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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.92B
AUM Growth
+$459M
Cap. Flow
-$5.18B
Cap. Flow %
-74.89%
Top 10 Hldgs %
14.92%
Holding
548
New
71
Increased
15
Reduced
25
Closed
53

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$37.2M
2
BDC.PRB
Belden Inc.
BDC.PRB
+$23.8M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$9.73M
4
WFC icon
Wells Fargo
WFC
+$7.18M
5
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$5.8M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$21.4M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$20.7M
3
SWH
Stanley Black & Decker, Inc.
SWH
+$20.5M
4
DCUC
Dominion Energy, Inc.
DCUC
+$16.9M
5
SRCLP
Stericycle, Inc
SRCLP
+$8.94M

Sector Composition

Rank Sector Weight
1 Healthcare 0.34%
2 Consumer Discretionary 0.19%
3 Communication Services 0.13%
4 Financials 0.12%
5 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
126
CALL
Micron Technology
MU
$991B
– –
-579
Closed -$2K
NFLX icon
127
Netflix
NFLX
$309B
– –
-20,000
Closed -$183K
NFLX icon
128
PUT
Netflix
NFLX
$309B
– –
-8,000
Closed -$52K
NOW icon
129
CALL
ServiceNow
NOW
$129B
– –
-3,440
Closed -$14K
NTAP icon
130
CALL
NetApp
NTAP
$37.2B
– –
-800
Closed -$7K
NXPI icon
131
PUT
NXP Semiconductors
NXPI
$60.4B
– –
-150
Closed -$47K
PFE icon
132
Pfizer
PFE
$153B
– –
-14,756
Closed -$493K
QQQ icon
133
PUT
Invesco QQQ Trust
QQQ
$484B
– –
-2,000
Closed -$27K
RGLD icon
134
CALL
Royal Gold
RGLD
$19.5B
– –
-137
Closed -$47K
SPE
135
Special Opportunities Fund
SPE
$144M
– –
-5,234
Closed -$69K
SPY icon
136
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
– –
-600
Closed -$326K
TCOM icon
137
CALL
Trip.com Group
TCOM
$29.1B
– –
-100
Closed -$1K
TSLA icon
138
Tesla
TSLA
$1.3T
– –
-108,000
Closed -$1.53M
TSLA icon
139
PUT
Tesla
TSLA
$1.3T
– –
-3,000
Closed -$231K
URBN icon
140
CALL
Urban Outfitters
URBN
$6.59B
– –
-300
Closed -$17K
WDC icon
141
PUT
Western Digital
WDC
$150B
– –
-2,249
Closed -$12K
ZD icon
142
Ziff Davis
ZD
$1.98B
– –
-8,050
Closed -$442K
ZD icon
143
PUT
Ziff Davis
ZD
$1.98B
– –
-345
Closed -$16K
SWN
144
DELISTED
Southwestern Energy Company
SWN
– –
-2,924
Closed -$37K
CS
145
DELISTED
Credit Suisse Group
CS
– –
-15,000
Closed -$161K
CS
146
PUT
DELISTED
Credit Suisse Group
CS
– –
-230
Closed -$43K
JCP
147
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-1,400
Closed -$6K
AKS
148
CALL
DELISTED
AK Steel Holding Corp
AKS
– –
-1,000
Closed -$5K
WFT
149
PUT
DELISTED
Weatherford International plc
WFT
– –
-900
Closed -$30K
ICON
150
CALL
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-30
Closed -$6K
3 4 5
6
7

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Advent Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advent Capital Management held 548 positions worth $6.92B, up 7.1% from $6.46B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.18B in Q3 2016, closing 53 positions and reducing 25 holdings. Its most notable exit was Stericycle, Inc, an estimated $8.94M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.34% of assets, up from 0.27% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $36.7M.

  • Advent Capital Management's largest Q3 2016 buy was NextEra Energy, Inc.: 741,348 shares worth $36.7M.
  • Advent Capital Management added most to Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q3 2016, an estimated $5.8M increase.
  • Advent Capital Management's biggest Q3 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $21.4M.
  • Advent Capital Management fully exited Stericycle, Inc in Q3 2016, selling an estimated $8.94M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.92B portfolio in Q3 2016.
  • Advent Capital Management opened 71 new positions and closed 53 in Q3 2016.
  • Advent Capital Management's portfolio value rose 7.1% quarter-over-quarter to $6.92B.

Based on Advent Capital Management's 13F filing for Q3 2016, filed 22 Nov 2016.