ACM

Advent Capital Management Portfolio holdings

AUM $4.37B
This Quarter Return
-0.11%
1 Year Return
+0.45%
3 Year Return
-0.62%
5 Year Return
+3.56%
10 Year Return
+3.38%
AUM
$5.43B
AUM Growth
+$5.43B
Cap. Flow
-$400M
Cap. Flow %
-7.37%
Top 10 Hldgs %
17.09%
Holding
537
New
38
Increased
9
Reduced
9
Closed
32

Top Buys

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$14M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
$11.9M
3
LAZ icon
Lazard
LAZ
$6.57M
4
SRCLP
Stericycle, Inc
SRCLP
$6.36M
5
VZ icon
Verizon
VZ
$6.14M

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$67.5M
2
ARE.PRD
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
$50.1M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$26M
4
BDC.PRB
Belden Inc.
BDC.PRB
$23.3M
5
GXP.PRB.CL
Great Plains Energy Incorporated
GXP.PRB.CL
$21.6M

Sector Composition

1 Communication Services 0.61%
2 Healthcare 0.41%
3 Financials 0.33%
4 Consumer Discretionary 0.24%
5 Industrials 0.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PBR icon
101
Petrobras
PBR
$79.3B
– –
0
– –
RCKT icon
102
Rocket Pharmaceuticals
RCKT
$358M
– –
0
– –
RH icon
103
RH
RH
$4.14B
– –
0
– –
SPY icon
104
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
TCOM icon
105
Trip.com Group
TCOM
$46.6B
– –
0
– –
TEVA icon
106
Teva Pharmaceuticals
TEVA
$21.5B
– –
0
– –
TOL icon
107
Toll Brothers
TOL
$13.6B
– –
0
– –
TSN icon
108
Tyson Foods
TSN
$20B
– –
0
– –
VEON icon
109
VEON
VEON
$3.89B
– –
0
– –
WDC icon
110
Western Digital
WDC
$29.8B
– –
0
– –
X
111
DELISTED
US Steel
X
– –
0
– –
XLF icon
112
Financial Select Sector SPDR Fund
XLF
$53.6B
– –
0
– –
WWE
113
DELISTED
World Wrestling Entertainment
WWE
– –
0
– –
CLVS
114
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-5,000
Closed -$180K
TWTR
115
DELISTED
Twitter, Inc.
TWTR
– –
0
– –
MNDT
116
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
0
– –
ENDP
117
DELISTED
Endo International plc
ENDP
– –
0
– –
XLNX
118
DELISTED
Xilinx Inc
XLNX
– –
0
– –
SC
119
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
0
– –
GNC
120
DELISTED
GNC Holdings, Inc.
GNC
– –
-25,000
Closed -$511K
SDRL
121
DELISTED
Seadrill Limited Common Stock
SDRL
– –
0
– –
AGN
122
DELISTED
Allergan plc
AGN
– –
0
– –
AKS
123
DELISTED
AK Steel Holding Corp.
AKS
– –
0
– –
VIAB
124
DELISTED
Viacom Inc. Class B
VIAB
– –
-10,000
Closed -$381K
ARE.PRD
125
DELISTED
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
– –
-1,421,834
Closed -$50.1M
2 3 4
5
6