ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
-1.29%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$6.21B
AUM Growth
+$6.21B
Cap. Flow
-$56.4M
Cap. Flow %
-0.91%
Top 10 Hldgs %
21.34%
Holding
339
New
20
Increased
15
Reduced
24
Closed
26

Top Buys

1
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$19.1M
2
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$15.3M
3
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$9.77M
4
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$9.35M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
$5.88M

Top Sells

1
BDXB
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$12.5M
2
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$10.7M
3
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$10.5M
4
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$9.93M
5
PCGU
PG&E Corporation
PCGU
$9.82M

Sector Composition

1 Utilities 0.39%
2 Consumer Discretionary 0.36%
3 Technology 0.25%
4 Healthcare 0.24%
5 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AUS.WS
101
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$6K ﹤0.01%
11,675
– –
LMACW
102
DELISTED
Liberty Media Acquisition Corporation Warrants
LMACW
$5K ﹤0.01%
7,866
– –
FATH.WS
103
DELISTED
Fathom Digital Manufacturing Corporation Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
FATH.WS
$2K ﹤0.01%
3,175
– –
TDOC icon
104
Teladoc Health
TDOC
$1.37B
– –
-5,000
Closed -$459K
AMZN icon
105
Amazon
AMZN
$2.41T
– –
-1,000
Closed -$3.33M
CBRL icon
106
Cracker Barrel
CBRL
$1.2B
– –
-25,000
Closed -$3.22M
CGC
107
Canopy Growth
CGC
$437M
– –
0
– –
CLF icon
108
Cleveland-Cliffs
CLF
$5.18B
– –
-75,000
Closed -$1.63M
FITB icon
109
Fifth Third Bancorp
FITB
$30.2B
– –
-75,000
Closed -$3.27M
GM icon
110
General Motors
GM
$55B
– –
-65,000
Closed -$3.81M
HUM icon
111
Humana
HUM
$37.5B
– –
-7,000
Closed -$3.25M
JBLU icon
112
JetBlue
JBLU
$1.98B
– –
0
– –
KEY icon
113
KeyCorp
KEY
$20.8B
– –
-125,000
Closed -$2.89M
LYB icon
114
LyondellBasell Industries
LYB
$17.4B
– –
-40,000
Closed -$3.69M
NCLH icon
115
Norwegian Cruise Line
NCLH
$11.5B
– –
0
– –
QQQ icon
116
Invesco QQQ Trust
QQQ
$364B
– –
0
– –
RH icon
117
RH
RH
$4.14B
– –
0
– –
RUN icon
118
Sunrun
RUN
$3.8B
– –
0
– –
SEDG icon
119
SolarEdge
SEDG
$1.97B
– –
0
– –
SLDP icon
120
Solid Power
SLDP
$712M
– –
-50,000
Closed -$437K
SOFI icon
121
SoFi Technologies
SOFI
$29.3B
– –
0
– –
SPY icon
122
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
UNP icon
123
Union Pacific
UNP
$132B
– –
-12,000
Closed -$3.02M
VLO icon
124
Valero Energy
VLO
$48.3B
– –
-50,000
Closed -$3.76M
VTR icon
125
Ventas
VTR
$30.7B
– –
-55,000
Closed -$2.81M
2 3 4
5
6