ACM

Advent Capital Management Portfolio holdings

AUM $4.55B
1-Year Return 1.37%
This Quarter Return
+1.04%
1 Year Return
+1.37%
3 Year Return
+2.01%
5 Year Return
+3.07%
10 Year Return
+4.31%
AUM
$4.69B
AUM Growth
+$159M
Cap. Flow
-$4.04B
Cap. Flow %
-86.2%
Top 10 Hldgs %
23.34%
Holding
225
New
14
Increased
15
Reduced
9
Closed
17

Top Buys

1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$15.6M
2
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$11.4M
3
SWT
Stanley Black & Decker, Inc.
SWT
$10.9M
4
DTP
DTE Energy Company 2019 Corporate Units
DTP
$10.5M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$9.14M

Top Sells

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$196M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$175M
3
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$29.5M
4
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$13.1M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$11M

Sector Composition

1 Utilities 0.57%
2 Consumer Discretionary 0.23%
3 Financials 0.23%
4 Industrials 0.17%
5 Healthcare 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ERIC icon
51
Ericsson
ERIC
$26.4B
– –
0
– –
GE icon
52
GE Aerospace
GE
$298B
– –
0
– –
HCA icon
53
HCA Healthcare
HCA
$96.5B
– –
-15,000
Closed -$1.87M
HON icon
54
Honeywell
HON
$136B
– –
-25,000
Closed -$4.12M
KO icon
55
Coca-Cola
KO
$293B
– –
-50,000
Closed -$2.47M
LRCX icon
56
Lam Research
LRCX
$128B
– –
-120,000
Closed -$3.98M
LUV icon
57
Southwest Airlines
LUV
$16.3B
– –
0
– –
SABR icon
58
Sabre
SABR
$679M
– –
0
– –
WFC.PRL icon
59
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.86B
– –
-130,805
Closed -$175M
WGO icon
60
Winnebago Industries
WGO
$1.01B
– –
-13,000
Closed -$672K
XLF icon
61
Financial Select Sector SPDR Fund
XLF
$54.1B
– –
0
– –
BSX.PRA
62
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
-265,263
Closed -$29.5M
ZNGA
63
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
0
– –
ENR.PRA
64
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-119,756
Closed -$10.1M
QTS.PRB
65
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
– –
-77,584
Closed -$11M
SRE.PRB
66
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
– –
-2,278
Closed -$228K
AIZP
67
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
– –
-110,919
Closed -$13.1M
MCHP icon
68
Microchip Technology
MCHP
$34.6B
– –
-70,000
Closed -$3.6M
MRK icon
69
Merck
MRK
$209B
– –
-31,440
Closed -$2.49M
OEF icon
70
iShares S&P 100 ETF
OEF
$22.2B
– –
0
– –
ON icon
71
ON Semiconductor
ON
$19.6B
– –
-150,000
Closed -$3.25M
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