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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$6.92B
AUM Growth
+$459M
Cap. Flow
-$5.18B
Cap. Flow %
-74.89%
Top 10 Hldgs %
14.92%
Holding
548
New
71
Increased
15
Reduced
25
Closed
53

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$37.2M
2
BDC.PRB
Belden Inc.
BDC.PRB
+$23.8M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$9.73M
4
WFC icon
Wells Fargo
WFC
+$7.18M
5
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$5.8M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$21.4M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$20.7M
3
SWH
Stanley Black & Decker, Inc.
SWH
+$20.5M
4
DCUC
Dominion Energy, Inc.
DCUC
+$16.9M
5
SRCLP
Stericycle, Inc
SRCLP
+$8.94M

Sector Composition

Rank Sector Weight
1 Healthcare 0.34%
2 Consumer Discretionary 0.19%
3 Communication Services 0.13%
4 Financials 0.12%
5 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLF icon
76
PUT
Herbalife
HLF
$1.29B
$20K ﹤0.01%
600
– –
IDTI
77
PUT
DELISTED
Integrated Device Technology I
IDTI
$19K ﹤0.01%
+500
New +$10.3K
CHK
78
CALL
DELISTED
Chesapeake Energy Corporation
CHK
$17K ﹤0.01%
5
– –
MCHP icon
79
PUT
Microchip Technology
MCHP
$46B
$16K ﹤0.01%
+600
New +$17.4K
GILD icon
80
CALL
Gilead Sciences
GILD
$165B
$14K ﹤0.01%
+300
New +$24.4K
VALE icon
81
CALL
Vale
VALE
$62.6B
$12K ﹤0.01%
1,400
+1,100
+367% +$6.04K
X
82
CALL
DELISTED
US Steel
X
$12K ﹤0.01%
+160
New +$3.3K
CELG
83
PUT
DELISTED
Celgene Corp
CELG
$12K ﹤0.01%
+300
New +$32.5K
GM icon
84
PUT
General Motors
GM
$76.8B
$11K ﹤0.01%
+400
New +$12.5K
IEMG icon
85
CALL
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$11K ﹤0.01%
+500
New +$22.2K
CX icon
86
PUT
Cemex
CX
$16.3B
$10K ﹤0.01%
+1,040
New +$7.66K
PBR icon
87
CALL
Petrobras
PBR
$116B
$9K ﹤0.01%
500
+200
+67% +$1.75K
CELG
88
CALL
DELISTED
Celgene Corp
CELG
$8K ﹤0.01%
+300
New +$32.5K
BMRN icon
89
CALL
BioMarin Pharmaceuticals
BMRN
$12.4B
$6K ﹤0.01%
103
-597
-85% -$56.2K
HOV icon
90
CALL
Hovnanian Enterprises
HOV
$807M
$6K ﹤0.01%
+86
New +$3.79K
SM icon
91
PUT
SM Energy
SM
$6.87B
$6K ﹤0.01%
+200
New +$6.41K
TCOM icon
92
PUT
Trip.com Group
TCOM
$29.1B
$6K ﹤0.01%
500
-600
-55% -$26.7K
CLVS
93
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
$6K ﹤0.01%
+200
New +$4.29K
RHT
94
PUT
DELISTED
Red Hat Inc
RHT
$6K ﹤0.01%
+100
New +$7.44K
FCX icon
95
PUT
Freeport-McMoran
FCX
$97.5B
$5K ﹤0.01%
+300
New +$3.45K
RCKT icon
96
CALL
Rocket Pharmaceuticals
RCKT
$394M
$5K ﹤0.01%
+31
New +$975
SGYPW
97
CALL
DELISTED
Synergy Pharmaceuticals, Inc. - Warrants
SGYPW
$5K ﹤0.01%
+300
New +$181
ALLY icon
98
PUT
Ally Financial
ALLY
$13.3B
$4K ﹤0.01%
300
-907
-75% -$16.9K
CNX icon
99
PUT
CNX Resources
CNX
$5.2B
$4K ﹤0.01%
+240
New +$3.54K
ILCV icon
100
PUT
iShares Morningstar Value ETF
ILCV
$1.35B
$4K ﹤0.01%
1,000
-500
-33% -$22.1K
2 3
4
5 6

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Advent Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advent Capital Management held 548 positions worth $6.92B, up 7.1% from $6.46B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Advent Capital Management withdrew a net $5.18B in Q3 2016, closing 53 positions and reducing 25 holdings. Its most notable exit was Stericycle, Inc, an estimated $8.94M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.34% of assets, up from 0.27% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Advent Capital Management opened a new position in NextEra Energy, Inc. worth $36.7M.

  • Advent Capital Management's largest Q3 2016 buy was NextEra Energy, Inc.: 741,348 shares worth $36.7M.
  • Advent Capital Management added most to Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock in Q3 2016, an estimated $5.8M increase.
  • Advent Capital Management's biggest Q3 2016 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $21.4M.
  • Advent Capital Management fully exited Stericycle, Inc in Q3 2016, selling an estimated $8.94M.
  • Advent Capital Management's ten largest holdings make up 15% of its $6.92B portfolio in Q3 2016.
  • Advent Capital Management opened 71 new positions and closed 53 in Q3 2016.
  • Advent Capital Management's portfolio value rose 7.1% quarter-over-quarter to $6.92B.

Based on Advent Capital Management's 13F filing for Q3 2016, filed 22 Nov 2016.