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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.19%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.41B
AUM Growth
+$263M
Cap. Flow
-$4.4B
Cap. Flow %
-81.42%
Top 10 Hldgs %
21.88%
Holding
306
New
35
Increased
15
Reduced
36
Closed
38

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$19.2M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$15.6M
3
PCGU
PG&E Corporation
PCGU
+$11.5M
4
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$7.58M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.45M

Top Sells

Rank Stock Value
1
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$6.98M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$5.21M
3
NVDA icon
NVIDIA
NVDA
+$4.8M
4
DOV icon
Dover
DOV
+$3.77M
5
EAT icon
Brinker International
EAT
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.54%
2 Utilities 0.44%
3 Industrials 0.32%
4 Financials 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
126
Block Inc
XYZ
$47.5B
– –
-3,500
Closed -$853K
SAVE
127
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-95,833
Closed -$2.92M
SIX
128
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-70,000
Closed -$3.03M
DHCAU
129
DELISTED
DHC Acquisition Corp. Unit
DHCAU
– –
-100,000
Closed -$1M
AJRD
130
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-58
Closed -$3K
GLBLU
131
DELISTED
Cartesian Growth Corporation Unit
GLBLU
– –
-900
Closed -$9K
SPAQ.U
132
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
– –
-40,000
Closed -$402K
AEPPL
133
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-141,872
Closed -$6.98M
SBEAU
134
DELISTED
SilverBox Engaged Merger Corp I Units
SBEAU
– –
-2,000
Closed -$20K
MACQU
135
DELISTED
MCAP Acquisition Corporation Unit
MACQU
– –
-2,500
Closed -$25K
GIGGU
136
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-75,000
Closed -$767K
SRNG
137
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-50,000
Closed -$498K
FSNB.U
138
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
– –
-1,000
Closed -$10K
2 3 4 5
6

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Advent Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Advent Capital Management held 306 positions worth $5.41B, up 5.1% from $5.14B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Advent Capital Management withdrew a net $4.4B in Q3 2021, closing 38 positions and reducing 36 holdings. Its most notable exit was American Electric Power Company, Inc. Corporate Unit, an estimated $6.98M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.54% of assets, up from 0.29% a quarter earlier, followed by Utilities and Industrials.

Against the trend, Advent Capital Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $18.3M.

  • Advent Capital Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 166,000 shares worth $18.3M.
  • Advent Capital Management added most to NiSource Inc. Series A Corporate Units in Q3 2021, an estimated $15.6M increase.
  • Advent Capital Management's biggest Q3 2021 reduction was Change Healthcare Inc. Tangible Equity Units, cutting an estimated $5.21M.
  • Advent Capital Management fully exited American Electric Power Company, Inc. Corporate Unit in Q3 2021, selling an estimated $6.98M.
  • Advent Capital Management's ten largest holdings make up 22% of its $5.41B portfolio in Q3 2021.
  • Advent Capital Management opened 35 new positions and closed 38 in Q3 2021.
  • Advent Capital Management's portfolio value rose 5.1% quarter-over-quarter to $5.41B.

Based on Advent Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.