+$5.69M

Sector Composition

Rank Sector Weight
1 Healthcare 0.54%
2 Consumer Discretionary 0.45%
3 Technology 0.44%
4 Industrials 0.31%
5 Communication Services 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMMU
151
CALL
DELISTED
Immunomedics Inc
IMMU
$7K ﹤0.01%
+1,450
New +$3.7K
CLX icon
152
CALL
Clorox
CLX
$12.7B
$6K ﹤0.01%
+120
New +$13.5K
NKE icon
153
PUT
Nike
NKE
$61.9B
$6K ﹤0.01%
+800
New +$45.3K
X
154
CALL
DELISTED
US Steel
X
$6K ﹤0.01%
+1,650
New +$27.6K
ALU
155
CALL
DELISTED
Alcatel-Lucent
ALU
$6K ﹤0.01%
580
-2,895
-83% -$10.1K
AKAM icon
156
CALL
Akamai
AKAM
$15.9B
$5K ﹤0.01%
500
-50
-9% -$3.61K
TWTR
157
PUT
DELISTED
Twitter, Inc.
TWTR
$5K ﹤0.01%
400
-1,325
-77% -$39.8K
TERP
158
CALL
DELISTED
TerraForm Power, Inc
TERP
$5K ﹤0.01%
+180
New +$4.82K
CHU
159
CALL
DELISTED
China Unicom (HONG KONG) Limited
CHU
$5K ﹤0.01%
+300
New +$4.1K
VZ icon
160
CALL
Verizon
VZ
$196B
$3K ﹤0.01%
+1,000
New +$46.1K
CEMP
161
CALL
DELISTED
Cempra, Inc.
CEMP
$3K ﹤0.01%
300
-300
-50% -$11.1K
AAPL icon
162
PUT
Apple
AAPL
$4.57T
$2K ﹤0.01%
+1,200
New +$35.2K
PFE icon
163
CALL
Pfizer
PFE
$153B
$1K ﹤0.01%
264
-527
-67% -$16.9K
RTX icon
164
CALL
RTX Corp
RTX
$301B
$1K ﹤0.01%
+794
New +$48.9K
ABBV icon
165
CALL
AbbVie
ABBV
$435B
– –
-1,000
Closed -$44K
AGEN
166
CALL
Agenus
AGEN
$290M
– –
-60
Closed -$63K
AGEN
167
PUT
Agenus
AGEN
$290M
– –
-25
Closed -$15K
AMD icon
168
Advanced Micro Devices
AMD
$789B
– –
-15,000
Closed -$36K
AMD icon
169
PUT
Advanced Micro Devices
AMD
$789B
– –
-500
Closed -$32K
ASRT
170
CALL
DELISTED
Assertio
ASRT
– –
-20
Closed -$56K
ASRT
171
DELISTED
Assertio
ASRT
– –
-17
Closed -$21K
BAC icon
172
CALL
Bank of America
BAC
$442B
– –
-600
Closed -$9K
C icon
173
CALL
Citigroup
C
$226B
– –
-2,000
Closed -$23K
CHTR icon
174
Charter Communications
CHTR
$18.2B
– –
-7,700
Closed -$1.32M
CI icon
175
CALL
Cigna
CI
$74.6B
– –
-500
Closed -$9K
5 6
7
8 9

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Advent Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Advent Capital Management held 591 positions worth $6.54B, down 6% from $6.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.43B in Q3 2015, closing 84 positions and reducing 34 holdings. Its most notable exit was UNITED TECHNOLOGIES CORP CORP UNIT (DE), an estimated $26.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.54% of assets, up from 0.39% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $9.99M.

  • Advent Capital Management's largest Q3 2015 buy was NextEra Energy, Inc.: 195,000 shares worth $9.99M.
  • Advent Capital Management added most to NEXTERA ENERGY INC EQUITY UNIT in Q3 2015, an estimated $12.6M increase.
  • Advent Capital Management's biggest Q3 2015 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $3.84M.
  • Advent Capital Management fully exited UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q3 2015, selling an estimated $26.5M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.54B portfolio in Q3 2015.
  • Advent Capital Management opened 99 new positions and closed 84 in Q3 2015.
  • Advent Capital Management's portfolio value fell 6% quarter-over-quarter to $6.54B.

Based on Advent Capital Management's 13F filing for Q3 2015, filed 13 Nov 2015.