ACM

Advent Capital Management Portfolio holdings

AUM $4.55B
This Quarter Return
-1.29%
1 Year Return
+1.37%
3 Year Return
+2.01%
5 Year Return
+3.07%
10 Year Return
+4.31%
AUM
$6.21B
AUM Growth
+$342M
Cap. Flow
-$4.68B
Cap. Flow %
-75.36%
Top 10 Hldgs %
21.34%
Holding
339
New
20
Increased
15
Reduced
24
Closed
26

Top Buys

1
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$19.1M
2
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$15.3M
3
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$9.77M
4
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$9.35M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
$5.88M

Top Sells

1
BDXB
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$12.5M
2
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$10.7M
3
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$10.5M
4
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$9.93M
5
PCGU
PG&E Corporation
PCGU
$9.82M

Sector Composition

1 Utilities 0.39%
2 Consumer Discretionary 0.36%
3 Technology 0.25%
4 Healthcare 0.24%
5 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XSLV icon
126
Invesco S&P SmallCap Low Volatility ETF
XSLV
$262M
– –
0
– –
XYZ
127
Block, Inc.
XYZ
$46.2B
– –
0
– –
VTNR
128
DELISTED
Vertex Energy, Inc
VTNR
– –
0
– –
MBAC
129
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
– –
-75,000
Closed -$743K
AAC.WS
130
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
– –
-4,640
Closed -$4K
SABRP
131
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
– –
-7,015
Closed -$805K
AMRS
132
DELISTED
Amyris Inc.
AMRS
– –
-18,400
Closed -$100K
PCGU
133
DELISTED
PG&E Corporation
PCGU
– –
-84,719
Closed -$9.82M
SPAQ
134
DELISTED
Spartan Acquisition Corp. III
SPAQ
– –
-36,600
Closed -$361K
SPAQ.WS
135
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
– –
-9,150
Closed -$13K
CFXA
136
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
– –
-30,000
Closed -$5.56M
WTRU
137
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
– –
-32,155
Closed -$2.1M
DISCA
138
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
– –
-125,000
Closed -$2.94M
LAC
139
DELISTED
Lithium Americas Corp. Common Shares
LAC
– –
-13,600
Closed -$396K
TDOC icon
140
Teladoc Health
TDOC
$1.37B
– –
-5,000
Closed -$459K
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