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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.54B
AUM Growth
-$414M
Cap. Flow
-$5.43B
Cap. Flow %
-83.07%
Top 10 Hldgs %
14.84%
Holding
591
New
99
Increased
39
Reduced
34
Closed
84

Top Buys

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$12.6M
2
ANTX
Anthem, Inc.
ANTX
+$10.3M
3
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$10M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$7.6M
5
BKNG icon
Booking.com
BKNG
+$7.58M

Top Sells

Rank Stock Value
1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$26.5M
2
AEUA
Anadarko Petroleum Corporation
AEUA
+$17M
3
WMT icon
Walmart Inc
WMT
+$8.23M
4
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$6.7M
5
SNCR
Synchronoss Technologies
SNCR
+$5.69M

Sector Composition

Rank Sector Weight
1 Healthcare 0.54%
2 Consumer Discretionary 0.45%
3 Technology 0.44%
4 Industrials 0.31%
5 Communication Services 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTWR
101
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
$79K ﹤0.01%
+1,506
New +$114K
WPX
102
PUT
DELISTED
WPX Energy, Inc.
WPX
$73K ﹤0.01%
+500
New +$4.18K
ALU
103
PUT
DELISTED
Alcatel-Lucent
ALU
$73K ﹤0.01%
+750
New +$2.63K
SUNE
104
PUT
DELISTED
SUNEDISON, INC COM
SUNE
$67K ﹤0.01%
2,000
+1,500
+300% +$26.9K
JACK icon
105
PUT
Jack in the Box
JACK
$335M
$62K ﹤0.01%
+165
New +$14.1K
ALLY icon
106
CALL
Ally Financial
ALLY
$13.3B
$61K ﹤0.01%
+1,877
New +$40.8K
X
107
PUT
DELISTED
US Steel
X
$60K ﹤0.01%
+1,000
New +$16.7K
RHT
108
CALL
DELISTED
Red Hat Inc
RHT
$59K ﹤0.01%
450
+300
+200% +$22.6K
MELI icon
109
PUT
Mercado Libre
MELI
$92.3B
$58K ﹤0.01%
+540
New +$63.6K
LUMN icon
110
PUT
Lumen
LUMN
$6.44B
$55K ﹤0.01%
370
-300
-45% -$8.3K
DE icon
111
PUT
Deere & Co
DE
$168B
$51K ﹤0.01%
+220
New +$19.4K
NXPI icon
112
PUT
NXP Semiconductors
NXPI
$60.4B
$49K ﹤0.01%
+150
New +$13.5K
MNDT
113
DELISTED
Mandiant, Inc. Common Stock
MNDT
$47K ﹤0.01%
+1,464
New +$61.1K
SNDK
114
CALL
DELISTED
SANDISK CORP
SNDK
$46K ﹤0.01%
+740
New +$40.9K
PTCT icon
115
PUT
PTC Therapeutics
PTCT
$6.12B
$42K ﹤0.01%
+100
New +$4.28K
CLVS
116
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
$42K ﹤0.01%
480
+180
+60% +$15.6K
WIN
117
PUT
DELISTED
Windstream Holdings Inc
WIN
$41K ﹤0.01%
+84
New +$2.62K
DIA icon
118
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$39K ﹤0.01%
+2,000
New +$341K
HST icon
119
PUT
Host Hotels & Resorts
HST
$16B
$38K ﹤0.01%
+300
New +$5.62K
WLL
120
PUT
DELISTED
Whiting Petroleum Corporation
WLL
$36K ﹤0.01%
+2
New +$12.4K
SPLS
121
CALL
DELISTED
Staples Inc
SPLS
$35K ﹤0.01%
+1,000
New +$14.1K
CLH icon
122
CALL
Clean Harbors
CLH
$16.3B
$31K ﹤0.01%
+240
New +$11.9K
ICON
123
PUT
DELISTED
Iconix Brand Group, Inc.
ICON
$29K ﹤0.01%
90
+53
+143% +$9.18K
FTR
124
PUT
DELISTED
Frontier Communications Corp.
FTR
$28K ﹤0.01%
46
+13
+39% +$984
QIHU
125
PUT
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$28K ﹤0.01%
400
-100
-20% -$5.63K
3 4
5
6 7

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Advent Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Advent Capital Management held 591 positions worth $6.54B, down 6% from $6.95B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.43B in Q3 2015, closing 84 positions and reducing 34 holdings. Its most notable exit was UNITED TECHNOLOGIES CORP CORP UNIT (DE), an estimated $26.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.54% of assets, up from 0.39% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $9.99M.

  • Advent Capital Management's largest Q3 2015 buy was NextEra Energy, Inc.: 195,000 shares worth $9.99M.
  • Advent Capital Management added most to NEXTERA ENERGY INC EQUITY UNIT in Q3 2015, an estimated $12.6M increase.
  • Advent Capital Management's biggest Q3 2015 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $3.84M.
  • Advent Capital Management fully exited UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q3 2015, selling an estimated $26.5M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.54B portfolio in Q3 2015.
  • Advent Capital Management opened 99 new positions and closed 84 in Q3 2015.
  • Advent Capital Management's portfolio value fell 6% quarter-over-quarter to $6.54B.

Based on Advent Capital Management's 13F filing for Q3 2015, filed 13 Nov 2015.