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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.92B
AUM Growth
+$459M
Cap. Flow
-$5.18B
Cap. Flow %
-74.89%
Top 10 Hldgs %
14.92%
Holding
548
New
71
Increased
15
Reduced
25
Closed
53

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$37.2M
2
BDC.PRB
Belden Inc.
BDC.PRB
+$23.8M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$9.73M
4
WFC icon
Wells Fargo
WFC
+$7.18M
5
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$5.8M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$21.4M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$20.7M
3
SWH
Stanley Black & Decker, Inc.
SWH
+$20.5M
4
DCUC
Dominion Energy, Inc.
DCUC
+$16.9M
5
SRCLP
Stericycle, Inc
SRCLP
+$8.94M

Sector Composition

Rank Sector Weight
1 Healthcare 0.34%
2 Consumer Discretionary 0.19%
3 Communication Services 0.13%
4 Financials 0.12%
5 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MELI icon
101
PUT
Mercado Libre
MELI
$92.3B
$4K ﹤0.01%
+100
New +$16.6K
SGYPW
102
PUT
DELISTED
Synergy Pharmaceuticals, Inc. - Warrants
SGYPW
$4K ﹤0.01%
+400
New +$241
MRVL icon
103
PUT
Marvell Technology
MRVL
$196B
$3K ﹤0.01%
+300
New +$3.52K
FNSR
104
PUT
DELISTED
Finisar Corp
FNSR
$3K ﹤0.01%
+400
New +$8.75K
GILD icon
105
PUT
Gilead Sciences
GILD
$165B
$2K ﹤0.01%
+100
New +$8.12K
VIAB
106
PUT
DELISTED
Viacom Inc. Class B
VIAB
$2K ﹤0.01%
+100
New +$4.14K
BGC
107
PUT
DELISTED
General Cable Corporation
BGC
$2K ﹤0.01%
+100
New +$1.47K
VEON icon
108
PUT
VEON
VEON
$3.95B
$1K ﹤0.01%
+7
New +$703
ATI icon
109
ATI
ATI
$31B
– –
-25,000
Closed -$319K
ATI icon
110
PUT
ATI
ATI
$31B
– –
-1,500
Closed -$38K
BAC icon
111
CALL
Bank of America
BAC
$442B
– –
-750
Closed -$29K
BAC icon
112
PUT
Bank of America
BAC
$442B
– –
-2,000
Closed -$5K
CLF icon
113
CALL
Cleveland-Cliffs
CLF
$6.99B
– –
-800
Closed -$26K
COP icon
114
CALL
ConocoPhillips
COP
$141B
– –
-180
Closed -$17K
DIA icon
115
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
– –
-500
Closed -$244K
DIA icon
116
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
– –
-2,300
Closed -$13K
DIS icon
117
PUT
Walt Disney
DIS
$181B
– –
-200
Closed -$1K
DY icon
118
Dycom Industries
DY
$12.3B
– –
-22,500
Closed -$2.02M
GLNG icon
119
PUT
Golar LNG
GLNG
$5.13B
– –
-1,500
Closed -$26K
GSK icon
120
CALL
GSK
GSK
$106B
– –
-1,600
Closed -$170K
HCA icon
121
HCA Healthcare
HCA
$89.5B
– –
-6,400
Closed -$493K
INTC icon
122
CALL
Intel
INTC
$513B
– –
-500
Closed -$4K
HAPN
123
PUT
Happen Inc
HAPN
$2.24B
– –
-60
Closed -$2K
META icon
124
PUT
Meta Platforms (Facebook)
META
$1.51T
– –
-500
Closed -$1K
MSFT icon
125
PUT
Microsoft
MSFT
$3.71T
– –
-250
Closed -$5K
3 4
5
6 7

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Advent Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advent Capital Management held 548 positions worth $6.92B, up 7.1% from $6.46B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.18B in Q3 2016, closing 53 positions and reducing 25 holdings. Its most notable exit was Stericycle, Inc, an estimated $8.94M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.34% of assets, up from 0.27% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $36.7M.

  • Advent Capital Management's largest Q3 2016 buy was NextEra Energy, Inc.: 741,348 shares worth $36.7M.
  • Advent Capital Management added most to Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q3 2016, an estimated $5.8M increase.
  • Advent Capital Management's biggest Q3 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $21.4M.
  • Advent Capital Management fully exited Stericycle, Inc in Q3 2016, selling an estimated $8.94M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.92B portfolio in Q3 2016.
  • Advent Capital Management opened 71 new positions and closed 53 in Q3 2016.
  • Advent Capital Management's portfolio value rose 7.1% quarter-over-quarter to $6.92B.

Based on Advent Capital Management's 13F filing for Q3 2016, filed 22 Nov 2016.