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ACM

Advent Capital Management Portfolio holdings

AUM $3.63B
1-Year Est. Return 0.29%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
-0.29%
3 Year Est. Return
+1.05%
5 Year Est. Return
-0.73%
10 Year Est. Return
+3.33%
AUM
$7.44B
AUM Growth
+$1.08B
Cap. Flow
-$5.75B
Cap. Flow %
-77.3%
Top 10 Hldgs %
10.86%
Holding
619
New
46
Increased
16
Reduced
12
Closed
59

Top Buys

Rank Stock Value
1
INTC icon
Intel
INTC
+$6.91M
2
BP icon
BP
BP
+$6.29M
3
TIF
Tiffany & Co.
TIF
+$5.32M
4
DISH
DISH Network Corp.
DISH
+$5M
5
AIG icon
American International
AIG
+$3.8M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$67.5M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$63.5M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$40.2M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$38.1M
5
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$37.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0.28%
2 Technology 0.16%
3 Healthcare 0.13%
4 Consumer Discretionary 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC
51
DELISTED
General Cable Corporation
BGC
$397K 0.01%
+12,500
New +$392K
WMGI
52
DELISTED
Wright Medical Group Inc
WMGI
$391K 0.01%
+15,000
New +$392K
CHK
53
DELISTED
Chesapeake Energy Corporation
CHK
$391K 0.01%
80
+32
+67% +$148K
SRC
54
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$390K 0.01%
9,464
-10,860
-53% -$447K
MDLZ icon
55
Mondelez International
MDLZ
$79.9B
$373K 0.01%
+11,861
New +$368K
MGM icon
56
MGM Resorts International
MGM
$11.2B
$358K ﹤0.01%
+17,500
New +$305K
PLD icon
57
Prologis
PLD
$133B
$282K ﹤0.01%
+7,500
New +$283K
CALY
58
Callaway Golf Company
CALY
$3.14B
$269K ﹤0.01%
37,751
-2,249
-6% -$15.9K
CIEN icon
59
Ciena
CIEN
$58.4B
$250K ﹤0.01%
+8,400
New +$189K
PPL.PRW
60
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
– –
-4,290
Closed -$231K
VRNG.WS
61
DELISTED
VRINGO, INC WTS
VRNG.WS
$206K ﹤0.01%
+200,000
New +$206K
FNM.PRS
62
DELISTED
FEDERAL NATIONAL MORTGAGE ASSOCIATION PFD SER S (USA)
FNM.PRS
$187K ﹤0.01%
31,964
+4,014
+14% +$23.5K
MNTG
63
DELISTED
M T R GAMING GROUP INC
MNTG
$142K ﹤0.01%
30,115
-60,939
-67% -$235K
FLG.PRU
64
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
– –
-2,968
Closed -$144K
ALU
65
DELISTED
Alcatel-Lucent
ALU
$141K ﹤0.01%
+41,600
New +$106K
SUPN icon
66
Supernus Pharmaceuticals
SUPN
$2.77B
$114K ﹤0.01%
15,490
-7,010
-31% -$47.1K
HTWR
67
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
$111K ﹤0.01%
1,519
+119
+9% +$10.2K
HOV icon
68
Hovnanian Enterprises
HOV
$807M
$105K ﹤0.01%
+800
New +$107K
JBLU icon
69
JetBlue
JBLU
$2.29B
$100K ﹤0.01%
+15,000
New +$96.9K
GSAT icon
70
Globalstar
GSAT
$10.8B
$33K ﹤0.01%
+2,000
New +$33K
IPG
71
DELISTED
Interpublic Group of Companies
IPG
$7K ﹤0.01%
+389
New +$6.27K
BKD icon
72
Brookdale Senior Living
BKD
$3.4B
– –
-122,635
Closed -$3.24M
GM icon
73
General Motors
GM
$76.8B
– –
-300,500
Closed -$10M
ILMN icon
74
Illumina
ILMN
$28.4B
– –
-4,112
Closed -$299K
IONS icon
75
Ionis Pharmaceuticals
IONS
$9.4B
– –
-14,500
Closed -$390K
1 2
3
4

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Advent Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Advent Capital Management held 619 positions worth $7.44B, up 17% from $6.36B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Advent Capital Management withdrew a net $5.75B in Q3 2013, closing 59 positions and reducing 12 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $67.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0.28% of assets, up from 0.16% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Advent Capital Management opened a new position in Intel worth $6.88M.

  • Advent Capital Management's largest Q3 2013 buy was Intel: 300,000 shares worth $6.88M.
  • Advent Capital Management added most to Tiffany & Co. in Q3 2013, an estimated $5.32M increase.
  • Advent Capital Management's biggest Q3 2013 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $2.29M.
  • Advent Capital Management fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2013, selling an estimated $67.5M.
  • Advent Capital Management's ten largest holdings make up 11% of its $7.44B portfolio in Q3 2013.
  • Advent Capital Management opened 46 new positions and closed 59 in Q3 2013.
  • Advent Capital Management's portfolio value rose 17% quarter-over-quarter to $7.44B.

Based on Advent Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.