ACM

Advent Capital Management Portfolio holdings

AUM $4.55B
1-Year Return 1.37%
This Quarter Return
+1.36%
1 Year Return
+1.37%
3 Year Return
+2.01%
5 Year Return
+3.07%
10 Year Return
+4.31%
AUM
$5.87B
AUM Growth
+$463M
Cap. Flow
-$4.19B
Cap. Flow %
-71.44%
Top 10 Hldgs %
21.64%
Holding
341
New
44
Increased
12
Reduced
16
Closed
30

Top Buys

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$199M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$113M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$98.5M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$74.2M
5
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$46.2M

Top Sells

1
SWT
Stanley Black & Decker, Inc.
SWT
$6.14M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.2M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.92M
4
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$4.48M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$4.41M

Sector Composition

1 Consumer Discretionary 0.51%
2 Utilities 0.4%
3 Healthcare 0.3%
4 Financials 0.21%
5 Energy 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OEF icon
126
iShares S&P 100 ETF
OEF
$22.2B
– –
0
– –
ON icon
127
ON Semiconductor
ON
$19.7B
– –
-60,000
Closed -$2.75M
PENN icon
128
PENN Entertainment
PENN
$2.87B
– –
-35,000
Closed -$2.54M
QQQ icon
129
Invesco QQQ Trust
QQQ
$368B
– –
0
– –
RUN icon
130
Sunrun
RUN
$3.79B
– –
0
– –
SEDG icon
131
SolarEdge
SEDG
$2.03B
– –
0
– –
SOFI icon
132
SoFi Technologies
SOFI
$30.4B
– –
0
– –
THO icon
133
Thor Industries
THO
$5.91B
– –
-20,000
Closed -$2.46M
TTWO icon
134
Take-Two Interactive
TTWO
$44.4B
– –
-2,000
Closed -$308K
TWLO icon
135
Twilio
TWLO
$16.3B
– –
-42
Closed -$13K
V icon
136
Visa
V
$681B
– –
-5,000
Closed -$1.11M
VRNT icon
137
Verint Systems
VRNT
$1.23B
– –
-12
Closed -$1K
VZ icon
138
Verizon
VZ
$186B
– –
-70,000
Closed -$3.78M
X
139
DELISTED
US Steel
X
– –
-150,000
Closed -$3.3M
XNTK icon
140
SPDR NYSE Technology ETF
XNTK
$1.25B
– –
0
– –
XSLV icon
141
Invesco S&P SmallCap Low Volatility ETF
XSLV
$264M
– –
0
– –
XYZ
142
Block, Inc.
XYZ
$46.2B
– –
0
– –
VTNR
143
DELISTED
Vertex Energy, Inc
VTNR
– –
0
– –
FTCH
144
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-40,000
Closed -$1.5M
AAC.U
145
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-23,200
Closed -$230K
ASAQ.U
146
DELISTED
Atlantic Avenue Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
ASAQ.U
– –
-45,000
Closed -$458K
DCRNW
147
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
– –
-6,066
Closed -$7K
DCRN
148
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
– –
-18,200
Closed -$180K
ATMR.U
149
DELISTED
Altimar Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
ATMR.U
– –
-12,702
Closed -$126K
GIGGW
150
DELISTED
GigCapital4, Inc. Warrant
GIGGW
– –
-22,332
Closed -$23K
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6
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