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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$5.43B
AUM Growth
-$1.48B
Cap. Flow
-$5.07B
Cap. Flow %
-93.37%
Top 10 Hldgs %
17.09%
Holding
384
New
100
Increased
13
Reduced
16
Closed
79

Top Buys

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$13.8M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$12.5M
3
GXP.PRB.CL
Great Plains Energy Incorporated
GXP.PRB.CL
+$7.94M
4
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$7.14M
5
SRCLP
Stericycle, Inc
SRCLP
+$6.34M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$70.3M
2
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$50.1M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$26.5M
4
BDC.PRB
Belden Inc.
BDC.PRB
+$23.3M
5
DCUC
Dominion Energy, Inc.
DCUC
+$17.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0.61%
2 Healthcare 0.41%
3 Financials 0.33%
4 Consumer Discretionary 0.24%
5 Industrials 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFT
101
PUT
DELISTED
Weatherford International plc
WFT
$10K ﹤0.01%
+1,500
New +$7.85K
PARA
102
CALL
DELISTED
Paramount Global Class B
PARA
$9K ﹤0.01%
+300
New +$17.8K
TEVA icon
103
CALL
Teva Pharmaceuticals
TEVA
$41.2B
$9K ﹤0.01%
+150
New +$5.99K
AMKR icon
104
PUT
Amkor Technology
AMKR
$13.7B
$8K ﹤0.01%
+500
New +$5.33K
BHC icon
105
PUT
Bausch Health
BHC
$2.34B
$8K ﹤0.01%
+768
New +$14.1K
LUMN icon
106
PUT
Lumen
LUMN
$6.44B
$8K ﹤0.01%
+300
New +$7.62K
TMUS icon
107
PUT
T-Mobile US
TMUS
$190B
$8K ﹤0.01%
+200
New +$10.5K
DIS icon
108
PUT
Walt Disney
DIS
$181B
$7K ﹤0.01%
+200
New +$19.5K
JBLU icon
109
CALL
JetBlue
JBLU
$2.29B
$7K ﹤0.01%
+300
New +$5.93K
MNDT
110
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
$7K ﹤0.01%
1,000
-2,300
-70% -$29.8K
SCMP
111
CALL
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$7K ﹤0.01%
+250
New +$3.49K
SCMP
112
PUT
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$7K ﹤0.01%
+250
New +$3.49K
DIS icon
113
CALL
Walt Disney
DIS
$181B
$6K ﹤0.01%
+300
New +$29.3K
JBLU icon
114
PUT
JetBlue
JBLU
$2.29B
$6K ﹤0.01%
+250
New +$4.94K
SPY icon
115
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$6K ﹤0.01%
+1,000
New +$218K
CLVS
116
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
$6K ﹤0.01%
50
-100
-67% -$3.52K
TWTR
117
CALL
DELISTED
Twitter, Inc.
TWTR
$6K ﹤0.01%
1,500
-1,800
-55% -$33K
YHOO
118
PUT
DELISTED
Yahoo Inc
YHOO
$6K ﹤0.01%
+300
New +$12.3K
WLL
119
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$6K ﹤0.01%
+1
New +$3K
SONY icon
120
PUT
Sony
SONY
$138B
$5K ﹤0.01%
+1,500
New +$9.11K
TCOM icon
121
CALL
Trip.com Group
TCOM
$29.1B
$5K ﹤0.01%
+100
New +$4.37K
CHK
122
CALL
DELISTED
Chesapeake Energy Corporation
CHK
$5K ﹤0.01%
5
– –
F icon
123
CALL
Ford
F
$55.7B
$4K ﹤0.01%
+1,500
New +$18.2K
KO icon
124
CALL
Coca-Cola
KO
$375B
$4K ﹤0.01%
+2,000
New +$83.2K
TER icon
125
PUT
Teradyne
TER
$59.3B
$4K ﹤0.01%
+200
New +$4.74K
3 4
5
6 7

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Advent Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Advent Capital Management held 384 positions worth $5.43B, down 21% from $6.92B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Advent Capital Management withdrew a net $5.07B in Q4 2016, closing 79 positions and reducing 16 holdings. Its most notable exit was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock, an estimated $50.1M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0.61% of assets, up from 0.13% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Advent Capital Management opened a new position in Arconic Inc. worth $11.9M.

  • Advent Capital Management's largest Q4 2016 buy was Arconic Inc.: 393,670 shares worth $11.9M.
  • Advent Capital Management added most to Dominion Energy, Inc 2016 Series A Corporate Units in Q4 2016, an estimated $13.8M increase.
  • Advent Capital Management's biggest Q4 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $70.3M.
  • Advent Capital Management fully exited Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q4 2016, selling an estimated $50.1M.
  • Advent Capital Management's ten largest holdings make up 17% of its $5.43B portfolio in Q4 2016.
  • Advent Capital Management opened 100 new positions and closed 79 in Q4 2016.
  • Advent Capital Management's portfolio value fell 21% quarter-over-quarter to $5.43B.

Based on Advent Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.